$ 750
|
|
Alaska Housing Finance Corporation, General Housing Purpose Bonds, Series 2005A, 5.250%,
|
12/14 at 100.00
|
AA+
|
$ 779,213
|
|
|
12/01/34 – FGIC Insured (UB)
|
|
|
|
|
|
Arizona – 3.2% (2.1% of Total Investments)
|
|
|
|
2,000
|
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Airport Revenue Bonds, Series
|
7/20 at 100.00
|
A+
|
2,013,860
|
|
|
2010A, 5.000%, 7/01/40
|
|
|
|
|
|
Phoenix Civic Improvement Corporation, Arizona, Senior Lien Airport Revenue Bonds,
|
|
|
|
|
|
Series 2008A:
|
|
|
|
2,350
|
|
5.000%, 7/01/33
|
7/18 at 100.00
|
AA–
|
2,434,342
|
8,200
|
|
5.000%, 7/01/38
|
7/18 at 100.00
|
AA–
|
8,327,756
|
|
|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc
|
|
|
|
|
|
Prepay Contract Obligations, Series 2007:
|
|
|
|
500
|
|
5.500%, 12/01/29
|
No Opt. Call
|
A–
|
528,785
|
5,000
|
|
5.000%, 12/01/37
|
No Opt. Call
|
A–
|
4,793,900
|
18,050
|
|
Total Arizona
|
|
|
18,098,643
|
|
|
California – 12.9% (8.6% of Total Investments)
|
|
|
|
1,535
|
|
Alameda Corridor Transportation Authority, California, Senior Lien Revenue Bonds, Series
|
No Opt. Call
|
A
|
397,458
|
|
|
1999A, 0.000%, 10/01/37 – NPFG Insured
|
|
|
|
7,150
|
|
Anaheim Public Finance Authority, California, Subordinate Lease Revenue Bonds, Public
|
No Opt. Call
|
AA–
|
3,053,980
|
|
|
Improvement Project, Series 1997C, 0.000%, 9/01/28 – AGM Insured
|
|
|
|
5,000
|
|
Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series
|
4/23 at 100.00
|
A+
|
5,084,050
|
|
|
2013S-4, 5.000%, 4/01/38 (WI/DD, Settling 8/06/13)
|
|
|
|
3,335
|
|
California Health Facilities Financing Authority, Revenue Bonds, Sutter Health, Series 2007A,
|
11/16 at 100.00
|
AA–
|
3,274,370
|
|
|
5.000%, 11/15/42
|
|
|
|
5,000
|
|
California State, General Obligation Bonds, Series 2005, 5.000%, 3/01/31
|
3/16 at 100.00
|
A1
|
5,076,000
|
4,250
|
|
California State, General Obligation Bonds, Various Purpose Series 2010, 5.250%, 11/01/40
|
11/20 at 100.00
|
A1
|
4,378,733
|
2,250
|
|
California Statewide Communities Development Authority, Revenue Bonds, Cottage Health System
|
11/20 at 100.00
|
AA–
|
2,313,293
|
|
|
Obligated Group, Series 2010, 5.250%, 11/01/30
|
|
|
|
6,025
|
|
California Statewide Community Development Authority, Revenue Bonds, Methodist Hospital
|
8/19 at 100.00
|
Aa2
|
7,027,138
|
|
|
Project, Series 2009, 6.750%, 2/01/38
|
|
|
|
65
|
|
California, General Obligation Bonds, Series 1997, 5.000%, 10/01/18 – AMBAC Insured
|
10/13 at 100.00
|
A1
|
65,252
|
5,000
|
|
Corona-Norco Unified School District, Riverside County, California, General Obligation Bonds,
|
8/17 at 100.00
|
Aa2
|
5,205,100
|
|
|
Election 2006 Series 2007A, 5.000%, 8/01/31 – AGM Insured
|
|
|
|
2,000
|
|
