Company: Mid Penn Bancorp Inc. (MPB) 
   Participation: Mid Penn received preliminary approval to issue $10 million 
   in senior preferred shares and related warrants. 
   Date of disclosure: Nov. 26 
   Notes: The company's stock repurchase program will terminate on Dec. 10, 
   2008, so Mid Penn complies with the terms of the program. 
 
   Company: National Penn Bancshares Inc. (NPBC) 
   Participation: National Penn recevied preliminary approval to issue $150 
   million in senior preferred shares and warrants to buy 1.47 million common 
   shares. 
   Date of disclosure: Nov. 26 
   Notes: National Penn announced its application Nov. 13. 
 
   Company: TowneBank (TOWN) 
   Participation: TowneBank received preliminary to issue $76.5 million in 
   preferred shares and warrants on 538,310 common shares with an exercise 
   price of $21.305 each. 
   Date of disclosure: Nov. 26 
   Notes: n/a 
 
   Company: Virginia Commerce Bancorp Inc. (VCBI) 
   Participation: Virginia received preliminary approval to issue up to $71 
   million of preferred shares and warrants to buy about $10.65 million of 
   common stock. 
   Date of disclosure: Nov. 26 
   Notes: The new capital will increase the company's total risk-based capital 
   ratio to 14.58% from 11.59% at Sept. 30. 
 
   Company: Wintrust Financial Corp. (WTFC) 
   Participation: Wintrust received preliminary approval to sell $250 million 
   in senior preferred shares and issue warrants to buy about $37.5 million in 
   common stock. 
   Date of disclosure: Nov. 26 
   Notes: On Nov. 24, Wintrust announced its application. The company expects 
   the transaction to close within 30 days of approval and before year's end. 
 
   Company: Whitney Holding Corp. (WTNY) 
   Participation: Whitney received preliminary approval to issue about $301 
   million in preferred shares and related warrants. 
   Date of disclosure: Nov. 26 
   Notes: Participation is subject to shareholder approval on Dec. 17 at a 
   special shareholders' meeting. On Oct. 29, Whitney said that it intended to 
   apply and that, assuming full participation, Whitney's Tier 1 capital ratio 
   would  increase to about 12.17%. 
 
   Company: American International Group Inc. (AIG) 
   Participation: The U.S. Treasury purchased 4 million Series D preferred 
   shares for $40 billion and a warrant to buy common stocks. 
   Date of disclosure: Nov. 25 
   Notes: AIG will use the proceeds to reduce its outstanding borrowings under 
   the original credit agreement with the Federal Reserve Bank of New York. 
   The maximum capacity of that credit agreement will be reduced from $85 
   billion to $60 billion. 
 
   Company: Bridge Capital Holdings (BBNK) 
   Participation: Bridge received preliminary approval to sell $24 million of 
   preferred shares and warrants. 
   Date of disclosure: Nov. 25 
   Notes: The investment will increase the company's Tier 1 capital ratio to 
   10.9% from 9.02%. Bridge is also moving forward on plans to raise $30 
   million of capital from private investors. 
 
   Company: First Community Corp. (FCCO) 
   Participation: First Community completed the sale of $11.4 million in 
   preferred shares on Nov. 21 and issued warratns to buy 195,915 common 
   shares. 
   Date of disclosure: Nov. 25 
   Notes: n/a 
 
   Company: First Niagara Financial Group Inc. (FNFG) 
   Participation: First Niagara received $184 million and issued warrants for 
   the purchase of 1.9 million shares at an exercise price of $14.48 a share. 
   Date of disclosure: Nov. 25 
   Notes: First Niagara announced preliminary approval Oct. 27. 
 
   Company: Green Bankshares Inc. (GRNB) 
   Participation: Green received preliminary approval for the Treasury to 
   invest $72.3 million in preferred shares. 
   Date of disclosure: Nov. 25 
   Notes: Shareholders must approve amending the company's charter to 
   authorize issuing preferred stock. 
 
   Company: Greer Bancshares Inc. (GRBS) 
   Participation: Greer filed an application on Nov. 13. 
   Date of disclosure: Nov. 25 
   Notes: Greer's board decided to forego paying a fourth-quarter common stock 
   dividend. 
 
   Company: NewBridge Bancorp (NBBC) 
   Participation: NewBridge received preliminary approval to sell $52 million 
   in preferred shares and issue warrants for common shares with an aggregate 
   market price of about $7.8 million. 
   Date of disclosure: Nov. 25 
   Notes: The capital will increase NewBridge's leverage, Tier 1 risk-based 
   capital and total risk-based capital ratios to about 10.38%, 11.89% and 
   13.16%, respectively, from 7.78%, 8.91% adn 10.18%. 
 
   Company: Pinnacle Financial Partners Inc. (PNFP) 
   Participation: Pinnacle received preliminary approval for the sale of $95 
   million of preferred stock and related warrants. 
   Date of disclosure: Nov. 25 
   Notes: The new capital would increase Pinnacle's Tier 1 risk-based capital 
   ratio to about 12.3% from 9.8% and its total risk-based capital ratio to 
   about 13.7% from 11.2% at Sept. 30. 
 
   Company: State Bancorp Inc. (STBC) 
   Participation: State received preliminary approval for an investment of 
   about $36 million. 
   Date of disclosure: Nov. 25 
   Notes: The new capital would raise State's Tier 1 leverage ratio to about 
   10.57% from 8.37% at Sept. 30 and its total risk-based capital ratio to 
   about 14.77% from 12.32%. 
 
   Company: State Street Corp. (STT) 
   Participation: State Street registered to sell up to $2 billion of 
   preferred shares on behalf of some holders. 
   Date of disclosure: Nov. 25 
   Notes: On Oct 27, State Street said the Treasury will receive 20,000 shares 
   of the company's Series B fixed-rate cumulative perpetual preferred stock, 
   $100,000 liquidation preference per share, and a 10-year warrant to 
   purchase 5.58 million shares of State Street's common stock at an exercise 
   price of $53.80 a share.

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