Initial Statement of Beneficial Ownership (3)
May 07 2021 - 5:11PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Lu Jingsheng |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/6/2021
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3. Issuer Name and Ticker or Trading Symbol
Allied Esports Entertainment, Inc. [AESE]
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(Last)
(First)
(Middle)
FLOOR 3, BUILDING NO 20, XINYUANLI WEST, CHAOYANG DISTRICT |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
BEHING, F4 00000
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 0 | D | |
Common Stock | 11986523 | I | Held by Primo Vital Limited (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants to purchase common stock | (2) | 8/19/2024 | Common Stock | 3125640 | $11.50 | I | Held by Primo Vital Limited (1) |
Explanation of Responses: |
(1) | Primo Vital Limited is a wholly owned subsidiary of Ourgame International Holdings, Ltd. The Reporting Person is the CEO of Ourgame International Holdings, Ltd. The Reporting Person may exercise voting and dispositive power over the shares beneficially owned by Primo, and disclaims any beneficial ownership in such shares except to the extent of his pecuniary interest. |
(2) | Currently exercisable. |
Remarks: Exhibit 24 - Power of Attorney attached hereto. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lu Jingsheng FLOOR 3, BUILDING NO 20, XINYUANLI WEST CHAOYANG DISTRICT BEHING, F4 00000 | X | X |
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Signatures
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/s/ David J. Polgreen, as attorney-in-fact | | 5/7/2021 |
**Signature of Reporting Person | Date |
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