Dublin Unified School District, Alameda County, California, General Obligation Bonds, Series
|
8/17 at 49.41
|
Aa2
|
808,820
|
|
|
2007C, 0.000%, 8/01/31 – NPFG Insured
|
|
|
|
|
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
|
|
|
|
|
Asset-Backed Revenue Bonds, Series 2005A:
|
|
|
|
3,500
|
|
0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA–
|
1,968,540
|
10,730
|
|
5.000%, 6/01/45 – AGC Insured
|
6/15 at 100.00
|
AA–
|
10,397,048
|
|
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|
|
|
|
|
Bonds, Series 2007A-1:
|
|
|
|
3,030
|
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
2,752,664
|
7,745
|
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B
|
6,310,936
|
1,000
|
|
5.125%, 6/01/47
|
6/17 at 100.00
|
B
|
714,090
|
2,500
|
|
Huntington Beach Union High School District, Orange County, California, General Obligation
|
No Opt. Call
|
Aa2
|
903,350
|
|
|
Bonds, Series 2007, 0.000%, 8/01/32 – FGIC Insured
|
|
|
|
2,200
|
|
M-S-R Energy Authority, California, Gas Revenue Bonds, Series 2009C, 6.500%, 11/01/39
|
No Opt. Call
|
A
|
2,542,298
|
2,000
|
|
Murrieta Valley Unified School District Public Financing Authority, California, Special Tax
|
9/16 at 100.00
|
AA–
|
2,103,420
|
|
|
Revenue Bonds, Series 2006A, 5.125%, 9/01/26 – AGM Insured
|
|
|
|
2,000
|
|
Riverside Unified School District, Riverside County, California, General Obligation Bonds,
|
8/15 at 101.00
|
Aa2
|
2,097,280
|
|
|
Election 2001 Series 2006B, 5.000%, 8/01/30 – AGC Insured
|
|
|
|
|
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|
|
|
|
|
Refunding Bonds, Series 1997A:
|
|
|
|
2,350
|
|
0.000%, 1/15/29 – NPFG Insured
|
No Opt. Call
|
A
|
918,709
|
17,000
|
|
0.000%, 1/15/35 – NPFG Insured
|
No Opt. Call
|
A
|
4,399,770
|
575
|
|
Seaside Redevelopment Agency, California, Tax Allocation Bonds, Merged Project Area, Series
|
8/13 at 100.00
|
A
|
576,087
|
|
|
2003, 5.375%, 8/01/18 – NPFG Insured
|
|
|
|
2,410
|
|
Victor Elementary School District, San Bernardino County, California, General Obligation
|
No Opt. Call
|
Aa3
|
1,226,353
|
|
|
Bonds, Series 2002A, 0.000%, 8/01/26 – FGIC Insured
|
|
|
|
98,650
|
|
Total California
|
|
|
73,594,739
|
|
|
Colorado – 7.6% (5.0% of Total Investments)
|
|
|
|
1,125
|
|
Antelope Heights Metropolitan District, Colorado, Limited Tax General Obligation Bonds, Series
|
12/17 at 100.00
|
N/R
|
924,773
|
|
|
2007, 5.000%, 12/01/37 – RAAI Insured
|
|
|
|
3,475
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
7/19 at 100.00
|
AA–
|
3,751,471
|
|
|
Series 2009A, 5.500%, 7/01/34
|
|
|
|
2,300
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
2/21 at 100.00
|
AA–
|
2,289,788
|
|
|
Series 2011A, 5.000%, 2/01/41
|
|
|
|
4,000
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Sisters of Charity of
|
