Current Report Filing (8-k)
February 04 2020 - 8:51AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 3, 2020
Cipherloc
Corporation
(Exact
name of registrant as specified in its charter)
Texas
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000-28745
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86-0837077
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(State
or other jurisdiction
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(Commission
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IRS
Employer
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of
incorporation or organization)
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File
Number)
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Identification
No.)
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825
Main St, Suite 100
Buda,
TX 78610
(Address
of principal executive offices)
Registrant’s
telephone number, including area code: (512) 649-7700
N/A
(Former
name or former address, if changed since last report)
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act: None.
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.02
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers
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Effective
February 3, 2020, the board of directors of Cipherloc Corporation (the “Company”) appointed Ryan Polk as Interim Chief
Financial Officer of the Company.
On
February 4, 2020, the Company issued a press release announcing the appointment of Mr. Polk as Interim Chief Financial Officer.
A copy of the press release is attached hereto as Exhibit 99.1.
Set
forth below is the biographical information of Mr. Polk, as required by Item 401 of Regulation S-K.
Ryan Polk brings more
than 25 years of experience in executive and financial roles at companies ranging from emerging growth to the Fortune 500. Mr.
Polk has been the principal of Perissos Partners, an executive consulting firm, since June 2017. While at Perissos, Mr. Polk served
in CFO roles at Generation Next and Cellpoint Corporation. From July 2011 to May 2017, Mr. Polk served in executive roles in the
portfolio companies owned by Lacy Diversified, a family office based in Indianapolis, IN which actively managed investments in
distribution, light manufacturing, and supply chain management with combined revenue approaching $2 billion. He also led the mergers
and acquisition team for Lacy. From August 2008 to June 2011, Mr. Polk served as the Vice President for Corporate Financial Planning
and Analysis for Brightpoint, a publicly traded, Fortune 500 mobile device logistics company, based in Indianapolis, IN prior
to its sale to Ingram Micro. He began his career at Ernst & Young in the firm’s tax consulting group. Mr. Polk earned
a Bachelor of Science in Accounting and a Bachelor of Science in Industrial Management from Purdue University in 1990.
Mr. Polk is also a certified public accountant (inactive).
There
are no family relationships between Mr. Polk any of the Company’s directors or executive officers. There are no related
party transactions involving Mr. Polk that are reportable under Item 404(a) of Regulation S-K.
Item
9.01.
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Financial
Statements and Exhibits.
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(d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
February 4, 2020
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CIPHERLOC
CORPORATION
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By:
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/s/
Andrew Borene
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Andrew
Borene
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Chief
Executive Officer
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