Initial Statement of Beneficial Ownership (3)
November 13 2019 - 4:41PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kelley William J. JR |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/6/2019
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3. Issuer Name and Ticker or Trading Symbol
TreeHouse Foods, Inc. [THS]
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(Last)
(First)
(Middle)
2021 SPRING ROAD, SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Interim CFO / |
(Street)
OAK BROOK, IL 60523
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (Right to Buy) | (1) | (1) | Common Stock | 5180.0 | $84.66 | D | |
Non-Qualified Stock Option (Right to Buy) | (2) | (2) | Common Stock | 4390.0 | $94.73 | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 393.0 | (4) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 3250.0 | (4) | D | |
Restricted Stock Unit | (6) | (6) | Common Stock | 3166.0 | (4) | D | |
Explanation of Responses: |
(1) | The stock options have a ten-year term and will vest in three approximately equal installments on each of the first three anniversaries of the grant date (March 31, 2017). |
(2) | The stock options have a ten-year term and will vest in three approximately equal installments on each of the first three anniversaries of the grant date (August 31, 2016). |
(3) | The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date (March 31, 2017). |
(4) | Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc. |
(5) | The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date (March 29, 2019). |
(6) | The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date (March 29, 2018). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kelley William J. JR 2021 SPRING ROAD SUITE 600 OAK BROOK, IL 60523 |
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| Interim CFO |
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Signatures
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Thomas E. O'Neill, by power of attorney | | 11/13/2019 |
**Signature of Reporting Person | Date |
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