Amended Quarterly Report (10-q/a)
October 12 2018 - 4:58PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the quarterly period ended June 30,
2018
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from __________
to __________
Commission file number 1-12471
THEMAVEN, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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68-0232575
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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1500 Fourth Avenue, Suite 200
Seattle, WA
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98101
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(Address of principal executive offices)
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(Zip Code)
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(775) 600-2765
(Registrant’s telephone number, including
area code)
Securities registered pursuant to Section
12(b) of the Act:
None
Securities registered pursuant to Section
12(g) of the Act:
Common Stock $0.01 par value
Indicate by check mark whether the registrant:
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes
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No
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Indicate
by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant
to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that
the registrant was required to submit such files). Yes
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No
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Indicate by check mark if disclosure of
delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not
be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference
in Part III of this Form 10-K or any amendment to this Form 10-K.
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Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company.
See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,”
and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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If emerging growth company, indicated by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(b) of the Exchange Act
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Indicate by check mark whether the registrant
is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes
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or No
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As of September 26, 2018, the Registrant
had 33,459,013 shares of common stock outstanding.
EXPLANATORY NOTE
TheMaven, Inc. (the “Company,” “we,”
“us,” “our,” or “TheMaven”) is filing this Amendment No. 1 on Form 10-Q/A (this “Amendment”)
to amend our Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 (the “Form 10-Q”), as originally filed
with the United States Securities and Exchange Commission (the “SEC”) on October 5, 2018. The purpose of this Amendment
is to submit XBRL files as Exhibit 101 to the Form 10-Q. Accordingly, this Amendment No. 1 hereby amends and restates Part II,
Item 6 of the Form 10-Q, adding as exhibits currently dated certifications of the principal executive officer and the principal
financial officer
No other changes have been made to the Form 10-Q. This Amendment
No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent
to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
Item 6.
Exhibits
101
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101.INS
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XBRL Instance Document
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101.SCH
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XBRL Taxonomy Extension Schema Document
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase Document
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase Document
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101.LAB
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XBRL Taxonomy Extension Label Linkbase Document
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase Document
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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theMaven, Inc.
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By:
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/s/ James C. Heckman, Jr.
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James C. Heckman, Jr.
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Chief Executive Officer
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By:
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/s/ Martin L. Heimbigner
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Martin L. Heimbigner
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Chief Financial Officer
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Dated: October 12, 2018