Statement of Changes in Beneficial Ownership (4)
February 16 2021 - 4:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Omoruyi Esohe M. |
2. Issuer Name and Ticker or Trading Symbol
KNOLL INC
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KNL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP,Consumer &Digital Commerce |
(Last)
(First)
(Middle)
C/O KNOLL, INC., 1235 WATER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/16/2021 |
(Street)
EAST GREENVILLE, PA 18041
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/16/2021 | | A | | 18844 (1) | A | $0 | 18844 | D | |
Common Stock | 2/16/2021 | | A | | 7067 (2) | A | $0 | 25911 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0 (3) | 2/16/2021 | | A | | 7067 (4) | | (5) | (5) | Common Stock | 7067 (4) | $0 | 7067 | D | |
Explanation of Responses: |
(1) | These shares will vest in three equal installments on the first, second and third anniversary of February 16, 2021, based on continued service. |
(2) | These restricted shares will cliff vest on the third anniversary of the date of grant, based on continued service. |
(3) | Each restricted stock unit represents a contingent right to receive, at settlement, one share of the issuer's common stock. |
(4) | Represents the target amount of restricted stock units granted to reporting person on the transaction date. Zero to one hundred percent of the target amount can vest, subject to the issuer's satisfaction of certain performance criteria. |
(5) | These restricted stock units vest only after a three-year performance period, subject to the issuer's satisfaction of certain performance criteria. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Omoruyi Esohe M. C/O KNOLL, INC. 1235 WATER STREET EAST GREENVILLE, PA 18041 |
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| EVP,Consumer &Digital Commerce |
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Signatures
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/s/ Michael A. Pollner, Attorney-in-Fact | | 2/16/2021 |
**Signature of Reporting Person | Date |
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