Strats SM Trust For AT&T Corp Sec Ser 2004-4 - Current report filing (8-K)
November 21 2007 - 1:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of
report (Date of earliest event reported): November 15,
2007
SYNTHETIC
FIXED-INCOME SECURITIES, INC.
ON
BEHALF
OF
STRATS(SM)
TRUST FOR AT&T CORP. SECURITIES, SERIES 2004-4
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
|
333-70808-05
001-32028
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52-2316339
|
(State
or Other Jurisdiction
of
Incorporation)
|
(Commission
File
Number)
|
(I.R.S.
Employer
Identification
No.)
|
Synthetic
Fixed-Income Securities, Inc.
301
South College
Charlotte,
North Carolina
|
28288
|
(Address
of Principal Executive Offices)
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(Zip
Code)
|
Registrant's
telephone number, including area code:
(704) 383-7727
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any following provisions
(see General Instruction A.2. below):
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR
240.14a-12(b))
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
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The
STRATS(SM) Trust For AT&T Corp. Securities, Series 2004-4, which we refer to
herein as the “Trust,” was formed pursuant to the Base Trust Agreement, dated as
of September 26, 2003, between Synthetic Fixed-Income Securities, Inc., as
depositor, and U.S. Bank Trust National Association, as trustee and securities
intermediary, as supplemented by the STRATS(SM) Certificates Series Supplement
2004-4 in respect of the Trust dated as of February 25, 2004.
Item
8.01. OTHER EVENTS
On
November 15, 2007, distribution was made to the holders of the certificates
issued by the Trust. Specific information with respect to the
distribution is filed as Exhibit 99.1 hereto.
No
other
reportable transactions or matters have occurred during the current reporting
period.
AT&T
Inc. (“AT&T”), the guarantor of the underlying securities, is subject to the
information reporting requirements of the Securities Exchange Act of 1934,
as
amended (the “Exchange Act”). For information on AT&T please see
its periodic reports filed with the Securities and Exchange Commission (the
“Commission”) under its Exchange Act file number, 001-08610. The
Commission maintains a site on the World Wide Web at “http://www.sec.gov” at
which users can view and download copies of reports, proxy and information
statements and other information filed electronically through the Electronic
Data Gathering, Analysis and Retrieval system, or “EDGAR.” Periodic
reports and other information required to be filed pursuant to the Exchange
Act,
by AT&T may be accessed on this site. Neither Synthetic
Fixed-Income Securities, Inc. nor the Trustee has participated in the
preparation of such reporting documents, or made any due diligence investigation
with respect to the information provided therein. Neither Synthetic
Fixed-Income Securities, Inc. nor the Trustee has verified the accuracy or
completeness of such documents or reports. There can be no assurance
that events affecting the issuer or guarantor of the underlying securities
or
the underlying securities themselves have not occurred or have not yet been
publicly disclosed which would affect the accuracy or completeness of the
publicly available documents described above.
(c)
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The
following exhibit is filed as part of this report:
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99.1
|
|
Trustee’s
Distribution Statement to the STRATS(SM) Certificates, Series 2004-4
for
November 15, 2007 Scheduled Distribution
Date.
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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Synthetic
Fixed-Income
Securities, Inc.
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|
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By:
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/s/ Jimmy
Whang
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Name:
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Jimmy Whang
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Title:
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Director
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Date: November
15, 2007
EXHIBIT
INDEX
Exhibit
Number
|
Description
|
|
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99.1
|
Trustee’s
Distribution Statement to the STRATS(SM) Certificates, Series 2004-4
for
November 15, 2007 Scheduled Distribution
Date.
|
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