Company: VIST Financial Corp. (VIST) 
   Participation: VIST received preliminary approval for $25 million. 
   Date of disclosure: Nov. 24 
   Notes: n/a 
 
   Company: Ameris Bancorp (ABCB) 
   Participation: Ameris raised $52 million and issued warrants to purchase up 
   to 679,443 common shares for $11.48 each. 
   Date of disclosure: Nov. 21 
   Notes: n/a 
 
   Company: Associated Banc-Corp (ASBC) 
   Participation: Associated sold $525 million of senior preferred shares and 
   related common warrants. 
   Date of disclosure: Nov. 21 
   Notes: The additional capital will increase the company's Tier 1 capital 
   ratio to 12.22% from 9.22% at Sept. 30 and the total capital ratio to 
   14.08% from 11.08%. 
 
   Company: Banner Corp. (BANR) 
   Participation: Banner completed its sale of $124 million in senior 
   preferred shares, with a related warrant to purchase up to $18.6 million in 
   common stock. 
   Date of disclosure: Nov. 21 
   Notes: The new capital will increase Banner's Tier 1 leverage capital ratio 
   to about 11.25% from 8.86% at Sept. 30 and its total risk-based capital 
   ratio to about 13.9% from 11%. Banner first announced receiving preliminary 
   approval on Nov. 4. 
 
   Company: Columbia Banking Systems Inc. (COLB) 
   Participation: Columbia completed its sale of $76.9 million preferred 
   shares with a warrant to buy 796,046 common shares at an initial exercise 
   price of $14.49 a share. 
   Date of disclosure: Nov. 21 
   Notes: The new capital would raise Columbia's total risk-based capital 
   ratio to about 14% from 11.24% at Sept. 30. Columbia announced preliminary 
   approval Nov. 4. 
 
   Company: Eagle Bancorp Inc. (EGBN) 
   Participation: Eagle received preliminary approval to issue up to $38.2 
   million in preferred shares with warrants to buy up to $5.73 million in 
   common shares. 
   Date of disclosure: Nov. 21 
   Notes: n/a 
 
   Company: First Community Bancshares Inc. (FCBC) 
   Participation: First Community sold $41.5 million in preferred shares and 
   issued a warrant to buy up to 176,546 common shares at an exercise price of 
   $35.26 a share. 
   Date of disclosure: Nov. 21 
   Notes: The company first announced approval to participate Oct. 30. 
 
   Company: First PacTrust Bancorp Inc. (FPTB) 
   Participation: First PacTrust received $19.3 million from the sale of 
   19,300 preferred shares and issued a warrant to buy 280,795 common shares 
   at $10.31 each. 
   Date of disclosure: Nov. 21 
   Notes: First PacTrust announced preliminary approval Nov. 12. 
 
   Company: Heritage Financial Corp. (HFWA) 
   Participation: Heritage completed its sale of $24 million in preferred 
   shares and issued a warrant to buy 276,074 shares of common stock at an 
   exercise price of $13.04 a share. 
   Date of disclosure: Nov. 21 
   Notes: When Heritage announced preliminary approval on Nov. 4, the company 
   said the new capital would increase Heritage's risk-based capital ratio to 
   about 13.5%. 
 
   Company: HF Financial Corp. (HFFC) 
   Participation: HF sold $25 million in preferred shares. 
   Date of disclosure: Nov. 21 
   Notes: HF announced preliminary approval Oct. 27. 
 
   Company: Home BancShares Inc. (HOMB) 
   Participation: Home BancShares received preliminary approval for the 
   Treasury to buy $50 million in preferred shares and warrants. 
   Date of disclosure: Nov. 21 
   Notes: The new capital could immediately add about 2.2 percentage points to 
   the company's regulatory capital ratios, bringing its Tier 1 capital ratio 
   to about 15.2% from 13% at Sept. 30 and its total capital ratio to 16.5% 
   from 14.3%. 
 
   Company: Nara Bancorp Inc. (NARA) 
   Participation: Nara received $67 million for 67,000 preferred shares and 
   issued a warrant to purchase up to 1.04 million shares at an exercise price 
   of $9.64 a share. 
   Date of disclosure: Nov. 21 
   Notes: The new capital will boost Nara's leverage capital ratio to 13.07% 
   from 10.42% at Sept. 30, its Tier 1 risk-based capital ratio to 14.85% from 
   11.84% and its total risk-based capital ratio to 16.08% from 13.08%. 
 
   Company: Porter Bancorp Inc. (PBIB) 
   Participation: Porter completed the sale of $35 million in preferred shares 
   with a warrant to buy 299,829 common shares at $17.51 each. 
   Date of disclosure: Nov. 21 
   Notes: Porter announced preliminary approval Nov. 12. 
 
   Company: Trustmark Corp. (TRMK) 
   Participation: Trustmark completed the issuance and sale of $215 million in 
   preferred shares with a warrant to buy 1.65 million common shares at an 
   exercise price of $19.57 a share. 
   Date of disclosure: Nov. 21 
   Notes: Trustmark announced preliminary approval Nov. 6. 
 
   Company: Webster Financial Corp. (WBS) 
   Participation: Webster received $400 million and issued warrants for up to 
   3.28 million common shares at an initial exercise price of $18.28 each. 
   Date of disclosure: Nov. 21 
   Notes: The new capital increases Webster's Tier 1 leverage ratio to 11.1% 
   from 8.7% and its total risk-based capital ratio to 16.2% from 13.2%. 
 
   Company: First National Bancshares Inc. (FNSC) 
   Participation: First National received approval from its Series A preferred 
   shareholders to issue a new class of preferred stock to the U.S. Treasury. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: GMAC Financial Services 
   Participation: GMAC applied to become a bank holding company and 
   participate in TARP, conditional upon becoming a bank holding company. 
   Date of disclosure: Nov. 20 
   Notes: Separately, GMAC commenced private exchange and cash tender offers. 
 
 
 
 

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