Statement of Changes in Beneficial Ownership (4)
March 15 2021 - 6:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Schwartz Spencer |
2. Issuer Name and Ticker or Trading Symbol
ATLAS AIR WORLDWIDE HOLDINGS INC
[
AAWW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & CFO |
(Last)
(First)
(Middle)
C/O ATLAS AIR WORLDWIDE HOLDINGS, INC., 2000 WESTCHESTER AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2021 |
(Street)
PURCHASE, NY 10577
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 1869 | D | $60.033 (2) | 28173 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 700 | D | $60.991 (3) | 27473 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 600 | D | $61.669 (4) | 26873 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 1312 | D | $60.027 (5) | 25561 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 500 | D | $61.076 (6) | 25061 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 367 | D | $61.657 (7) | 24694 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 5601 | D | $60.079 (8) | 19093 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 1996 | D | $61.149 (9) | 17097 | D | |
Common Stock, $0.01 par value | 3/12/2021 | | S(1) | | 1378 | D | $61.698 (10) | 15719 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
(2) | These shares were sold at an average of $60.033. Prices ranged from $59.42 to $60.32. |
(3) | These shares were sold at an average of $60.991. Prices ranged from $60.54 to $61.32. |
(4) | These shares were sold at an average of $61.669. Prices ranged from $61.57 to $61.78. |
(5) | These shares were sold at an average of $60.027. Prices ranged from $59.50 to $60.29. |
(6) | These shares were sold at an average of $61.076. Prices ranged from $60.54 to $61.48. |
(7) | These shares were sold at an average of $61.657. Prices ranged from $61.57 to $61.78. |
(8) | These shares were sold at an average of $60.079. Prices ranged from $59.49 to $60.42. |
(9) | These shares were sold at an average of $61.149. Prices ranged from $60.54 to $61.52. |
(10) | These shares were sold at an average of $61.698. Prices ranged from $61.57 to $61.90. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Schwartz Spencer C/O ATLAS AIR WORLDWIDE HOLDINGS, INC. 2000 WESTCHESTER AVENUE PURCHASE, NY 10577 |
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| EVP & CFO |
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Signatures
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/s/ Michael W. Borkowski, as Attorney-in-Fact | | 3/15/2021 |
**Signature of Reporting Person | Date |
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