1/20 at 100.00
|
AA
|
3,988,200
|
|
|
Leavenworth Health Services Corporation, Series 2010A, 5.000%, 1/01/40
|
|
|
|
8,765
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/25 –
|
No Opt. Call
|
A
|
4,790,160
|
|
|
NPFG Insured
|
|
|
|
25,000
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 2000B, 0.000%, 9/01/31 –
|
No Opt. Call
|
A
|
8,890,250
|
|
|
NPFG Insured
|
|
|
|
60,000
|
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A, 0.000%, 3/01/36 –
|
No Opt. Call
|
A
|
15,684,600
|
|
|
NPFG Insured
|
|
|
|
12,500
|
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2006A, 0.000%, 9/01/38 –
|
9/26 at 54.77
|
A
|
2,775,875
|
|
|
NPFG Insured
|
|
|
|
117,165
|
|
Total Colorado
|
|
|
43,095,117
|
|
|
Connecticut – 0.5% (0.3% of Total Investments)
|
|
|
|
3,763
|
|
Mashantucket Western Pequot Tribe, Connecticut, Special Revenue Bonds, Subordinate Series
|
No Opt. Call
|
N/R
|
2,567,831
|
|
|
2013A, 6.050%, 7/01/31
|
|
|
|
|
|
District of Columbia – 0.1% (0.1% of Total Investments)
|
|
|
|
2,000
|
|
Metropolitan Washington Airports Authority, District of Columbia, Dulles Toll Road Revenue Bonds,
|
No Opt. Call
|
AA–
|
516,780
|
|
|
Capital Appreciation Series 2009B-2, 0.000%, 10/01/36 – AGC Insured
|
|
|
|
|
|
Florida – 8.2% (5.5% of Total Investments)
|
|
|
|
15,000
|
|
Florida State Board of Education, Public Education Capital Outlay Bonds, Series 2005E, 4.500%,
|
6/15 at 101.00
|
AAA
|
14,855,100
|
|
|
6/01/35 (UB)
|
|
|
|
2,500
|
|
Marion County Hospital District, Florida, Revenue Bonds, Munroe Regional Medical Center,
|
10/17 at 100.00
|
A–
|
2,537,850
|
|
|
Series 2007, 5.000%, 10/01/34
|
|
|
|
|
|
South Miami Health Facilities Authority, Florida, Hospital Revenue, Baptist Health System
|
|
|
|
|
|
Obligation Group, Series 2007:
|
|
|
|
22,000
|
|
5.000%, 8/15/37 (UB)
|
8/17 at 100.00
|
AA
|
22,063,360
|
7,370
|
|
5.000%, 8/15/42 (UB)
|
8/17 at 100.00
|
AA
|
7,336,245
|
46,870
|
|
Total Florida
|
|
|
46,792,555
|
|
|
Georgia – 2.3% (1.5% of Total Investments)
|
|
|
|
5,000
|
|
Cobb County Development Authority, Georgia, Student Housing Revenue Bonds, KSU Village II Real
|
7/17 at 100.00
|
Baa2
|
4,721,250
|
|
|
Estate Foundation LLC Project, Series 2007A, 5.250%, 7/15/38 – AMBAC Insured
|
|
|
|
5,000
|
|
Franklin County Industrial Building Authority, Georgia, Revenue Bonds, Ty Cobb Regional
|
12/20 at 100.00
|
N/R
|
5,232,750
|
|
|
Medical Center Project, Series 2010, 8.000%, 12/01/40
|
|
|
|
3,000
|
|
Gainesville and Hall County Hospital Authority, Georgia, Revenue Anticipation Certificates,
|
2/20 at 100.00
|
AA–
|
3,061,440
|
|
|
Northeast Georgia Health Services Inc., Series 2010B, 5.250%, 2/15/37
|
|
|
|
13,000
|
|
Total Georgia
|
|
|
13,015,440
|
|
|
Idaho – 0.1% (0.0% of Total Investments)
