Statement of Ownership (sc 13g)
October 13 2017 - 11:49AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. ________)*
ATA
Inc.
(Name of Issuer)
Common Shares, $0.01
par value per share*
American Depositary
Shares
(Title of Class of Securities)
00211V106**
(CUSIP Number)
October 12, 2017
(Date of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in
a prior cover page
*
Not for trading, but in connection with the registration of American Depositary Shares, each representing 2 Common Shares.
**
CUSIP number of the American Depositary Shares.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 00211V106
|
Schedule
13G
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1.
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NAMES
OF REPORTING PERSONS
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|
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I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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|
|
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Alpha
Advantage Global Limited (1)
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2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
|
|
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(a)
[ ]
|
|
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(b)
[ ]
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3.
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SEC
USE ONLY
|
|
|
|
4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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|
|
|
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British
Virgin Islands
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5.
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SOLE
VOTING POWER
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|
|
|
|
|
|
|
|
|
4,529,100
common shares (2)
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NUMBER
OF
|
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6.
|
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SHARED
VOTING POWER
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SHARES
|
|
|
|
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BENEFICIALLY
|
|
|
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0
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OWNED
BY
|
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7.
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SOLE
DISPOSITIVE POWER
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EACH
|
|
|
|
|
REPORTING
|
|
|
|
4,529,100
common shares (2)
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PERSON
WITH
|
|
8.
|
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SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
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0
|
9.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
4,529,100
common shares (2)
|
10.
|
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) [ ]
|
|
|
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
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9.4%
(3)
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12.
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TYPE
OF REPORTING PERSON (see instructions)
|
|
|
|
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|
CO
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(1)
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Alpha
Advantage Global Limited (“Alpha Advantage”) is 100% owned by Zhao Jiangong.
|
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(2)
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Alpha
Advantage owns 2,264,550 American Depositary Shares (representing 4,529,100 common shares).
|
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(3)
|
Based
on 48,436,886 outstanding common shares as of June 22, 2017, as reported in the issuer’s annual report on Form 20-F
filed with the Securities and Exchange Commission (the “SEC”) on June 29, 2017
|
CUSIP
No. 00211V106
|
Schedule
13G
|
1.
|
|
NAMES
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
Zhao
Jiangong (1)
|
2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
|
|
|
(a)
[ ]
|
|
|
(b)
[ ]
|
3.
|
|
SEC
USE ONLY
|
|
|
|
4.
|
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CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
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Hong
Kong China
|
|
|
5.
|
|
SOLE
VOTING POWER
|
|
|
|
|
|
|
|
|
|
4,529,100
common shares (2)
|
NUMBER
OF
|
|
6.
|
|
SHARED
VOTING POWER
|
SHARES
|
|
|
|
|
BENEFICIALLY
|
|
|
|
0
|
OWNED BY
|
|
7.
|
|
SOLE
DISPOSITIVE POWER
|
EACH
|
|
|
|
|
REPORTING
|
|
|
|
4,529,100
common shares (2)
|
PERSON WITH
|
|
8.
|
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
0
|
9.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
4,529,100
common shares (2)
|
10.
|
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) [ ]
|
|
|
|
11.
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
9.4%
(3)
|
12.
|
|
TYPE
OF REPORTING PERSON (see instructions)
|
|
|
|
|
|
IN
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(1)
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Zhao
Jiangong owns 100% of the outstanding securities of Alpha Advantage.
|
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(2)
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This
amount represents securities owned by Alpha Advantage, which is 100% owned by Zhao Jiangong. Alpha Advantage owns 2,264,550
American Depositary Shares (representing 4,529,100 common shares).
|
|
(3)
|
Based
on 48,436,886 outstanding common shares as of June 22, 2017, as reported in the issuer’s annual report on Form 20-F
filed with the SEC on June 29, 2017.
|
CUSIP
No. 00211V106
|
Schedule
13G
|
Item
1.
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(a)
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Name
of Issuer
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|
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|
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ATA,
Inc.
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(b)
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Address
of Issuer’s Principal Executive Offices
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1/F
East Gate, Building No. 2, Jian Wai SoHo,
No.
39, Dong San Huan Zhong Road,
Chao
Yang District, Beijing 100022, China
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Item
2.
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(a)
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Name
of Person Filing
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(i)
Alpha Advantage Global Limited (“Alpha Advantage”)
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(ii)
Zhao Jiangong
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(b)
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Address
of the Principal Office or, if none, residence
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(i)
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With
respect to Alpha Advantage:
Vistra
Corporate Services Centre
Wickhams
Cay II , Road Town
Tortola,
VG1110, British Virgin Islands
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(ii)
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With respect to Zhao Jiangong:
19/F Chinachem Tower
34-37 Connaught Road Central
Hong Kong
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(c)
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Citizenship
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(i)
With respect to Alpha Advantage: British Virgin Islands
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(ii)
With respect to Zhao Jiangong: Hong Kong China
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(d)
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Title
of Class of Securities
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ADR
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(e)
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CUSIP
Number
|
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00211V106
|
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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CUSIP
No. 00211V106
|
Schedule
13G
|
|
(e)
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[ ]
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An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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A
non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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[ ]
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Group,
in accordance with §240.13d-1(b)(1)(ii)(K.).
|
If
filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
___________
|
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
|
(a)
|
|
Amount
beneficially owned: 4,529,100 common shares (1)
|
|
|
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(b)
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Percent
of class: 9.4% (2)
|
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(c)
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Number
of shares as to which the person has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 4,529,100 common shares (1)
|
|
|
|
|
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(ii)
|
Shared
power to vote or to direct the vote: 0
|
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(iii)
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Sole
power to dispose or to direct the disposition of 4,529,100 common shares (1)
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(iv)
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Shared
power to dispose or to direct the disposition of : 0.
|
(1)
Represents securities owned by Alpha Advantage, which is 100% owned by Zhao Jiangong. Alpha Advantage owns 2,264,550 American
Depositary Shares (representing 4,529,100 common shares).
(2)
Based on 48,436,886 outstanding common shares as of June 22, 2017, as reported in the issuer’s annual report on Form 20-F
filed with the SEC on June 29, 2017.
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
CUSIP
No. 00211V106
|
Schedule
13G
|
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A
Item
8. Identification and Classification of Members of the Group.
N/A
Item
9. Notice of Dissolution of Group.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
October 13, 2017
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ALPHA
ADVANTAGE GLOBAL LIMITED
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By:
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/s/
Zhao Jiangong
|
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Name:
|
Zhao
Jiangong
|
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Title:
|
Authorized
Signatory
|
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/
s/
Zhao Jiangong
|
|
Zhao
Jiangong
|
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