Statement of Changes in Beneficial Ownership (4)
August 27 2018 - 7:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Snapper Suzanne D.
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2. Issuer Name
and
Ticker or Trading Symbol
ENSIGN GROUP, INC
[
ENSG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Financial Officer
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(Last)
(First)
(Middle)
27101 PUERTA REAL, STE 450
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/23/2018
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(Street)
MISSION VIEJO, CA 92691
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/23/2018
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M
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10000
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A
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$4.23
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159561
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D
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Common Stock
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8/23/2018
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S
(1)
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10000
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D
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$38.506
(2)
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149561
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D
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Common Stock
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8/24/2018
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M
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44990
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A
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$4.23
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194551
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D
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Common Stock
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8/24/2018
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S
(1)
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24813
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D
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$38.128
(3)
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169738
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D
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Common Stock
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8/24/2018
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M
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21996
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A
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$4.56
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191734
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D
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Common Stock
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8/24/2018
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S
(1)
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12226
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D
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$38.276
(4)
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179508
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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$4.23
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8/23/2018
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M
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10000
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4/30/2010
(5)
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4/30/2019
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Common Stock
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10000.0
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$0
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44990
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D
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Employee Stock Option (right to buy)
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$4.23
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8/23/2018
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M
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44990
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4/30/2010
(5)
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4/30/2019
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Common Stock
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44990.0
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$0
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0
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D
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Employee Stock Option (right to buy)
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$4.56
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8/24/2018
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M
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21996
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1/29/2010
(6)
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1/29/2019
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Common Stock
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21996.0
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$0
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0
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D
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Explanation of Responses:
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(1)
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The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2018.
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(2)
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This transaction was executed in multiple trades at prices ranging from $38.50 to $38.51. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(3)
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This transaction was executed in multiple trades at prices ranging from $37.79 to $38.60. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(4)
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This transaction was executed in multiple trades at prices ranging from $38.23 to $38.52. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(5)
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The option, representing a right to purchase a total of 54,990 shares, was granted on April 30, 2009, and became exercisable in five equal annual installments beginning on April 30, 2010, which was the first anniversary of the date on which the option was granted.
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(6)
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The option, representing a right to purchase a total of 21,996 shares, was granted on January 29, 2009, and became exercisable in five equal annual installments beginning on January 29, 2010, which was the first anniversary of the date on which the option was granted.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Snapper Suzanne D.
27101 PUERTA REAL, STE 450
MISSION VIEJO, CA 92691
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Chief Financial Officer
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Signatures
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/s/ Chad A. Keetch, as power of attorney
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8/27/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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