|
|
|
|
75
|
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 1999E, 5.750%,
|
1/14 at 100.00
|
AAA
|
77,327
|
|
|
1/01/21 (Alternative Minimum Tax)
|
|
|
|
125
|
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 2000D, 6.350%,
|
1/14 at 100.00
|
Aa2
|
127,101
|
|
|
7/01/22 (Alternative Minimum Tax)
|
|
|
|
130
|
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 2000E, 5.950%,
|
1/14 at 100.00
|
Aaa
|
130,252
|
|
|
7/01/20 (Alternative Minimum Tax)
|
|
|
|
330
|
|
Total Idaho
|
|
|
334,680
|
|
|
Illinois – 26.4% (17.5% of Total Investments)
|
|
|
|
2,205
|
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax
|
No Opt. Call
|
A+
|
941,315
|
|
|
Revenues, Series 1998B-1, 0.000%, 12/01/29 – FGIC Insured
|
|
|
|
7,250
|
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax
|
No Opt. Call
|
A+
|
7,831,088
|
|
|
Revenues, Series 1999A, 5.500%, 12/01/26 – FGIC Insured
|
|
|
|
|
|
Chicago, Illinois, FHA/GNMA Multifamily Housing Revenue Bonds, Archer Court Apartments,
|
|
|
|
|
|
Series 1999A:
|
|
|
|
480
|
|
5.500%, 12/20/19 (Alternative Minimum Tax)
|
10/13 at 100.00
|
AA–
|
480,869
|
1,210
|
|
5.600%, 12/20/29 (Alternative Minimum Tax)
|
10/13 at 100.00
|
AA–
|
1,210,920
|
1,925
|
|
5.650%, 12/20/40 (Alternative Minimum Tax)
|
10/13 at 100.00
|
AA–
|
1,925,982
|
22,750
|
|
Chicago, Illinois, General Obligation Refunding Bonds, Emergency Telephone System, Series
|
No Opt. Call
|
AA–
|
25,054,120
|
|
|
1999, 5.500%, 1/01/23 – FGIC Insured
|
|
|
|
2,000
|
|
Chicago, Illinois, General Obligation Bonds, City Colleges, Series 1999, 0.000%, 1/01/33 –
|
No Opt. Call
|
AA–
|
693,500
|
|
|
FGIC Insured
|
|
|
|
580
|
|
Chicago, Illinois, Motor Fuel Tax Revenue Refunding Bonds, Series 1993, 5.375%, 1/01/14 –
|
No Opt. Call
|
AA+
|
591,989
|
|
|
AMBAC Insured
|
|
|
|
5,320
|
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/15 at 100.00
|
A
|
5,448,212
|
|
|
Series 2004A, 5.000%, 1/01/28 – NPFG Insured
|
|
|
|
3,465
|
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/16 at 100.00
|
A
|
3,488,666
|
|
|
Series 2005A, 5.000%, 1/01/33 – FGIC Insured
|
|
|
|
|
|
DuPage County Community School District 200, Wheaton, Illinois, General Obligation Bonds,
|
|
|
|
|
|
Series 2003B:
|
|
|
|
810
|
|
5.250%, 11/01/20 (Pre-refunded 11/01/13) – AGM Insured
|
11/13 at 100.00
|
Aa3 (4)
|
820,271
|
190
|
|
5.250%, 11/01/20 (Pre-refunded 1/01/14) – AGM Insured
|
1/14 at 100.00
|
AA (4)
|
194,005
|
3,935
|
|
Illinois Development Finance Authority, Local Government Program Revenue Bonds, Lake County
|
No Opt. Call
|
Baa1
|
3,838,238
|
|
|
School District 116 – Round Lake, Series 1999, 0.000%, 1/01/15 – NPFG Insured
|
|
|
|
1,500
|
|
Illinois Finance Authority, Revenue Bonds, Central DuPage Health, Series 2009B,
