Statement of Beneficial Ownership (sc 13d)
September 14 2018 - 10:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934 (Amendment No. __)
BIOXCEL THERAPEUTICS
INC
(Name of Issuer)
Common Shares
(Title of Class of Securities)
09075P105
(CUSIP Number)
DNCA FINANCE S.C.S
19, Place Vendôme 75001
Paris, FRANCE
To : Mr. Clément RAOULT
___________________________________________________________________________________________
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
August 27th,2018
(Date of Event which Requires
Filing of this Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of 240.13d -1(e), 240.13d -1(f) or 240.13d
-1(g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See 240.13d
-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a
reporting persons initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
SCHEDULE 13D
1
|
NAMES OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DNCA FINANCE
S.C.S
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (See
Instructions)
WC
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
[ ]
|
6
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
PARIS, FRANCE
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
800 000
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
800 000
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
800 000
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)
[ ]
|
13
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11)
5,11%
|
14
|
TYPE OF REPORTING PERSON
(See Instructions)
IV
|
Page 2
Item 1.
|
Security and Issuer
|
This statement on Schedule 13D (this Schedule 13D) relates to
the common shares (
The Securities
), of BIOXCEL THERAPEUTICS INC. (the
Issuer) which is located at 555 Long Wharf Drive 5
th
floor New
Haven, CT 06511 United States.
Item 2.
|
Identity and Background
|
This Schedule 13D is being filed pursuant to Regulation 13D-G
of the General Rules and Regulations under Securities Exchange Act of 1934 as
amended (The
Act
) by DNCA Finance S.C.S. a French asset management
company (
DNCA
) acting on behalf of DNCA Finance Luxembourg a public
limited company located at 1, Place dArmes, L-1136 Luxembourg Grand Duchy of
Luxembourg, DNCAs subsidiary company (
DNCA LUX
). DNCA Finance is
controlled as defined in article L. 233-9 II of the French Commercial Code and
articles 223-12 and 223-12-1 of the General regulations of the
Autorité des
Marchés Financiers
(French Financial Authority)
by the public limited
company Natixis Investment Managers (
the Parent Company
). DNCA declares
that it acts independently of its Parent Company and is duly empowered to act in
the name of the investments funds its manages. Further, DNCA has been dully
mandated by DNCA LUX to act on behalf of the DNCA LUX investments funds which
are held by DNCA LUXs subsidiary DNCA Invest, a Luxemburgish open ended
investment company located at 60 avenue J.F. Kennedy L-1855 Luxembourg , Grand
Duchy of Luxembourg (
DNCA Invest
) (The
Reporting Persons
).
The principal business of the Reporting Persons is the
management of portfolios on behalf of any natural or legal person and the
receipt and transmission of orders on behalf on behalf of any third party.
Item 3.
|
Source and Amount of Funds or Other
Considerations
|
The Securities described in the present Schedule 13D Form where
acquired by the Reporting Persons on August 27
th
2018 following a
purchase order of 94 801 shares at $ 8.2500. The source of funds for this
purchase was the available funds collected by the DNCA Invest Global Leader a
sub-fund of the DNCA Invest (the
Sub-fund
).
Item 4.
|
Purpose of Transaction
|
The transaction was made within the context of the Sub-fund
investment strategy which can be consulted on DNCA Invests prospectus in effect
in DNCAs website:
https://www.dnca-investments.com
/
Item 5.
|
Interest in Securities of the Issuer
|
As of the present schedules date, the Reporting Persons holds
800 000 common shares which represent 5,11% of the issued and outstanding
shares.
Item 6.
|
Contracts, Arrangements, Understandings or
Relationships with Respect to
Securities of the Issuer
|
N/A
Item 7.
|
Material to Be Filed as Exhibits
|
Page 3
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
August 27th, 2018
|
Dated
|
|
|
/s/ Eric Franc
|
Signature
|
|
Eric FRANC, Chief Executive Officer of DNCA Finance
|
Name/Title
|
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative (other than an
executive officer or general partner of this filing person), evidence of the
representatives authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001).
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