UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): May 19, 2015

 

 

CLEAN DIESEL TECHNOLOGIES, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

 

DELAWARE

 

001-33710

 

06-1393453

(State or Other Jurisdiction 
of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer 
Identification No.)

 

 

1621 FISKE PLACE

OXNARD, CALIFORNIA 93033

(Address of Principal Executive Offices, Zip Code)

 

(805) 639-9458

(Registrants telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


Item 7.01 Regulation FD Disclosure.


On May 19, 2015, Clean Diesel Technologies, Inc. (the Company) issued a press release attached hereto as Exhibit 99.1 and made available the presentation slides attached hereto as Exhibit 99.2 in connection with the Company’s participation at the JSAE 2015 Annual Congress, each of which is incorporated by reference herein.

The information furnished pursuant to this Item 7.01, including Exhibits 99.1 and 99.2, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.


Item 9.01 Financial Statements and Exhibits.

 (d) Exhibits.  

Exhibit Number

 

Description of Exhibits

99.1

 

Press Release dated May 19, 2015.

99.2

 

Presentation Slides.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

CLEAN DIESEL TECHNOLOGIES, INC.

 

 

 

May 19, 2015

 

By:

 

/s/ David E. Shea

 

 

 

 

Name: David E. Shea

 

 

 

 

Title: Chief Financial Officer






[exhibit991001.jpg]

 





Exhibit 99.1

CDTi to Present at the 2015 JSAE Annual Congress in Pacifico Yokohama, Japan


Oxnard, California – May 19, 2015 -- Clean Diesel Technologies, Inc. (Nasdaq: CDTI) (“CDTi” or “the Company”), a leader in advanced emission control technology, announced it will participate at the 2015 JSAE Annual Congress on May 22nd at the Pacifico Yokohama Conference Center in Pacifico Yokohama, Japan. CDTi will deliver a presentation titled “Copper Manganese Spinel Based Oxide for Next Generation Three-Way Catalysts”, outlining the underpinnings of the Spinel™ technology patents granted to the Company in 2014 – the promising new technology for which on-vehicle testing is currently being conducted.


The JSAE Annual Congress, sponsored by the Society of Automotive Engineers of Japan, Inc., is an annual technical conference widely attended by major original equipment manufacturers (OEMs) and suppliers from Japan, China, Korea and other parts of the world.


CDTi’s presentation and Japanese version of this press release will be available via CDTi’s website at www.cdti.com/spinel.


About Spinel

The Spinel platform is a family of proprietary materials using various base metals that replace costly platinum group metals (PGMs) and rare earth metals in coatings on standard catalytic converters. Spinel works across a wide range of engine and vehicle applications – both gasoline and diesel – and has the potential for significant cost savings for OEMs by dramatically reducing or eliminating expensive PGMs and rare earth metals. The technology promises to enable early, cost-effective compliance with stricter emissions standards in the U.S. and around the world and to mitigate OEM exposure to supply uncertainty and price volatility in the PGM and rare earth markets.

About CDTi

CDTi manufactures and distributes vehicle emissions control products that leverage its advanced materials technology. CDTi utilizes its proprietary patented Mixed Phase Catalyst (MPC®) technology and other related technologies to provide high-value sustainable solutions to reduce emissions, increase energy efficiency and lower the carbon intensity of on- and off-road combustion engine systems. Reflecting its continued focus on innovation, CDTi is developing and commercializing proprietary advanced low-platinum group metal (PGM) catalysts including synergized-PGM (SPGM™), as well as zero-PGM (ZPGM™) catalysts. CDTi is headquartered in Oxnard, California and has operations in the U.K., Canada, France, Japan and Sweden. For more information, please visit www.cdti.com.

 

1

 


 


Forward-Looking Statements

Certain information contained in this press release constitutes forward-looking statements, including any statements contained herein that are not statements of historical fact. You can identify these forward-looking statements by the use of the words “believes”, “expects”, “anticipates”, “plans”, “may”, “will”, “would”, “intends”, “estimates”, “promises”, and other similar expressions, whether in the negative or affirmative. Forward-looking statements are based on a series of expectations, assumptions, estimates and projections which involve substantial uncertainty and risk. In this press release, the Company includes forward looking statements regarding CDTi’s proposed presentation, promise of Spinel technology patents, future tests and results, and the development, commercialization and potential benefits of CDTi’s products and technologies including Spinel™. In general, actual results may differ materially from those indicated by such forward-looking statements as a result of risks and uncertainties, including, but not limited, to (i) any inability by CDTi to (1) realize the benefits of investments; (2) successfully transition into an advanced materials supplier; (3) execute its strategic priorities; (4) commercialize its technology due to agreements with third parties; (5) protect its intellectual property; (6) obtain verifications, approvals or market acceptance of its products or technology; or (7) achieve anticipated results; (ii) changes in or lack of enforcement of or funding for emissions programs, regulations or standards; (iii) competitive conditions; (iv) prices of PGM and rare earth metals; (v) intellectual property infringement allegations; (vi) inability to meet emissions control standards; (vii) any cancellation or postponement of the JSAE 2015 Annual Congress; and (viii) other risks and uncertainties discussed or referenced in the Company’s filings with the Securities and Exchange Commission, including its most recent Annual Report on Form 10-K. In addition, any forward-looking statements represent the Company’s estimates only as of the date of such statements and should not be relied upon as representing the Company’s estimates as of any subsequent date. The Company specifically disclaims any obligation to update forward-looking statements. All forward-looking statements in this press release are qualified in their entirety by this cautionary statement.

  



###

Contact Information:

Becky Herrick or Cathy Mattison

LHA (IR Agency)

+1 415 433 3777

bherrick@lhai.com

cmattison@lhai.com



2

 




Exhibit 99.2

 

 

 


 

 

 

 

 

 

 


 

 

 

 

 

 


 

 

 

 

 

 


 

 

 

 

 

 


 

 

 

 

 

 

 


 

 

 

 

 

 

 

 


 

 

 

 

 

 

 


 

 

 

 

 


 

 

 

 


 

 

 


 

 

 

 


 

 

 

 

 


 

 

 

 


 

 

 

 


 

 

 

 


 

 

 


 

 


 

 

 

 

 

 


 

 

 


 

 

 

 

CDTI Advanced Materials (PK) (USOTC:CDTI)
Historical Stock Chart
From May 2024 to Jun 2024 Click Here for more CDTI Advanced Materials (PK) Charts.
CDTI Advanced Materials (PK) (USOTC:CDTI)
Historical Stock Chart
From Jun 2023 to Jun 2024 Click Here for more CDTI Advanced Materials (PK) Charts.