|
11/19 at 100.00
|
AA
|
1,561,995
|
|
|
5.500%, 11/01/39
|
|
|
|
2,000
|
|
Illinois Finance Authority, Revenue Bonds, Children’s Memorial Hospital, Series 2008A, 5.250%,
|
8/18 at 100.00
|
AA–
|
2,001,440
|
|
|
8/15/47 – AGC Insured (UB)
|
|
|
|
1,120
|
|
Illinois Finance Authority, Revenue Bonds, Edward Health Services Corporation, Series 2008A,
|
2/18 at 100.00
|
A+
|
1,138,939
|
|
|
5.500%, 2/01/40 – AMBAC Insured
|
|
|
|
|
|
Illinois Finance Authority, Revenue Bonds, University of Chicago, Series 2004A:
|
|
|
|
4,580
|
|
5.000%, 7/01/34 (Pre-refunded 7/01/14)
|
7/14 at 100.00
|
Aa1 (4)
|
4,780,558
|
1,060
|
|
5.000%, 7/01/34 (Pre-refunded 7/01/14)
|
7/14 at 100.00
|
Aa1 (4)
|
1,106,725
|
1,225
|
|
Illinois Finance Authority, Revenue Bonds, University of Chicago, Series 2007, 5.000%, 7/01/19
|
7/17 at 100.00
|
Aa1
|
1,378,419
|
4,000
|
|
Illinois Finance Authority, Revenue Refunding Bonds, Silver Cross Hospital and Medical
|
8/18 at 100.00
|
BBB+
|
4,372,480
|
|
|
Centers, Series 2008A, 6.000%, 8/15/23
|
|
|
|
5,960
|
|
Illinois Finance Authority, Student Housing Revenue Bonds, Educational Advancement Fund Inc.,
|
5/17 at 100.00
|
BBB+
|
5,963,516
|
|
|
Refunding Series 2007A, 5.250%, 5/01/34
|
|
|
|
1,500
|
|
Illinois Housing Development Authority, Housing Finance Bonds, Series 2005E, 4.800%, 1/01/36 –
|
1/15 at 100.00
|
AA
|
1,471,665
|
|
|
FGIC Insured
|
|
|
|
2,000
|
|
Illinois Toll Highway Authority, State Toll Highway Authority Revenue Bonds, Series 2006A-1,
|
7/16 at 100.00
|
AA–
|
2,222,240
|
|
|
5.000%, 1/01/20 – AGM Insured
|
|
|
|
2,000
|
|
Kane & DeKalb Counties Community Unit School District 301, Illinois, General Obligation Bonds,
|
No Opt. Call
|
Aa3
|
1,484,660
|
|
|
Series 2006, 0.000%, 12/01/21 – NPFG Insured
|
|
|
|
11,345
|
|
Lake and McHenry Counties Community Unit School District 118, Wauconda, Illinois, General
|
1/15 at 60.14
|
A1
|
6,397,559
|
|
|
Obligation Bonds, Series 2005B, 0.000%, 1/01/25 – AGM Insured
|
|
|
|
3,000
|
|
Lombard Public Facilities Corporation, Illinois, First Tier Conference Center and Hotel
|
1/16 at 100.00
|
N/R
|
1,845,930
|
|
|
Revenue Bonds, Series 2005A-1, 7.125%, 1/01/36
|
|
|
|
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Refunding Bonds, McCormick Place
|
|
|
|
|
|
Expansion Project, Series 1996A:
|
|
|
|
12,250
|
|
0.000%, 12/15/22 – NPFG Insured
|
No Opt. Call
|
AA–
|
8,612,485
|
13,000
|
|
0.000%, 12/15/23 – NPFG Insured
|
No Opt. Call
|
AA–
|
8,606,520
|
1,840
|
|
Oak Park, Illinois, General Obligation Bonds, Series 2005B, 0.000%, 11/01/27 – SYNCORA
|
11/15 at 54.13
|
Aa2
|
898,141
|
|
|
GTY Insured
|
|
|
|
|
|
Regional Transportation Authority, Cook, DuPage, Kane, Lake, McHenry and Will Counties,
|
|
|
|
|
|
