As filed with the Securities and Exchange Commission on February 24, 2022

Registration No. 333-

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

REGISTRATION STATEMENT

Under The Securities Act of 1933

 

C4 Therapeutics, Inc.

(Exact name of Registrant as specified in its Charter)

 

Delaware

 47-5617627

(State or other jurisdiction of

incorporation or organization)

(I.R.S. Employer

Identification No.)

490 Arsenal Way, Suite 200

Watertown, MA 02472

(617) 231-0700

(Address, including zip code and telephone number, including area code, of Registrant’s principal executive offices)

 

C4 Therapeutics, Inc. 2020 Stock Option and Incentive Plan

C4 Therapeutics, Inc. 2020 Employee Stock Purchase Plan

(Full title of the plans)

  

 

Andrew J. Hirsch

President and Chief Executive Officer

C4 Therapeutics, Inc.

490 Arsenal Way, Suite 200

Watertown, MA 02472

(617) 231-0700

 

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

Lawrence S. Wittenberg, Esq.
Edwin O’Connor, Esq.

Shoaib Ghias, Esq.
Goodwin Procter LLP
100 Northern Avenue
Boston, MA 02210
(617) 570-1000

Jolie M. Siegel

Chief Legal Officer

C4 Therapeutics, Inc.
490 Arsenal Way, Suite 200

Watertown, MA 02472
(617) 231-0700

 ________________________________________________________________

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer

 

Accelerated filer 

Non-accelerated filer 

 

Smaller reporting company

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  

 

 


 

 

STATEMENT OF INCORPORATION BY REFERENCE

This Registration Statement on Form S-8 is filed to register the offer and sale of (i) an additional 2,434,443 shares of the Registrant’s common stock, $0.0001 par value per share, to be issued under the Registrant’s 2020 Stock Option and Incentive Plan (the “Plan”) and (ii) an additional 486,888 shares of the Registrant’s common stock, $0.0001 par value per share, to be issued under the Registrant’s 2020 Employee Stock Purchase Plan (the “ESPP”). The number of shares of Common Stock reserved and available for issuance under the Plan is subject to an automatic annual increase on each January 1, beginning in 2021, by an amount equal to the lesser of: (i) five percent of the number of shares of Common Stock issued and outstanding on the immediately preceding December 31 or (ii) such number of shares of Common Stock as determined by the Administrator (as defined in the Plan). Accordingly, on January 1, 2022, the number of shares of Common Stock reserved and available for issuance under the Plan increased by 2,434,443. The number of shares of Common Stock reserved and available for issuance under the ESPP is subject to an automatic annual increase on each January 1, beginning in 2021, by an amount equal to the least of: (i) one percent of the number of shares of Common Stock issued and outstanding on the immediately preceding December 31, (ii) 656,714 shares of Common Stock or (iii) such lesser number of shares of Common Stock as determined by the Administrator (as defined in the ESPP). Accordingly, on January 1, 2022, the number of shares of Common Stock reserved and available for issuance under the ESPP increased by 486,888. The additional shares are of the same class as other securities relating to the Plan and the ESPP for which this Registration Statement incorporates by reference the contents of the Registration Statement on Form S-8, File No. 333-249286, filed by the Registrant on October 2, 2020, and Registration Statement on Form S-8, File No. 333-254145, filed by the Registrant on March 11, 2021, relating to the Registrant’s 2015 Stock Option and Grant Plan, the Plan and the ESPP, pursuant to General Instruction E.

 

PART II

Information Required in the Registration Statement

 

Item 8. Exhibits

Refer to the Exhibit Index on the next page for a list of exhibits filed as part of this registration statement, which Exhibit Index is incorporated herein by reference.

 

 

 

 

 


 

 

EXHIBIT INDEX

 

Exhibit No.

 

 

Description of Exhibit

 

Form

File

Number

Date of

Filing

Exhibit

Number

Filed

Herewith

 

 

 

 

 

 

 

 

 

4.1

 

 

Fifth Amended and Restated Certificate of Incorporation of the Registrant

8-K

001-39567

10/06/2020

3.1

 

 

 

 

 

 

 

 

 

 

4.2

 

 

Second Amended and Restated Bylaws of the Registrant

S-1

333-248719

09/10/2020

3.5

 

 

 

 

 

 

 

 

 

 

4.3

 

 

Amended and Restated Investors’ Rights Agreement among the Registrant, its warrant holder and certain of its stockholders, dated June 5, 2020

S-1

333-248719

09/10/2020

3.1

 

 

 

 

 

 

 

 

 

 

5.1

 

 

Opinion of Goodwin Procter LLP

 

 

 

 

X

 

 

 

 

 

 

 

 

 

23.1

 

 

Consent of Goodwin Procter LLP (included in Exhibit 5.1)

 

 

 

 

X

 

 

 

 

 

 

 

 

 

23.2

 

 

Consent of KPMG LLP, Independent Registered Public Accounting Firm

 

 

 

 

X

 

 

 

 

 

 

 

 

 

24.1

 

 

Power of attorney (included on the signature pages of this registration statement)

 

 

 

 

X

 

 

 

 

 

 

 

 

 

99.1

 

 

2020 Stock Option and Incentive Plan and forms of award agreements thereunder

S-1/A

333-248719

09/28/2020

10.2

 

 

 

 

 

 

 

 

 

 

99.2

 

 

2020 Employee Stock Purchase Plan

S-1/A

333-248719

09/28/2020

10.3

 

 

 

 

 

 

 

 

 

 

107

 

 

Filing Fee Table

 

 

 

 

X

___________________

 

 

 


 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Watertown, Commonwealth of Massachusetts, on this 24th day of February 2022.

 

 

C4 THERAPEUTICS, INC.

 

 

By:

/s/ Andrew J. Hirsch

 

 

 

Andrew J. Hirsch

President and Chief Executive Officer

POWER OF ATTORNEY AND SIGNATURES

KNOW ALL BY THESE PRESENT, that each individual whose signature appears below hereby constitutes and appoints each of Andrew J. Hirsch and Lauren White as such person’s true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for such person in such person’s name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that any said attorney-in-fact and agent, or any substitute or substitutes of any of them, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following person in the capacities and on the date indicated.

Name

 

Title

 

Date

 

 

 

 

 

/s/ Andrew J. Hirsch

 

President, Chief Executive Officer, and Director

 

February 24, 2022

Andrew J. Hirsch

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Lauren A. White

 

Chief Financial Officer

 

February 24, 2022

Lauren A. White

 

(Principal Financial and Principal Accounting Officer)

 

 

 

 

 

 

 

 

 

Executive Chairman and Director

 

February 24, 2022

Marc A. Cohen

 

 

 

 

 

 

 

 

 

/s/ Kenneth C. Anderson, M.D.

 

Director

 

February 24, 2022

Kenneth C. Anderson, M.D.

 

 

 

 

 

 

 

 

 

/s/ Alain J. Cohen

 

Director

 

February 24, 2022

Alain J. Cohen

 

 

 

 

 

 

 

 

 

/s/ Bruce Downey

 

Director

 

February 24, 2022

Bruce Downey

 

 

 

 

 

 

 

 

 

/s/ Glenn Dubin

 

Director

 

February 24, 2022

Glenn Dubin

 

 

 

 

 

 

 

 

 

/s/ Elena Prokupets, Ph.D.

 

Director

 

February 24, 2022

Elena Prokupets, Ph.D.

 

 

 

 

 

 

 

 

 

/s/ Malcolm Salter

 

Director

 

February 24, 2022

Malcolm Salter

 

 

 

 

 

 

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