Statement of Changes in Beneficial Ownership (4)
July 16 2020 - 05:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * ACC International
Holdings Ltd. |
2. Issuer Name and Ticker or Trading
Symbol BRAINSTORM CELL THERAPEUTICS INC. [ BCLI
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Member of 10% owner group |
(Last)
(First)
(Middle)
MORGAN & MORGAN BUILDING, PASEA ESTATE, ROAD
TOWN |
3. Date of Earliest Transaction (MM/DD/YYYY)
7/9/2020
|
(Street)
TORTOLA, D8 VG 1110
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
7/9/2020 |
|
S |
|
3500 |
D |
$13.1253 (1) |
135306 |
D |
|
Common Stock |
7/10/2020 |
|
S |
|
2000 |
D |
$13.35 |
133306 |
D |
|
Common Stock |
7/13/2020 |
|
S |
|
40000 |
D |
$13.5238 (2) |
93306 |
D |
|
Common Stock |
7/15/2020 |
|
S |
|
18430 |
D |
$13.1153 (3) |
74876 |
D |
|
Common Stock |
7/16/2020 |
|
S |
|
7823 |
D |
$13.4668 (4) |
67053 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $13.0816 to $13.1581,
inclusive. The Reporting Person undertakes to provide to the
Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares
purchased at each separate price within the range set forth in this
footnote. |
(2) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $13.338 to $13.61, inclusive.
The Reporting Person undertakes to provide to the Issuer, or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares purchased at each
separate price within the range set forth in this
footnote. |
(3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $13.1 to $13.15, inclusive. The
Reporting Person undertakes to provide to the Issuer, or the staff
of the Securities and Exchange Commission, upon request, full
information regarding the number of shares purchased at each
separate price within the range set forth in this
footnote. |
(4) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $13.46 to $13.4684, inclusive.
The Reporting Person undertakes to provide to the Issuer, or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares purchased at each
separate price within the range set forth in this
footnote. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
ACC International Holdings Ltd.
MORGAN & MORGAN BUILDING
PASEA ESTATE, ROAD TOWN
TORTOLA, D8 VG 1110 |
|
|
|
Member of 10% owner group |
Signatures
|
/s/ Thomas B. Rosedale (Pursuant to Power of
Attorney) |
|
7/16/2020 |
**Signature of
Reporting Person |
Date |
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