Illinois, General Obligation Bonds, Series 1999:
|
|
|
|
22,650
|
|
5.750%, 6/01/19 – AGM Insured
|
No Opt. Call
|
AA
|
27,076,037
|
3,500
|
|
5.750%, 6/01/23 – AGM Insured
|
No Opt. Call
|
AA
|
4,164,475
|
1,300
|
|
Schaumburg, Illinois, General Obligation Bonds, Series 2004B, 5.250%, 12/01/34 (Pre-refunded
|
12/14 at 100.00
|
AAA
|
1,386,255
|
|
|
12/01/14) – FGIC Insured
|
|
|
|
4,930
|
|
Will County Community High School District 210 Lincoln-Way, Illinois, General Obligation
|
No Opt. Call
|
Aa2
|
3,389,030
|
|
|
Bonds, Series 2006, 0.000%, 1/01/23 – AGM Insured
|
|
|
|
5,320
|
|
Will County Community High School District 210 Lincoln-Way, Illinois, General Obligation
|
No Opt. Call
|
Aa2 (4)
|
3,967,284
|
|
|
Bonds, Series 2006, 0.000%, 1/01/23 – AGM Insured (ETM)
|
|
|
|
4,500
|
|
Will County School District 122, New Lenox, Illinois, General Obligation Bonds, Series 2000B,
|
No Opt. Call
|
A2 (4)
|
3,932,955
|
|
|
0.000%, 11/01/18 – AGM Insured (ETM)
|
|
|
|
162,700
|
|
Total Illinois
|
|
|
150,278,483
|
|
|
Indiana – 3.7% (2.5% of Total Investments)
|
|
|
|
4,350
|
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Refunding Series 2009A,
|
12/19 at 100.00
|
AA
|
4,474,193
|
|
|
5.250%, 12/01/38
|
|
|
|
2,000
|
|
Indiana Health Facility Financing Authority, Hospital Revenue Bonds, Deaconess Hospital Inc.,
|
3/14 at 100.00
|
A+ (4)
|
2,060,480
|
|
|
Series 2004A, 5.375%, 3/01/34 (Pre-refunded 3/01/14) – AMBAC Insured
|
|
|
|
2,000
|
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Foundation of Northwest
|
3/17 at 100.00
|
A–
|
2,056,420
|
|
|
Indiana, Series 2007, 5.500%, 3/01/37
|
|
|
|
3,850
|
|
Indiana Housing and Community Development Authority, Single Family Mortgage Revenue Bonds,
|
1/17 at 100.00
|
Aaa
|
3,956,222
|
|
|
Tender Option Bond Trust 1847, 7.706%, 1/01/25 (Alternative Minimum Tax) (IF)
|
|
|
|
8,675
|
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
A+
|
8,693,478
|
|
|
NPFG Insured
|
|
|
|
20,875
|
|
Total Indiana
|
|
|
21,240,793
|
|
|
Iowa – 1.6% (1.1% of Total Investments)
|
|
|
|
1,335
|
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company
|
12/23 at 100.00
|
BB–
|
1,268,584
|
|
|
Project, Series 2013, 5.250%, 12/01/25
|
|
|
|
|
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|
|
|
2,420
|
|
5.500%, 6/01/42
|
6/15 at 100.00
|
B+
|
1,967,436
|
7,000
|
|
5.625%, 6/01/46
|
6/15 at 100.00
|
B+
|
5,752,600
|
10,755
|
|
Total Iowa
|
|
|
8,988,620
|
|
|
Kansas – 0.3% (0.2% of Total Investments)
|
|
|
|
3,055
|
|
Wyandotte County-Kansas City Unified Government, Kansas, Sales Tax Special Obligation Capital
|
No Opt. Call
|
BBB+
|
1,974,691
|
|
|
Appreciation Revenue Bonds Redevelopment Project Area B – Major Multi-Sport Athletic Complex
|
|
|
|
|
|
