Company: OceanFirst Financial Corp. (OCFC) 
   Participation: OceanFirst filed a non-binding application and could receive 
   up to $38.3 million. 
   Date of disclosure: Nov. 17 
   Notes: n/a 
 
   Company: SunTrust Banks Inc. (STI) 
   Participation: SunTrust raised $3.5 billion in cash through the sale of    
   preferred stock and warrants to the government under the capital purchase    
   program. The company received preliminary approval to participate Oct. 27. 
   Date of disclosure: Nov. 17. 
   Notes: Chief Executive James M. Wells said he anticipated the "prudent 
   deployment" of capital in areas such as the expansion of "careful lending" 
   and business capability, as well as the exploration of potential 
   acquisitions. Wells also said keeping capital at elevated levels was 
   desirable given the economic environment. SunTrust cut its quarterly       
   dividend by 30% to 54 cents from 77 cents Oct. 27. 
 
   Company: TF Financial Corp. (THRD) 
   Participation: TF Financial is seeking a capital infusion of up to $12.6    
   million. 
   Date of disclosure: Nov. 17 
   Notes: n/a 
 
   Company: Wilmington Trust Corp. (WL) 
   Partcipation: Wilmington Trust received preliminary approval to issue up to 
   $330 million of senior preferred stock, as well as warrants with an initial 
   exercise price of about $26.66 a share. 
   Date of disclosure: Nov. 17 
   Notes: Wilmington Trust said its participation is subject to board approval 
   and would require issuing at least $110 million of senior preferred stock. 
 
   Company: Zions Bancorp (ZION) 
   Participation: Zions sold $1.4 billion in preferred shares and issued a 
   warrant to buy up to 5.8 million common shares. 
   Date of disclosure: Nov. 17 
   Notes: On Oct. 28, Zions said the capital would raise Zions Tier 1 risk- 
   based capital ratio to 10.9% from 8.07% and its total risk based capital 
   ratio to 15.13% from 12.3%. 
 
   Company: Genworth Financial Inc. (GNW) 
   Participation: Genworth filed an application for savings and loan holding    
   company status and an application for the TARP program. 
   Date of disclosure: Nov. 16 
   Notes: n/a 
 
   Company: BankAtlantic Bancorp Inc. (BBX) 
   Participation: BankAtlantic applied to receive about $124 million. 
   Date of disclosure: Nov. 14 
   Notes: n/a 
 
   Company: Broadway Financial Corp. (BYFC) 
   Participation: Broadway received a $9 million investment and issued 
   warrants to buy 183,175 common shares at $7.37 each. 
   Date of disclosure: Nov. 14 
   Notes: Broadway's risk-based capital ratio was 11% and its tangible capital 
   ratio was 7.65% at Sept. 30. 
 
   Company: Citizens Republic Bancorp (CRBC) 
   Participation: Citizens Republic received preliminary approval for a $300 
   million investment. 
   Date of disclosure: Nov. 14 
   Notes: The investment will increase Citizens Republic's Tier 1 capital 
   ratio to as much as 13.85% from 10.88% at Sept. 30. 
 
   Company: CMS Bancorp Inc. (CMSB) 
   Participation: CMS's board approved an application filing for $3.2 million 
   of preferred stock funding. 
   Date of disclosure: Nov. 14 
   Notes: CMS said a final decision to participate will be made in the next 
   month. 
 
   Company: Comerica Inc. (CMA) 
   Participation: Comerica issued $2.25 billion in senior preferred stock and 
   warrants to buy 11.5 million shares of common stock at an initial exercise 
   price of $29.40 a share. 
   Date of disclosure: Nov. 14 
   Notes: Comerica said Oct. 27 that participation in the program is expected 
   to raise its Tier 1 capital ratio to an estimated 10.35% from an estimated 
   7.35% at Sept. 30. 
 
   Company: East West Bancorp Inc. (EWBC) 
   Participation: East West received preliminary approval for $316 million of  
   additional capital 
   Date of disclosure: Nov. 14 
   Notes: East West's total risk-based capital would increase to 16.20% from    
   13.12%, and tangible equity to tangible assets ratio would increase to 
   10.73% from 7.95% as of Sept. 30. 
 
   Company: 1st Financial Services Corp. (FFIS) 
   Participation: 1st Financial completed the sale of $16.3 million in 
   preferred shares and issued warrants to buy 276,815 shares at $8.87 each. 
   Date of disclosure: Nov. 14 
   Notes: n/a 
 
   Company: German American Bancorp Inc. (GABC) 
   Participation: German American applied to sell up to $25 million in 
   preferred shares and warrants. 
   Date of disclosure: Nov. 14 
   Notes: The company is authorized to issue up to 500,000 shares of preferred 
   stock without further shareholder approval. None of these shares have been 
   issued or are currently outstanding. 
 
   Company: Hartford Financial Services Group (HIG) 
   Participation: Hartford applied to participate and estimates it would be 
   eligible for a $1.1 billion to $3.4 billion investment. 
   Date of disclosure: Nov. 14 
   Notes: In conjunction with its TARP application, Hartford applied to the 
   Office of Thrift Supervision to become a savings and loan holding company. 
   Hartford said its pact to buy Federal Trust Bank is contingent on its TARP 
   approval. 
 
   Company: Huntington Bancshares Inc. (HBAN) 
   Participation: Huntington sold the U.S. Treasury $1.4 million of preferred 
   shares and warrants to buy up to 23.6 million common shares. 
   Date of disclosure: Nov. 14 
   Notes: The investment will raise Huntington's Tier 1 and Total Capital 
   ratios to 11.8% and 15%, respectively, from 8.8% and 12%. Huntington 
   announced preliminary approval on Oct. 27.

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