common stock and 164,814,910 shares of Class C common stock. The address of The Stagwell Group LLC is 1808 I Street, NW, Sixth Floor, Washington, DC 20006.
(4)
Includes 25,000 unvested restricted shares.
(5)
Excludes 25,000 restricted stock units.
(6)
Mr. Samaha is the Managing Partner of Madison Avenue Partner, LP, which holds 5,753,210 shares of Class A common stock.
(7)
Includes 133,794 unvested restricted shares.
(8)
Includes 207,998 unvested restricted shares and the maximum of 450,000 shares issuable upon exercise of vested SARs.
(9)
Includes 1,763,728 unvested restricted shares and the maximum of 1,950,000 shares issuable upon exercise of vested SARs.
(10)
The Schedule 13D/A filed with the SEC on November 10, 2021 by The Goldman Sachs Group, Inc., Goldman, Sachs & Co. LLC, Broad Street Principal Investments, L.L.C., StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., and Bridge Street Opportunity Advisors, L.L.C. (collectively, the “Goldman Sachs Parties”) reports that the number of shares as to which The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC have shared voting and dispositive is 20,961,679 shares of Class A common stock. The address of each of the Goldman Sachs Parties is 200 West Street, New York, NY 10282.
(11)
The Schedule 13F filed with the SEC on February 11, 2022 by Hotchkis and Wiley Capital Management, LLC reports sole voting power over 12,095,860 shares of Class A common stock and sole dispositive power over 13,466,560 shares of Class A common stock. The address of Hotchkis and Wiley Capital Management, LLC is 601 S. Figueroa Street, 39th Fl, Los Angeles, CA 90017.
Changes in Control
To our knowledge, there are no present arrangements or pledges of the Company’s securities that may result in a change in control of the Company.
Delinquent Section 16(a) Reports
Under Section 16(a) of the Exchange Act, each person serving as a director or executive officer during the last fiscal year and any persons holding 10% or more of the common stock are required to report their ownership of common stock and any changes in that ownership to the SEC within a prescribed period of time and to furnish the Company with copies of such reports. To the Company’s knowledge, based solely upon a review of copies of such reports received by the Company which were filed with the SEC for the fiscal year ended December 31, 2021, and upon written representations from such persons that no other reports were required, all reports required to be filed under Section 16(a) have been timely filed with the SEC except for the Form 4 for Rodney Slater filed on August 12, 2021.