Project, Subordinate Lien Series 2010B, 0.000%, 6/01/21
|
|
|
|
|
|
Louisiana – 3.9% (2.6% of Total Investments)
|
|
|
|
1,740
|
|
Louisiana Local Government Environmental Facilities and Community Development Authority,
|
6/36 at 101.00
|
Aa1
|
1,814,994
|
|
|
GNMA Collateralized Mortgage Revenue Refunding Bonds, Sharlo Apartments, Series 2002A,
|
|
|
|
|
|
6.500%, 6/20/37
|
|
|
|
9,000
|
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/17 at 100.00
|
Baa1
|
9,151,290
|
|
|
Series 2007A, 5.500%, 5/15/47
|
|
|
|
5,445
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A, 4.500%, 5/01/41 – FGIC
|
5/16 at 100.00
|
Aa1
|
5,284,971
|
|
|
Insured (UB)
|
|
|
|
13,570
|
|
Louisiana Transportation Authority, Senior Lien Toll Road Revenue Bonds, Series 2005B, 0.000%,
|
12/13 at 100.00
|
AA–
|
6,048,013
|
|
|
12/01/28 – AMBAC Insured
|
|
|
|
29,755
|
|
Total Louisiana
|
|
|
22,299,268
|
|
|
Maine – 0.2% (0.1% of Total Investments)
|
|
|
|
1,050
|
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, MaineGeneral Medical
|
7/21 at 100.00
|
Baa3
|
1,163,432
|
|
|
Center, Series 2011, 6.750%, 7/01/41
|
|
|
|
|
|
Massachusetts – 3.4% (2.2% of Total Investments)
|
|
|
|
1,440
|
|
Boston Industrial Development Financing Authority, Massachusetts, Subordinate Revenue Bonds,
|
9/13 at 101.00
|
N/R
|
475,099
|
|
|
Crosstown Center Project, Series 2002, 8.000%, 9/01/35 (Alternative Minimum Tax) (5)
|
|
|
|
4,365
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Berkshire Health
|
10/15 at 100.00
|
AA–
|
4,624,456
|
|
|
System, Series 2005F, 5.000%, 10/01/19 – AGC Insured
|
|
|
|
620
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, CareGroup Inc.,
|
7/18 at 100.00
|
A–
|
628,568
|
|
|
Series 2008E-1 &2, 5.125%, 7/01/33
|
|
|
|
2,300
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Refunding Bonds, Suffolk
|
7/19 at 100.00
|
BBB
|
2,357,730
|
|
|
University Issue, Series 2009A, 5.750%, 7/01/39
|
|
|
|
2,805
|
|
Massachusetts Housing Finance Agency, Housing Bonds, Series 2009F, 5.700%, 6/01/40
|
12/18 at 100.00
|
AA–
|
2,893,077
|
820
|
|
Massachusetts Port Authority, Special Facilities Revenue Bonds, US Airways Group Inc., Series
|
9/13 at 100.00
|
A
|
820,369
|
|
|
1996A, 5.875%, 9/01/23 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
2,280
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Senior Series
|
5/23 at 100.00
|
AA+
|
2,374,802
|
|
|
2013A, 5.000%, 5/15/43
|
|
|
|
160
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+
|
167,774
|
|
|
5.000%, 8/15/30
|
|
|
|
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A:
|
|
|
|
515
|
|
5.000%, 8/15/30 (Pre-refunded 8/15/15) – AGM Insured
|
8/15 at 100.00
|
Aa2 (4)
|
562,344
|
3,325
|
|
5.000%, 8/15/30 (Pre-refunded 8/15/15)
|
8/15 at 100.00
