Current Report Filing (8-k)
September 13 2022 - 02:46PM
Edgar (US Regulatory)
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2022-09-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
September 9, 2022
Date
of Report (Date of earliest event reported)
Enveric Biosciences, Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-38286 |
|
95-4484725 |
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(I.R.S.
Employer
Identification
No.)
|
Enveric Biosciences, Inc.
4851 Tamiami Trail N,
Suite 200
Naples,
FL
34103
(Address of principal executive offices) (Zip code)
Registrant’s
telephone number, including area code:
(239)
302-1707
N/A
(Former name or former address, if changed since last
report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
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☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
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|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common stock, par value $0.01 per share |
|
ENVB |
|
The Nasdaq Stock Market |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02. Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On
September 9, 2022, Robert Dickey IV was
appointed as the Chief Financial Officer (“CFO”) of the Company, to
serve on an interim basis, effective September 9, 2022.
Robert Dickey IV, age 66, has served as Managing Director at
Foresite Advisors since March 2020 and was previously a Managing
Director at Danforth Advisors from August 2018 to March 2020.
Foresite Advisors provides finance support and strategy for life
science companies, including CFO advisory, financial analysis, and
transactional support/execution for fundraising and M&A. Mr.
Dickey has served on the board of directors of Angiogenex, Inc., a
publicly traded biopharmaceutical company, since 2020 and SFA
Therapeutics, a privately held company developing
microbiome-derived therapies, since 2022. He has been on the
leadership team of Cell One Partners, a strategic consulting
services company focused on cell and gene therapy since 2018 and
BCI LifeSciences, an advisory firm affiliated with a broker-dealer,
since 2021. Mr. Dickey served as a member on the board of directors
and audit committee chair at Emmaus Life Sciences, Inc., a publicly
traded biopharmaceutical company, from 2018 to 2022 and as a member
on the board of directors of Sanuthera, Inc., a privately held
medical device company, from 2013 to 2017. Previously, he was
employed as CFO of Motif Bio Plc., a NASDAQ and London AIM
exchange-listed antibiotics company, from January 2017 to February
2018. He also was previously employed with several other
biotechnology companies, including as the CFO of Tyme Technologies,
Inc. from May 2015 to January 2017, the CFO of NeoStem, Inc. from
August 2013 to January 2015 and the Senior Vice President of
Hemispherx Biopharma, Inc. from November 2008 to August 2013. Prior
to that time, among other things, Mr. Dickey served as a Managing
Director at Legg Mason Wood Walker, Inc., Senior Vice President at
Lehman Brothers and Co-Founder/Partner at The Middle Market Group,
an affiliate of Lehman Brothers. He received his undergraduate
degree from Princeton University and an M.B.A. from The Wharton
School of the University of Pennsylvania.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
September 13, 2022 |
ENVERIC
BIOSCIENCES, INC. |
|
|
|
By: |
/s/
Joseph Tucker |
|
|
Joseph
Tucker |
|
|
Chief
Executive Officer |
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