Current Report Filing (8-k)
May 09 2023 - 4:23PM
Edgar (US Regulatory)
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2023-05-03
2023-05-03
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2023-05-03
2023-05-03
0001553788
SBEV:WarrantsToPurchaseSharesOfCommonStockMember
2023-05-03
2023-05-03
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
May 3, 2023
SPLASH
BEVERAGE GROUP, INC. |
(Exact
Name of Registrant as Specified in Its Charter) |
|
Nevada |
(State
or Other Jurisdiction of Incorporation) |
001-40471 |
|
34-1720075 |
(Commission File Number) |
|
(IRS Employer Identification
No.) |
|
1314
East Las Olas Blvd, Suite 221
Fort Lauderdale, Florida 33301 |
|
(Address of
Principal Executive Offices) |
|
(954)
745-5815 |
(Registrant’s
Telephone Number, Including Area Code) |
|
(Former Name
or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on
which registered |
Common Stock, $0.001 par
value per share |
|
SBEV |
|
NYSE American LLC |
Warrants to purchase shares
of common stock |
|
SBEV-WT |
|
NYSE American LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 4.01 Changes in Registrant’s
Certifying Accountant.
On May 3, 2023, the Board of Directors (the “Board”)
of Splash Beverage Group, Inc. (the “Company”) appointed Bill Caple as a member of the Board. Mr. Caple began serving on the
Board on May 1, 2023.
In consideration for his services as a director, and subject to Board approval,
Mr. Caple will be granted an option to purchase 125,000 shares of the Company’s common stock, per year for three years. In the first
year, the exercise price of the options will be $1.26 and the options will vest 12 months from the date of grant. The second and third
years will be determined at the Board’s discretion. Mr. Caple will also receive $50,000 per annum as a member of the Board, $10,000
per committee chair held, $5,000 per committee participation, and $1,000 per in-person board meeting.
Mr. Caple does not have a family
relationship with any of the executive officers or directors of the Company. There are no arrangements or understandings between Mr. Caple
and any other persons pursuant to which he was selected as a director, and there are no transactions in which he has an interest requiring
disclosure under Item 404(a) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 9, 2023
SPLASH BEVERAGE GROUP, INC. |
|
|
|
/s/ Robert
Nistico |
|
Robert Nistico |
|
Chief Executive Officer |
|
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