Pep Boys Manny Moe & Jack (Other)
September 19 2007 - 1:51PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BARINGTON CAPITAL GROUP L P
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/14/2007
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3. Issuer Name
and
Ticker or Trading Symbol
PEP BOYS MANNY MOE & JACK [PBY]
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(Last)
(First)
(Middle)
888 SEVENTH AVENUE, 17TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
___
X
___ Other (specify below)
/ See Remarks
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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1419338
(1)
(2)
(3)
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I
(1)
(2)
(3)
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By Barington Companies Equity Partners, L.P.
(1)
(2)
(3)
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Common Stock
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2315220
(1)
(2)
(3)
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I
(1)
(2)
(3)
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By Barington Companies Offshore Fund, Ltd.
(1)
(2)
(3)
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Common Stock
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880861
(1)
(2)
(3)
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I
(1)
(2)
(3)
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By Barington Investments, L.P.
(1)
(2)
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Includes shares owned directly by Barington Companies Equity Partners, L.P., Barington Companies Offshore Fund, Ltd. and Barington Investments, L.P. As the general partner of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the general partner of Barington Investments, L.P., Barington Companies Advisors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Investments, L.P. As the investment advisor to Barington Companies Offshore Fund, Ltd., Barington Offshore Advisors II, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd.
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(
2)
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(Continuation of Footnote 1) As the majority member of Barington Companies Investors, LLC, Barington Companies Advisors, LLC and Barington Offshore Advisors II, LLC, Barington Capital Group, L.P. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., Barington Investments, L.P. and Barington Companies Offshore Fund, Ltd. As the general partner of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., Barington Investments, L.P. and Barington Companies Offshore Fund, Ltd.
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(
3)
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Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
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Remarks:
Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BARINGTON CAPITAL GROUP L P
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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BARINGTON COMPANIES EQUITY PARTNERS L P
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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Barington Investments LP
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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Barington Companies Advisors, LLC
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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Barington Companies Investors, LLC
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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Barington Offshore Advisors II, LLC
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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LNA Capital Corp.
888 SEVENTH AVENUE
17TH FLOOR
NEW YORK, NY 10019
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See Remarks
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Barington Companies Offshore Fund, Ltd. (BVI)
C/O BISON FINANCIAL SERVICES LIMITED
BISON COURT, ROAD TOWN
TORTOLA, D8
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See Remarks
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Signatures
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BARINGTON COMPANIES EQUITY PARTNERS, L.P., By: Barington Companies Investors, LLC, its general partner, By: /s/ James A. Mitarotonda, its managing member
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9/19/2007
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**
Signature of Reporting Person
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Date
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BARINGTON COMPANIES INVESTORS, LLC, By: /s/ James A. Mitarotonda, its managing member
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9/19/2007
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**
Signature of Reporting Person
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Date
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BARINGTON INVESTMENTS, L.P., By: Barington Companies Advisors, LLC, its general partner, By: /s/ James A. Mitarotonda, its managing member
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9/19/2007
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**
Signature of Reporting Person
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Date
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BARINGTON COMPANIES ADVISORS, LLC, By: /s/ James A. Mitarotonda, its managing member
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9/19/2007
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**
Signature of Reporting Person
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Date
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BARINGTON COMPANIES OFFSHORE FUND, LTD., By: /s/ James A. Mitarotonda, its president
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9/19/2007
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**
Signature of Reporting Person
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Date
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BARINGTON OFFSHORE ADVISORS II, LLC, By: /s/ James A. Mitarotonda, its managing member
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9/19/2007
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**
Signature of Reporting Person
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Date
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BARINGTON CAPITAL GROUP, L.P., By: LNA Capital Corp., its general partner, By: /s/ James A. Mitarotonda, its president and CEO
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9/19/2007
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**
Signature of Reporting Person
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Date
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LNA CAPITAL CORP., By: /s/ James A. Mitarotonda, its president and CEO
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9/19/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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