Initial Statement of Beneficial Ownership (3)
January 02 2020 - 5:33PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hamann Jennifer L |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2020
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3. Issuer Name and Ticker or Trading Symbol
UNION PACIFIC CORP [UNP]
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(Last)
(First)
(Middle)
1400 DOUGLAS STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & CHIEF FINANCIAL OFFICER / |
(Street)
OMAHA, NE 68179
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (1) | 63331 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) (2) | 2/4/2017 (2) | 2/4/2026 | Common Stock | 10563 | $75.52 | D | |
Non-Qualified Stock Option (right to buy) (2) | 2/6/2015 (2) | 2/6/2024 | Common Stock | 4962 | $87.56 | D | |
Non-Qualified Stock Option (right to buy) (2) | 2/2/2018 (2) | 2/2/2027 | Common Stock | 8796 | $107.3 | D | |
Non-Qualified Stock Option (right to buy) (2) | 2/5/2016 (2) | 2/5/2025 | Common Stock | 5385 | $122.85 | D | |
Non-Qualified Stock Option (right to buy) (2) | 2/8/2019 (2) | 2/8/2028 | Common Stock | 7743 | $124.86 | D | |
Non-Qualified Stock Option (right to buy) (2) | 2/7/2020 (2) | 2/7/2029 | Common Stock | 5271 | $161.57 | D | |
Explanation of Responses: |
(1) | Includes unvested restricted stock units and unvested Long Term Plan performance units. |
(2) | This option becomes exercisable in three equal installments starting one year from the grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hamann Jennifer L 1400 DOUGLAS STREET OMAHA, NE 68179 |
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| EVP & CHIEF FINANCIAL OFFICER |
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Signatures
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By: Trevor L. Kingston, Attorney-in-Fact For: Jennifer L. Hamann | | 1/2/2020 |
**Signature of Reporting Person | Date |
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