Securities Registration (section 12(b)) (8-a12b)
April 13 2022 - 3:00PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION
OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Ascent
Solar Technologies, Inc.
(Exact name of registrant
as specified in its charter)
Delaware |
20-3672603 |
(State
or other jurisdiction of
incorporation or organization)
|
(I.R.S.
Employer
Identification No.) |
12300 Grant Street
Thornton, CO 80241
(Address of principal executive offices, including zip code)
Securities to be registered pursuant
to Section 12(b) of the Act:
Title
of each class to be so registered |
Name
of each exchange on which each class is to be registered |
Common
Stock, $0.0001 par value |
The
Nasdaq Stock Market LLC |
Common
Warrants |
The
Nasdaq Stock Market LLC |
If
this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant
to General Instruction A.(c) or (e), check the following box. x |
If
this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant
to General Instruction A.(d) or (e), check the following box. ¨ |
If
this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.
¨ |
Securities Act registration statement
file number to which this form relates: 333-262482.
Securities to be registered pursuant
to Section 12(g) of the Act: None.
| Item 1. | Description of Registrant’s
Securities to be Registered. |
A description of the common stock and common
warrants to be registered hereunder is contained in the section entitled “Description of Securities” in the Prospectus included
in Ascent Solar Technologies, Inc.’s (the “Registrant”) Registration Statement on Form S-1 (Registration No. 333-262482)
initially filed with the Securities and Exchange Commission on February 2, 2022, as amended from time to time (the “Registration
Statement”). This information is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration
Statement that includes such descriptions and that is filed subsequently to the Registration Statement is hereby also incorporated by
reference herein.
Under the Instructions as to Exhibits
with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The Nasdaq
Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange
Act of 1934, as amended.
SIGNATURE
Pursuant to the
requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
Date:
April 13, 2022 |
ASCENT SOLAR TECHNOLOGIES, INC. |
|
|
|
By: |
/s/ Victor Lee |
|
Name:
Title: |
Lee Kong Hian (aka Victor
Lee) President and Chief Executive
Officer |
Ascent Solar Technologies (PK) (USOTC:ASTI)
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