Current Report Filing (8-k)
July 28 2022 - 08:36AM
Edgar (US Regulatory)
false 0001659617 0001659617 2022-07-28
2022-07-28
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT
OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 28,
2022
MOLECULIN BIOTECH, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware
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001-37758
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47-4671997
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(State or Other Jurisdiction of
Incorporation or Organization)
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(Commission File No.)
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(I.R.S. Employer Identification
No.)
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5300 Memorial Drive, Suite 950, Houston, TX 77007
(Address of principal executive offices and zip code)
(713) 300-5160
(Registrant’s telephone number, including area code)
(Former name or former address, if changed from last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General
Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-14(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol (s)
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Name of each exchange on which registered
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Common Stock, par value $.001 per share
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MBRX
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The NASDAQ Stock Market LLC
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Item 7.01
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Regulation FD Disclosure
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On July 28, 2022, Moleculin Biotech, Inc. (the “Company”), issued a
press release announcing it has completed the safety review of the
fourth cohort in a dose escalation clinical trial
evaluating Annamycin for the treatment of soft tissue
sarcoma (STS) lung metastases, thus concluding the Phase 1b portion
of its U.S. Phase 1b/2 clinical trial. Preliminary results
from the study continue to document clinical activity for Annamycin
in the treatment of STS. The safety review committee (SRC) has
deemed the dose of 390 mg/m2 to be safe after conclusion of
the fourth cohort. Notwithstanding that there was safety at this
dose level, tolerability issues present at the 390 mg/m2 dose level caused delays in
follow-on cycles and the reduction of subsequent doses, suggesting
that a Recommended Phase 2 Dose (RP2D) below 390 mg/m2 was warranted.
A copy of the press release is attached to this report as Exhibit
99.1 and is incorporated by reference herein.
The information contained in Item 7.01 of this Current Report on
Form 8-K, including Exhibit 99.1, is being furnished and shall not
be “filed” for the purpose of the Securities Exchange Act of 1934,
as amended (“Exchange Act”), nor shall it be incorporated by
reference in any filing under the Exchange Act or the Securities
Act of 1933, as amended (“Securities Act”), unless specifically
identified therein as being incorporated by reference.
Item 9.01
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Financial Statements and Exhibits.
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104
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Cover page Interactive Data File (formatted as Inline XBRL
document)
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SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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MOLECULIN BIOTECH, INC.
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Date:
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July 28, 2022
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By:
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/s/ Jonathan P. Foster
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Jonathan P. Foster
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