Statement of Changes in Beneficial Ownership (4)
July 19 2021 - 6:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Rhind David S. |
2. Issuer Name and Ticker or Trading Symbol
KEWAUNEE SCIENTIFIC CORP /DE/
[
KEQU
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
1450 NORTH DEARBORN STREET, APT. 1A |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/1/2021 |
(Street)
CHICAGO, IL 60610
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 7/1/2021 | | S | | 100 | D | $14.37 | 5356 | I | By James Campbell Rhind GST Trust 1 (1) |
Common Stock | 7/7/2021 | | S | | 150 | D | $14.36 | 5206 | I | By James Campbell Rhind GST Trust 1 (1) |
Common Stock | 7/9/2021 | | S | | 150 | D | $13.106 | 5056 | I | By James Campbell Rhind GST Trust 1 (1) |
Common Stock | | | | | | | | 16000 | D | |
Common Stock | | | | | | | | 5456 | I | By Constance Rhind Robey GST Trust 1 (1) |
Common Stock | | | | | | | | 5456 | I | By David Scott Rhind GST Trust 1 |
Common Stock | | | | | | | | 1489 | I | By James T. Rhind Family GST Exempt Trust fbo David (2) |
Common Stock | | | | | | | | 23509 | I | By Laura Campbell Rhind Appointive GST Exempt Trust fbo David (2) |
Common Stock | | | | | | | | 76026 | I | By Laura Campbell Rhind GST Exempt Trust fbo David (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person serves as a co-trustee of a trust of which an immediate family member of the reporting person is the beneficiary. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
(2) | Represents shares held by a trust of which the reporting person is a co-trustee and a beneficiary. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rhind David S. 1450 NORTH DEARBORN STREET APT. 1A CHICAGO, IL 60610 | X |
|
|
|
Signatures
|
/s/ Donald T. Gardner III, Attorney-in-fact | | 7/19/2021 |
**Signature of Reporting Person | Date |
Kewaunee Scientific (NASDAQ:KEQU)
Historical Stock Chart
From Mar 2024 to Apr 2024
Kewaunee Scientific (NASDAQ:KEQU)
Historical Stock Chart
From Apr 2023 to Apr 2024