Filing of Certain Prospectuses and Communications in Connection With Business Combination Transactions (425)
November 20 2020 - 12:10PM
Edgar (US Regulatory)
Class A Common
stock
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to
Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 18, 2020
RMG ACQUISITION CORP.
(Exact Name of Registrant as Specified in Charter)
Delaware |
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001-38795 |
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83-2289787 |
(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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50 West Street,
Suite 40-C
New York,
New York 10006
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10006 |
(Address of Principal Executive
Offices) |
(Zip Code) |
(212)
785-2579
(Registrant’s telephone number,
including area code)
Not Applicable
(Former Name or Former Address, if
Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
x |
Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425) |
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¨ |
Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on
which registered |
Units, each consisting of one share of Class A common stock and one
redeemable warrant |
RMG.UT |
New York Stock Exchange |
Class A common stock, par value $0.0001 per share |
RMG |
New York Stock Exchange |
Redeemable warrants, exercisable for shares of Class A common stock
at an exercise price of $11.50 per share |
RMG.WT |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
EXPLANATORY NOTE
This Current Report on Form 8-K/A (this “Amendment”) is being filed
as an amendment to the Current Report on Form 8-K filed with the
Securities and Exchange Commission by RMG Acquisition Corp. (“RMG”)
on November 19, 2020 (the “Original Report”). The sole purpose of
this Amendment is to correct a scrivener’s error in Exhibit 2.1 of
the Original Report and refile Exhibit 2.1. No other changes have
been made to the Original Report.
Important Information and Where to Find It
This Report relates to a proposed transaction between RMG and Romeo
Systems, Inc. (“Romeo”). RMG has filed with the Securities and
Exchange Commission (“SEC”) a registration statement on Form S-4
that includes a proxy statement and prospectus of RMG and a consent
solicitation statement of Romeo. The proxy
statement/prospectus/consent solicitation statement will be mailed
to stockholders of RMG as of a record date to be established for
voting on the proposed business combination. RMG also will file
other relevant documents from time to time regarding the proposed
transaction with the SEC. INVESTORS AND SECURITY HOLDERS OF RMG ARE
URGED TO READ THE PROXY STATEMENT, PROSPECTUS AND OTHER RELEVANT
DOCUMENTS THAT HAVE BEEN FILED AND WILL BE FILED BY RMG FROM TIME
TO TIME WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY WHEN THEY
BECOME AVAILABLE BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION
ABOUT THE PROPOSED TRANSACTION. Investors and security holders will
be able to obtain free copies of the proxy
statement/prospectus/consent solicitation statement and other
documents containing important information about RMG and Romeo once
such documents are filed with the SEC, through the website
maintained by the SEC at http://www.sec.gov. Copies of the
documents filed with the SEC by RMG when and if available, can be
obtained free of charge on RMG’s website at www.rmginvestments.com
or by directing a written request to RMG Acquisition Corp., 50 West
Street, Suite 40-C, New York, New York 10006.
Participants in the Solicitation
RMG and Romeo and their respective directors and executive
officers, under SEC rules, may be deemed to be participants in the
solicitation of proxies of RMG’s stockholders in connection with
the proposed transaction. Investors and security holders may obtain
more detailed information regarding the names and interests in the
proposed transaction of RMG’s directors and officers in RMG’s
filings with the SEC, including RMG’s Annual Report on
Form 10-K for the fiscal year ended December 31,
2019, which was filed with the SEC on April 1, 2019.
Information regarding the persons who may, under SEC rules, be
deemed participants in the solicitation of proxies to RMG’s
stockholders in connection with the proposed business combination
will be set forth in the proxy statement/prospectus/consent
solicitation statement for the proposed business combination when
available. Additional information regarding the interests of
participants in the solicitation of proxies in connection with the
proposed business combination will be included in the proxy
statement/prospectus/consent solicitation statement that RMG
intends to file with the SEC.
No Offer or Solicitation
This communication shall neither constitute an offer to sell or the
solicitation of an offer to buy any securities, nor shall there be
any sale of securities in any jurisdiction in which the offer,
solicitation or sale would be unlawful prior to the registration or
qualification under the securities laws of any such
jurisdiction.
Forward Looking Statements
This Report includes “forward looking statements” within the
meaning of the “safe harbor” provisions of the United States
Private Securities Litigation Reform Act of 1995. When used in this
Report, the words “estimates,” “projected,” “expects,”
“anticipates,” “forecasts,” “plans,” “intends,” “believes,”
“seeks,” “may,” “will,” “should,” “future,” “propose” and
variations of these words or similar expressions (or the negative
versions of such words or expressions) are intended to identify
forward-looking statements. These forward-looking statements are
not guarantees of future performance, conditions or results, and
involve a number of known and unknown risks, uncertainties,
assumptions and other important factors, many of which are outside
RMG’s or Romeo’s management’s control, that could cause actual
results or outcomes to differ materially from those discussed in
the forward-looking statements. Important factors, among others,
that may affect actual results or outcomes include: the inability
to complete the transactions contemplated by the proposed business
combination; the inability to recognize the anticipated benefits of
the proposed business combination, which may be affected by, among
other things, the amount of cash available following any
redemptions by RMG stockholders; the ability to meet the NYSE’s
listing standards following the consummation of the transactions
contemplated by the proposed business combination; costs related to
the proposed business combination; Romeo’s ability to execute on
its plans to develop and market new products and the timing of
these development programs; Romeo’s estimates of the size of the
markets for its products; the rate and degree of market acceptance
of Romeo’s products; the success of other competing technologies
that may become available; Romeo’s ability to identify and
integrate acquisitions; the performance of Romeo’s products;
potential litigation involving RMG or Romeo; and general economic
and market conditions impacting demand for Romeo’s products. Other
factors include the possibility that the proposed transaction does
not close, including due to the failure to receive required
security holder approvals, or the failure of other closing
conditions. The foregoing list of factors is not exhaustive. You
should carefully consider the foregoing factors and the other risks
and uncertainties described in the “Risk Factors” section of RMG’s
Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, the
registration statement on Form S-4 and proxy
statement/prospectus/consent solicitation statement discussed below
and other documents filed by RMG from time to time with the SEC.
These filings identify and address other important risks and
uncertainties that could cause actual events and results to differ
materially from those contained in the forward-looking statements.
Forward-looking statements speak only as of the date they are made.
Readers are cautioned not to put undue reliance on forward-looking
statements, and neither RMG nor Romeo undertake any obligation to
update or revise any forward-looking statements, whether as a
result of new information, future events or otherwise, except as
required by law.
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Item 9.01. |
Financial Statements and
Exhibits |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
Date: November 20,
2020 |
RMG Acquisition
Corp. |
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By: |
/s/ Robert S. Mancini |
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Name: |
Robert S. Mancini |
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Title: |
Chief Executive
Officer |
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