- Amended Statement of Changes in Beneficial Ownership (4/A)
March 15 2012 - 3:30PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
FIFER MICHAEL O
|
2. Issuer Name
and
Ticker or Trading Symbol
STURM RUGER & CO INC
[
RGR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO
|
(Last)
(First)
(Middle)
C/O STURM, RUGER & CO., INC., 1 LACEY PLACE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/28/2012
|
(Street)
SOUTHPORT, CT 06890
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/29/2012
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Common Stock (Right to Buy)
(1)
|
(2)
|
2/28/2012
(3)
|
|
A
|
|
15393
|
|
3/1/2014
(3)
|
11/8/2021
(3)
|
Common Stock
|
15393
|
$
0
(2)
|
181740
|
D
|
|
Common Stock (Right to Buy)
(4)
|
(2)
|
2/28/2012
|
|
A
|
|
50000
|
|
12/31/2016
(4)
|
1/1/2017
(4)
|
Common Stock
|
50000
|
$
0
(2)
|
231740
|
D
|
|
Explanation of Responses:
|
(
1)
|
Restricted Stock Units subject to performance-based, time-based and other conditions of the award.
|
(
2)
|
Securities convert to Common Stock on a one-to-one basis on the date vested in accordance with the terms of the award.
|
(
3)
|
On February 28, 2012, four business days following the release of the Company's 2011 earnings on Form 10-K, the performance-based vesting conditions for RSUs awarded in four quarterly tranches in 2011 were determined to have been met. The awards remain subject to a three-year time-based cliff vesting trigger which will be satisfied on March 1, 2014. The quarterly awards expire not later than ten years from their date of grant.
|
(
4)
|
Correction: Time-based retention restricted stock unit award subject to cliff vesting based on continuous service with the Company through December 31, 2016 (previously reported as December 31, 2015) and other terms of the award.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
FIFER MICHAEL O
C/O STURM, RUGER & CO., INC.
1 LACEY PLACE
SOUTHPORT, CT 06890
|
X
|
|
President & CEO
|
|
Signatures
|
/s/ Leslie M. Gasper, attorney-in-fact
|
|
3/15/2012
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Sturm Ruger (NYSE:RGR)
Historical Stock Chart
From May 2024 to Jun 2024
Sturm Ruger (NYSE:RGR)
Historical Stock Chart
From Jun 2023 to Jun 2024