Amended Statement of Beneficial Ownership (sc 13d/a)
December 20 2021 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
SERVOTRONICS,
INC.
(Name of Issuer)
Common Stock, Par Value $0.20 per Share
(Title and Class of Securities)
817732100
(CUSIP Number)
Brent D. Baird
25 Melbourne Place
Buffalo, New York 14222
Tel. 716-830-6322
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 16, 2021
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box ☐.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 817732100
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SCHEDULE 13D
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Page
2
of 5
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1.
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Names of
Reporting Person:
Brent D. Baird
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2.
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☐
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3.
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SEC Use Only:
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4.
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Source of Funds:
PF
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5.
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Check Box If Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐.
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6.
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Citizenship or Place of
Organization:
United States
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7.
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Sole Voting Power:
154,000 shares of common stock
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8.
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Shared Voting Power:
-0-
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9.
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Sole Dispositive Power:
154,000 shares of common stock
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10.
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Shared Dispositive Power:
-0-
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
154,000 shares of common stock
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12.
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares
☐
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13.
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Percent of Class Represented by
Amount in Row (11):
Common Shares 6.2%
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14.
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Type of Reporting Person:
IN
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CUSIP No. 817732100
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SCHEDULE 13D
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Page
3
of 5
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This Amendment No. 1 (Amendment No. 1) to Schedule 13D supplements and
amends the Schedule 13D filed on September 30, 2021 (the Initial Schedule 13D). Information reported in the Initial Schedule 13D remains in effect except to the extent that it is amended, restated or superseded by information
contained in this Amendment No. 1. Unless otherwise indicated, capitalized terms used but not otherwise defined herein shall have the meaning assigned to such terms in the Initial Schedule 13D. Responses to each item of this Amendment
No. 1 are incorporated by reference into the response to each other item, as applicable.
Item 3.
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Source and Amount of Funds or Other Consideration.
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Item 3 of the Initial Schedule 13D is hereby replaced in its entirety as follows:
All of the shares of Common Stock owned by the Reporting Person were purchased by the Reporting Person with his personal funds. The total
consideration paid for the 154,000 shares of Common Stock purchased by the Reporting Person was $1,605,541.
Item 5.
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Interest in Securities of the Issuer.
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Item 5(a), (b) and (c) of the Initial Schedule 13D are hereby replaced in their entirety as follows:
(a) and (b) Reporting Person owns beneficially, and has the sole power to vote and dispose of, 154,000 shares of Common Stock or
approximately 6.2% of the outstanding shares of Common Stock of the Company, based on 2,491,667 shares of Common Stock outstanding as of October 18, 2021, as set forth in the Companys Quarterly Report on Form 10-Q for the Quarter ended September 30, 2021.
(c) The transactions in shares of Common Stock by
Reporting Person during the past sixty (60) days were as follows:
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Nature and Date of Transaction
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Number of Shares of
Common Stock
Purchased
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Price Per Share ($)
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Open Market Purchase 10/26/21
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5,000
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$
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11.095
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Open Market Purchase 11/16/21
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1,000
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$
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11.185
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Open Market Purchase 11/22/21
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1,000
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$
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12.239
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Open Market Purchase 11/22/21
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1,000
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$
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12.247
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Open Market Purchase 11/23/21
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1,000
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$
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12.383
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Open Market Purchase 11/23/21
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2,000
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$
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12.349
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Open Market Purchase 11/23/21
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1,000
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$
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12.33
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Open Market Purchase 11/23/21
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1,000
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$
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12.296
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Open Market Purchase 11/23/21
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1,000
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$
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12.533
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Open Market Purchase 11/23/21
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1,000
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$
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12.623
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Open Market Purchase 11/23/21
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1,000
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$
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12.274
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Open Market Purchase 11/26/21
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1,000
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$
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12.395
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Open Market Purchase 11/26/21
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1,000
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$
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12.666
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Open Market Purchase 11/29/21
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2,000
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$
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12.883
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Open Market Purchase 12/1/21
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1,000
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$
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12.989
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Open Market Purchase 12/3/21
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1,000
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$
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12.968
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CUSIP No. 817732100
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SCHEDULE 13D
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Page
4
of 5
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Nature and Date of Transaction
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Number of Shares of
Common Stock
Purchased
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Price Per Share ($)
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Open Market Purchase 12/7/21
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1,000
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$
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12.806
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Open Market Purchase 12/7/21
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1,000
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$
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12.711
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Open Market Purchase 12/16/21
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3,000
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$
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13.163
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete, and correct.
Date: December 20, 2021
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/s/ Brent D. Baird
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Brent D. Baird
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