Amended Statement of Beneficial Ownership (3/a)
March 28 2022 - 6:07AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Kurosaki Morio |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/7/2021
|
3. Issuer Name and Ticker or Trading Symbol
KULR Technology Group, Inc. [KULR]
|
(Last)
(First)
(Middle)
C/O KULR TECHNOLOGY GROUP, INC.,, 1999 S. BASCOM AVE., SUITE 700 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
CAMPBELL, CA 95008
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 6/9/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 420000 (1) | D | |
Common Stock | 100000 | I | By IT-Farm Corporation (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reflects (i) restricted shares of common stock granted by KULR Technology Group, Inc. (the "Company) to the reporting person, on June 7, 2021, the effective date of the reporting person's appointment as a director of the Company, which shares vest in four equal quarterly installments, with the first quarterly vest to occur on September 7, 2021, subject to Mr. Kurosaki's continued services to the Company; and (ii) 400,000 shares of common stock previously acquired. |
(2) | Held by IT-Farm Corporation, a Japanese venture and capital firm, of which Mr. Kurosaki is the founder and President. |
Remarks: This Form 3 amendment is being filed to correct the "Original Form 3" filed on June 9, 2021. The Original Form 3 incorrectly reported the amount of securities beneficially owned by the reporting person as of June 9, 2021. In addition to the 420,000 shares directly held by Mr. Kurosaki, he also indirectly owned and continues to hold 100,000 shares through IT-Farm Corporation, a Japanese venture and capital firm. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kurosaki Morio C/O KULR TECHNOLOGY GROUP, INC., 1999 S. BASCOM AVE., SUITE 700 CAMPBELL, CA 95008 | X |
|
|
|
Signatures
|
/s/ Morio Kurosaki | | 3/28/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
KULR Technology (AMEX:KULR)
Historical Stock Chart
From May 2024 to Jun 2024
KULR Technology (AMEX:KULR)
Historical Stock Chart
From Jun 2023 to Jun 2024