Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

Form 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT – April 30, 2021

(Date of earliest event reported)

HONEYWELL INTERNATIONAL INC.

(Exact name of Registrant as specified in its Charter)


Delaware	1-8974	22-2640650
(State or other jurisdiction of incorporation)	(Commission File Number)	(I.R.S. Employer Identification Number)

300 SOUTH TRYON STREET, CHARLOTTE, NC..................................................28202

............(Address of principal executive offices)......................................................(Zip Code)

Registrant’s telephone number, including area code: (704) 627-6200

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $1 per share*

HON

The New York Stock Exchange

1.300% Senior Notes due 2023

HON 23A

The New York Stock Exchange

0.000% Senior Notes due 2024

HON 24A

The New York Stock Exchange

2.250% Senior Notes due 2028

HON 28A

The New York Stock Exchange

0.750% Senior Notes due 2032

HON 32

The New York Stock Exchange

* The common stock is also listed on the London Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 3.01			Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On April 30, 2021, Honeywell International Inc. (the “Company”), acting pursuant to authorization from its Board of Directors, notified the New York Stock Exchange (the “NYSE”) of its intention to voluntarily withdraw the listing of its common stock, par value $1.00 per share (the “Common Stock”), and the listings of its 1.300% Senior Notes due 2023, 0.000% Senior Notes due 2024, 2.250% Senior Notes due 2028, and 0.750% Senior Notes due 2032 (collectively, the “Notes”), from the NYSE and transfer the listings to The Nasdaq Stock Market LLC (“Nasdaq”), effective on or about May 10, 2021.

The Company expects that listing and trading of its Common Stock and Notes on the NYSE will end at market close on or about May 10, 2021, and that trading will begin on Nasdaq at market open on or about May 11, 2021.

The Common Stock and the Notes have been approved for listing on Nasdaq, where they will continue to trade under their current symbols, “HON”, “HON 23A”, “HON 24A”, “HON 28A” and “HON 32”, respectively.

The title, trading symbols, CUSIP and ISIN of the Common Stock and the Notes are as follows:

Title of each class

Trading Symbol(s)

CUSIP

ISIN

Common Stock, par value $1 per share

HON

438516106

US4385161066

1.300% Senior Notes due 2023

HON 23A

438516BG0

XS1366026679

0.000% Senior Notes due 2024

HON 24A

438516BX3

XS2126093744

2.250% Senior Notes due 2028

HON 28A

438516BH8

XS1366026919

0.750% Senior Notes due 2032

HON 32

438516BY1

XS2126094049


Item 7.01			Regulation FD Disclosure

The Company issued the press release attached hereto as Exhibit 99.1 in connection with the transfer of its Common Stock and its Notes to Nasdaq.

The information in Item 7.01 of this Current Report on Form 8-K is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.


Item 9.01			Financial Statements and Exhibits

(d) Exhibits


Exhibit #						Description

99.1						Press release dated April 30, 2021
104						Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.