Statement of Changes in Beneficial Ownership (4)
October 14 2021 - 2:23PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ANDERSON KERRII B |
2. Issuer Name and Ticker or Trading Symbol
WORTHINGTON INDUSTRIES INC
[
WOR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
200 OLD WILSON BRIDGE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/2/2021 |
(Street)
COLUMBUS, OH 43085
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares | | | | | | | | 69715 (1) | D | |
Common Shares | 9/3/2021 | | G |
V
| 2842 (2) | D | $0.00 | 0 (1)(2) | I | By grantor retained annuity trust |
Common Shares | 9/3/2021 | | G |
V
| 1421 (2) | A | $0.00 | 1421 (2) | I | By Cameron Taff Anderson Separate Trust |
Common Shares | 9/3/2021 | | G |
V
| 1421 (2) | A | $0.00 | 1421 (2) | I | By Alexa M. Anderson Separate Trust |
Common Shares | | | | | | | | 436 | I | By spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On September 2, 2021, the reporting person (in her capacity as trustee of the grantor retained annuity trust) distributed 2,258 Common Shares from the grantor retained annuity trust (which had previously been reported as owned indirectly) to her individual brokerage account whereby these Common Shares are reported as owned directly. |
(2) | This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Remarks: Exhibit List: Exhibit 24 Limited Power of Attorney for Section 16 Reporting Obligations |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ANDERSON KERRII B 200 OLD WILSON BRIDGE ROAD COLUMBUS, OH 43085 | X |
|
|
|
Signatures
|
/s/Patrick J. Kennedy, as attorney-in-fact for Kerrii B. Anderson | | 10/14/2021 |
**Signature of Reporting Person | Date |
Worthington Enterprises (NYSE:WOR)
Historical Stock Chart
From Aug 2024 to Sep 2024
Worthington Enterprises (NYSE:WOR)
Historical Stock Chart
From Sep 2023 to Sep 2024