Company: KeyCorp (KEY) 
   Participation: KeyCorp completed the sale of  $2.5 billion in preferred 
   stock and warrants. 
   Date of disclosure: Nov. 14 
   Notes: On Oct. 27, KeyCorp said that if it had secured the capital prior to 
   Sept. 30, its Tier 1 ratio would have been 10.8%, not the 8.5% recorded. 
 
   Company: Marshall & Ilsley Corp. (MI) 
   Participation: Marshall & Ilsley issued $1.72 billion in preferred shares 
   and a warrant to buy 13.8 million common shares at $18.62 each.. 
   Date of disclosure: Nov. 14 
   Notes: On Oct. 28, the company said this capital would raise the company's 
   Tier 1 and total capital ratio levels to 10.9% and 14.8%, respectively, 
   from 7.9% and 11.8% at Sept. 30. 
 
   Company: Peoples Bancorp Inc. (PEBO) 
   Participation: Peoples received preliminary approval for a $39 million 
   investment. 
   Date of disclosure: Nov. 14 
   Notes: n/a 
 
   Company: Regions Financial Corp. (RF) 
   Participation: Regions completed its sale of $3.5 billion in preferred 
   shares and warrants. 
   Date of disclosure: Nov. 14 
   Notes: The Treasury investment will increase Region's Tier 1 capital to 
   about 10.5%. Regions announced preliminary approval Oct. 24. 
 
   Company: South Financial Group Inc. (TSFG) 
   Participation: South Financial received preliminary approval for an 
   investment of about $347 million. 
   Date of disclosure: Nov. 14 
   Notes: On Nov. 10, the company said the TARP program restrictions were not 
   and are not currently applicable to an agreement with Chairman and Chief 
   Executive Mack I. Whittle Jr., who retired Oct. 27. South Financial said if 
   the restrictions had been applicable, less than 15% of the amount payable 
   to Whittle would exceed the TARP restrictions on executive compensation. 
 
   Company: Synovus Financial Corp. (SNV) 
   Participation: Synovus received preliminary approval to sell about $973 
   million in preferred shares and warrants. 
   Date of disclosure: Nov. 14 
   Notes: n/a 
 
   Company: UCBH Holdings Inc. (UCBH) 
   Participation: UCBH issued $298.7 million in preferred shares and warrants 
   to buy up to 7.84 million common shares at an exercise price of $5.71 a 
   share. 
   Date of disclosure: Nov. 14 
   Notes: The new capital will boost UCBH's risk-based capital ratio to 
   15% from 12.5%. UCBH announced preliminary approval Oct. 27. 
 
   Company: TCF Financial Corp. (TCB) 
   Participation: TCF received proceeds from a $361 million investment with 
   warrants to buy about 3.2 million common shares at $16.93 each. 
   Date of disclosure: Nov. 14 
   Notes: TCF announced preliminary approval Nov. 3. 
 
   Company: Valley National Bancorp (VLY) 
   Participation: Valley completed its sale of $300 million of preferred 
   shares and issued warrants for the purchase of about 2.3 million common 
   shares with an aggregate market price equal to $45 million or 15% of the 
   senior preferred investment. 
   Date of disclosure: Nov. 14 
   Notes: Valley said Oct. 24 it has "no plan or current need" to participate 
   in other aspects of TARP, specifically the sale of troubled assets. 
 
   Company: Washington Federal Inc. (WFSL) 
   Participation: Washington Federal completed the sale of  $200 million in 
   senior preferred shares, with warrants to purchase up to $30 million in 
   common stock. 
   Date of disclosure: Nov. 14 
   Notes: Washington Federal announced preliminary plans Oct. 26. 
 
   Company: Bank of Commerce Holdings (BOCH) 
   Participation: Bank of Commerce received approval for an investment of 
   about $17 million. 
   Date of disclosure: Nov. 13 
   Notes: The investment is expected to occur in the fourth quarter. 
 
   Company: Bank of the Carolinas Corp. (BCAR) 
   Participation: Bank of the Carolinas plans to apply. 
   Date of disclosure: Nov. 13 
   Notes: n/a 
 
   Company: Colonial BancGroup Inc. (CNB) 
   Participation: Colonial applied to participate. 
   Date of disclosure: Nov. 13 
   Notes: n/a 
 
   Company: Encore Bancshares Inc. (EBTX) 
   Participation: Encore received preliminary approval to issue up to $34 
   million in senior preferred shares and warrants. 
   Date of disclosure: Nov. 13 
   Notes: The new capital would raise the company's Tier 1 risk-based capital 
   ratio to over 15% from 12.58% at Sept. 30. 
 
   Company: Signature Bank (SBNY) 
   Participation: Signature received preliminary approval for $120 million in 
   capital from the sale of senior preferred shares and 15% in warrants for 
   the purchase of common stock 
   Date of disclosure: Nov. 13 
   Notes: The new capital will increase the company's total risk-based capital 
   ratio to more than 19% from 16.11% at Sept. 30. The sale is expected within 
   30 days. Signature announced its application Oct. 30. 
 
   Company: Western Alliance Bancorp. (WAL) 
   Participation: Western Alliance received preliminary approval for a $140 
   million investment. 
   Date of disclosure: Nov. 13 
   Notes: The new capital should raise the company's total capital ratio to 
   about 14.4% from 11.4%. 
 
   Company: Capital Corp of the West (CCOW) 
   Participation: Capital Corp plans to apply to sell up to $46 million of 
   senior preferred shares. 
   Date of disclosure: Nov. 12 
   Notes: n/a

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