Amended Statement of Ownership (sc 13g/a)

Date : 02/10/2020 @ 4:57PM
Source : Edgar (US Regulatory)
Stock : Zuora Inc (ZUO)
Quote : 8.52  0.29 (3.52%) @ 4:26PM

Amended Statement of Ownership (sc 13g/a)

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1) *

 

 

Zuora, Inc.

(Name of Issuer)

Class A Common Stock

Title of Class of Securities)

98983V 10 6

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Tenaya Capital V, LP

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  0

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  0

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  PN

 

(1)

This statement on Schedule 13G is filed by Tenaya Capital V, LP, Tenaya Capital V-P, LP, Tenaya Capital V GP, LP, Tenaya Capital V GP, LLC, Messrs. Thomas Banahan, Benjamin Boyer, Stewart Gollmer, Brian Melton and Brian Paul (collectively, the “Reporting Persons”). These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

 

  1.    

  Names of Reporting Persons

 

  Tenaya Capital V-P, LP

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  0

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  0

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  PN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Tenaya Capital V GP, LP

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  0

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  0

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  PN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Tenaya Capital V GP, LLC

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  0

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  0

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  OO

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Thomas Banahan

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  United States of America

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  0

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  0

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  IN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Benjamin Boyer

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  United States of America

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  47,318 shares

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  47,318 shares

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  47,318 shares

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  IN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Stewart Gollmer

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  United States of America

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  25,000 shares

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  25,000 shares

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  25,000 shares

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  IN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Brian Melton

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  United States of America

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  0

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  0

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  IN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP No. 98983V 10 6    13G   

 

  1.    

  Names of Reporting Persons

 

  Brian Paul

  2.  

  Check the Appropriate Box if a Member of a Group (see instructions)

  (a)  ☐        (b)  ☒  (1)

 

  3.  

  SEC USE ONLY

 

  4.  

  Citizenship or Place of Organization

 

  United States of America

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

     5.     

  Sole Voting Power

 

  26,488 shares

     6.   

  Shared Voting Power

 

  0

     7.   

  Sole Dispositive Power

 

  26,488 shares

     8.   

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  26,488 shares

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row 9

 

  0.0%

12.  

  Type of Reporting Person (see instructions)

 

  IN

 

(1)

This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


Introductory Note: This statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Class A Common Stock of Zuora, Inc., a Delaware corporation (the “Issuer”).

 

Item 1(a).

Name of Issuer:

 

Item 1(b).

Address of Issuer’s Principal Executive Officers:

Zuora, Inc.

3050 South Delaware Street, Suite 301

San Mateo, California 94403

United States of America

 

Item 2(a).

Name of Person(s) Filing:

Tenaya Capital V, LP

Tenaya Capital V-P, LP

Tenaya Capital V GP, LP

Tenaya Capital V GP, LLC

Thomas Banahan

Benjamin Boyer

Stewart Gollmer

Brian Melton

Brian Paul

 

Item 2(b).

Address of Principal Business Office:

Tenaya Capital

3280 Alpine Road

Portola Valley, California 94028

United States of America

 

Item 2(c).

Citizenship:

 

Tenaya Capital V, LP    Delaware
Tenaya Capital V-P, LP    Delaware
Tenaya Capital V GP, LP    Delaware
Tenaya Capital V GP, LLC    Delaware
Thomas Banahan    United States of America
Benjamin Boyer    United States of America
Stewart Gollmer    United States of America
Brian Melton    United States of America
Brian Paul    United States of America

 

Item 2(d).

Title of Class of Securities:

Class A Common Stock

 

Item 2(e).

CUSIP Number:

98983V 10 6

 

Item 3.

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not applicable.


Item 4(a).

Amount Beneficially Owned:

 

Item 4(b).

Percent of Class:

 

Item 4(c).

Number of shares as to which such persons have:

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing This statement on Schedule 13G is provided as of December 31, 2019:

 

Reporting Persons

   Shares of Class A
Common Stock

Held Directly
     Sole
Voting

Power
     Shared
Voting

Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
     Percentage of
Class
 

Tenaya Capital V, LP

     0           0           0        0        0.0

Tenaya Capital V-P, LP

     0           0           0        0        0.0

Tenaya Capital V GP, LP

     0           0           0        0        0.0

Tenaya Capital V GP, LLC

     0           0           0        0        0.0

Thomas Banahan

     0           0           0        0        0.0

Benjamin Boyer

     47,318        47,318        0        47,318        0        47,318        0.0

Stewart Gollmer

     25,000        25,000        0        25,000        0        25,000        0.0

Brian Melton

     0           0           0        0        0.0

Brian Paul

     26,488        26,488        0        26,488        0        26,488        0.0

 

Item 5.

Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following:

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person:

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group:

Not applicable.

 

Item 9.

Notice of Dissolution of Group:

Not applicable.

 

Item 10.

Certification:

Not applicable.


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 7, 2020     
TENAYA CAPITAL V, LP                  

/s/ Dorian A. Merritt

By:   Tenaya Capital V GP, LP      Thomas Banahan by Dorian A. Merritt as Attorney-in-fact
Its:   General Partner     
By:   Tenaya Capital V GP, LLC     
Its:   General Partner     
      

/s/ Dorian A. Merritt

By:  

/s/ Dorian A. Merritt

     Benjamin Boyer by Dorian A. Merritt as Attorney-in-fact
  Dorian A. Merritt as Attorney-in-fact     
TENAYA CAPITAL V-P, LP     
By:   Tenaya Capital V GP, LP     

/s/ Dorian A. Merritt

Its:   General Partner      Stewart Gollmer by Dorian A. Merritt as Attorney-in-fact
By:   Tenaya Capital V GP, LLC     
Its:   General Partner     
By:  

/s/ Dorian A. Merritt

    

/s/ Dorian A. Merritt

  Dorian A. Merritt as Attorney-in-fact      Brian Melton by Dorian A. Merritt as Attorney-in-fact
TENAYA CAPITAL V GP, LP     
By:   Tenaya Capital V GP, LLC     

/s/ Dorian A. Merritt

Its:   General Partner      Brian Paul by Dorian A. Merritt as Attorney-in-fact
By:  

/s/ Dorian A. Merritt

    
  Dorian A. Merritt as Attorney-in-fact     
TENAYA CAPITAL V GP, LLC     
By:  

/s/ Dorian A. Merritt

    
  Dorian A. Merritt as Attorney-in-fact     

Exhibit(s):

Exhibit 99.1: Joint Filing Statement

 

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