Current Report Filing (8-k)
September 02 2020 - 04:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): September 2,
2020
ENZON PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
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001-36435
(Commission File Number)
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22-2372868
(IRS Employer Identification No.)
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20 Commerce Drive (Suite 135), Cranford, New Jersey
(Address of principal executive offices)
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07016
(Zip Code)
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(732) 980-4500
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each
Class |
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Trading Symbol(s) |
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Name of Each Exchange on
Which Registered |
None |
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N/A |
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N/A |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
Item 5.08. Shareholder Director Nominations
The information set forth under Item 8.01 of this Current Report on
Form 8-K is incorporated by reference into this Item 5.08, to the
extent applicable.
Item 8.01. Other Events
On September 2, 2020, Enzon Pharmaceuticals, Inc. (the “Company”)
announced that it has postponed the Company’s 2020 Annual Meeting
of Stockholders (the “2020 Annual Meeting”), previously scheduled
for Thursday, September 17, 2020 (as previously announced in the
Company’s Quarterly Report on Form 10-Q filed with the Securities
and Exchange Commission (the “Commission”) on April 30, 2020). The
2020 Annual Meeting will now be held on Friday, December 18, 2020.
Once determined by the Company’s Board of Directors, the Company
will announce the record date, time and location of the 2020 Annual
Meeting. A copy of the press release announcing the postponement
and new date of the 2020 Annual Meeting is filed as Exhibit
99.1 to this Current Report on Form 8-K and is incorporated
herein by reference.
Because the date of the 2020 Annual Meeting has changed and will be
held more than 30 days after the anniversary of the Company’s 2019
Annual Meeting of Stockholders (the “2019 Annual Meeting”), the
Company is informing its stockholders of the revised deadlines for
the submission of stockholder proposals. Stockholder proposals
intended to be considered for inclusion in the Company’s proxy
statement and form of proxy for presentation at the 2020 Annual
Meeting must comply with Rule 14a-8 of the Securities Exchange Act
of 1934, as amended (“Rule 14a-8”). Any stockholder proposal to be
considered for inclusion in the Company’s proxy materials for the
2020 Annual Meeting must be submitted to the Company a reasonable
time before the Company begins to print and send the proxy
materials. The submission of a stockholder proposal does not
guarantee that it will be included in the Company’s proxy
materials.
Stockholders wishing to submit proposals for the 2020 Annual
Meeting outside the process of Rule 14a-8 or nominate individuals
to the Company’s Board of Directors must comply with the advance
notice and other provisions of Article II, Section 2.15 of the
Company’s Second Amended and Restated Bylaws. Since the date of the
2020 Annual Meeting is more than 25 days after the anniversary date
of the 2019 Annual Meeting, to be timely, a notice by the
stockholder must be delivered to the Corporate Secretary of the
Company at the address set forth below not later than Monday,
September 14, 2020.
Any proposals or director nominations submitted outside of Rule
14a-8 must be in proper form and delivered to or mailed and
received at the following address not later than the deadline
discussed above: Attn: Corporate Secretary, Enzon Pharmaceuticals,
Inc., 20 Commerce Drive, Suite 135, Cranford, New Jersey 07016. To
be in proper form, a stockholder proposal, including any director
nomination, must include all of the information required for such
proposal or nomination by the Company’s Second Amended and Restated
Bylaws.
Additional Information and Where to Find It
This Current Report on Form 8-K may be deemed to be solicitation
material in respect of the solicitation of proxies from
stockholders in connection with the 2020 Annual Meeting. The
Company will file a proxy statement with the Commission in
connection with the 2020 Annual Meeting. The proxy
statement, any other relevant documents and other material filed
with the Commission concerning the Company will be, when filed,
available free of charge at www.sec.gov and on our website at
www.enzon.com, and stockholders may request copies, free of charge,
by writing to Attn: Corporate Secretary, Enzon Pharmaceuticals,
Inc., 20 Commerce Drive, Suite 135, Cranford, New Jersey 07016.
Stockholders are urged to read the proxy statement and any other
relevant documents filed when they become available before making
any voting decision because they will contain important
information.
Participants in Solicitation
The Company and its directors and executive officers may be deemed
to be participants in the solicitation of proxies from stockholders
in connection with the 2020 Annual Meeting. Information about the
Company’s directors and executive officers and their ownership of
the Company’s stock is available in the Company’s Annual Report on
Form 10-K/A filed with the Commission on April 24, 2020, the
Company’s Registration Statement on Form S-1 filed on September 1,
2020 and in subsequent Section 16 reports to be filed with the
Commission. Stockholders are advised to read the Company’s proxy
statement for the 2020 Annual Meeting and other relevant documents
when they become available before making any voting decision
because they will contain important information. You can obtain
free copies of these referenced documents as described above.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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ENZON PHARMACEUTICALS, INC. |
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(Registrant) |
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Date: September 2, 2020 |
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By: |
/s/ Andrew Rackear |
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Name: Andrew Rackear |
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Title: Chief Executive Officer and
Secretary |
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