Initial Statement of Beneficial Ownership (3)
February 19 2020 - 5:13PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Usitalo Scott |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/10/2020
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3. Issuer Name and Ticker or Trading Symbol
TENNECO INC [TEN]
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(Last)
(First)
(Middle)
500 NORTH FIELD DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive Vice President / |
(Street)
LAKE FOREST, IL 60045
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 16351 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Class A Common Stock | 4090 | $0.00 | D | |
Explanation of Responses: |
(1) | Reflects restricted stock units granted to the Reporting Person, one third of which vested on February 5, 2020, and one third of which vest on each of February 5, 2021 and February 5, 2022. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. |
Remarks: Exhibit List 1. Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Usitalo Scott 500 NORTH FIELD DRIVE LAKE FOREST, IL 60045 |
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| Executive Vice President |
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Signatures
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/s/ Brandon B. Smith, Attorney-in-fact for Scott Usitalo | | 2/19/2020 |
**Signature of Reporting Person | Date |
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