Current Report Filing (8-k)
June 09 2016 - 4:45PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
___________________________________
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 3, 2016
FULL CIRCLE CAPITAL CORPORATION
(Exact name of registrant as specified in
its charter)
Maryland
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814-00809
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27-2411476
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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102 Greenwich Avenue, 2
nd
Floor
Greenwich, CT 06830
(Address of principal
executive offices and zip code)
Registrant’s
telephone number, including area code:
(203) 900-2100
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01. Entry into a Material Definitive Agreement.
On June 3, 2016, Full Circle Capital
Corporation (the “
Company
”) entered into an amendment to its revolving credit facility with
Santander Bank, N.A. (formerly known as Sovereign Bank, N.A.) (the “
Amendment
”) to, among other
things, (i) reduce the size of the facility from $45,000,000 to $5,000,000, (ii) extend the termination date until October 3,
2016 and (iii) limit the Company’s ability to make any dividends, distributions, redemptions or other acquisitions of
securities or other equity interests in the Company in excess of $10,000,000 in the aggregate through October 3, 2016.
The description above is only a summary
of the material provisions of the Amendment and is qualified in its entirety by reference to the Amendment, which is filed as Exhibit
10.1 to this current report on Form 8-K and incorporated by reference herein.
Item 2.03. Creation of a Direct Financial Obligation or an
Obligation Under an Off-Balance Sheet Arrangement of a Registrant.
The information provided in Item 1.01 of
this Current Report on Form 8-K is incorporated by reference into this Item 2.03.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
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Exhibit No.
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Description
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10.1
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Fourth Amendment to Credit Agreement by and among Full Circle Capital Corporation, Santander Bank, N.A, (formerly known as Sovereign Bank, N.A.), as agent, and the lenders party thereto, dated as of June 3, 2016.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 9, 2016
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FULL CIRCLE CAPITAL CORPORATION
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By:
/s/ Gregg J. Felton
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Gregg J. Felton
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Chief Executive Officer
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Full Circle Capital Corp. (MM) (NASDAQ:FULL)
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