|
Aa2 (4)
|
3,630,667
|
1,100
|
|
Massachusetts Turnpike Authority, Metropolitan Highway System Revenue Bonds, Senior Series
|
No Opt. Call
|
A+
|
740,905
|
|
|
1997A, 0.000%, 1/01/24 – NPFG Insured
|
|
|
|
19,730
|
|
Total Massachusetts
|
|
|
19,275,791
|
|
|
Michigan – 3.4% (2.3% of Total Investments)
|
|
|
|
885
|
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
BBB+
|
811,253
|
|
|
Refunding Senior Lien Series 2012A, 5.250%, 7/01/39
|
|
|
|
6,000
|
|
Detroit, Michigan, Second Lien Sewerage Disposal System Revenue Bonds, Series 2005A, 5.000%,
|
7/15 at 100.00
|
A
|
5,449,980
|
|
|
7/01/35 – NPFG Insured
|
|
|
|
2,500
|
|
Detroit, Michigan, Senior Lien Sewerage Disposal System Revenue Bonds, Series 2003A, 5.000%,
|
1/14 at 100.00
|
AA–
|
2,439,425
|
|
|
7/01/23 – AGM Insured
|
|
|
|
1,550
|
|
Detroit, Michigan, Sewer Disposal System Revenue Bonds, Second Lien, Series 2001E, 5.750%,
|
7/18 at 100.00
|
AA+
|
1,560,773
|
|
|
7/01/31 – BHAC Insured
|
|
|
|
3,215
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Bonds, Series 2004A, 5.250%,
|
7/16 at 100.00
|
A
|
3,217,508
|
|
|
7/01/18 – NPFG Insured
|
|
|
|
1,000
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2005C,
|
7/15 at 100.00
|
A
|
1,001,680
|
|
|
5.000%, 7/01/17 – FGIC Insured
|
|
|
|
4,000
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2006D,
|
7/16 at 100.00
|
AA–
|
3,722,000
|
|
|
5.000%, 7/01/32 – AGM Insured
|
|
|
|
1,150
|
|
Royal Oak Hospital Finance Authority, Michigan, Hospital Revenue Bonds, William Beaumont
|
9/18 at 100.00
|
A1
|
1,390,189
|
|
|
Hospital, Refunding Series 2009V, 8.250%, 9/01/39
|
|
|
|
20,300
|
|
Total Michigan
|
|
|
19,592,808
|
|
|
Minnesota – 1.9% (1.2% of Total Investments)
|
|
|
|
6,375
|
|
Minneapolis Health Care System, Minnesota, Revenue Bonds, Fairview Hospital and Healthcare
|
11/18 at 100.00
|
A
|
7,439,370
|
|
|
Services, Series 2008A, 6.625%, 11/15/28
|
|
|
|
3,000
|
|
Minneapolis-St. Paul Metropolitan Airports Commission, Minnesota, Airport Revenue Bonds,
|
1/15 at 100.00
|
A
|
3,147,240
|
|
|
Refunding Subordinate Lien Series 2005C, 5.000%, 1/01/25 – FGIC Insured
|
|
|
|
9,375
|
|
Total Minnesota
|
|
|
10,586,610
|
|
|
Missouri – 2.0% (1.3% of Total Investments)
|
|
|
|
|
|
Kansas City Municipal Assistance Corporation, Missouri, Leasehold Revenue Bonds,
|
|
|
|
|
|
Series 2004B-1:
|
|
|
|
7,000
|
|
0.000%, 4/15/27 – AMBAC Insured
|
No Opt. Call
|
AA–
|
3,672,200
|
5,000
|
|
0.000%, 4/15/29 – AMBAC Insured
|
No Opt. Call
|
AA–
|
2,302,100
|
5,545
|
|
Missouri State Health and Educational Facilities Authority, Health Facilities Revenue Bonds,
|
11/23 at 100.00
|
A2
|
5,318,653
|
|
|
CoxHealth, Series 2013A, 5.000%, 11/15/48
|
|
|
|
17,545
|
|
Total Missouri
|
|
|
11,292,953
|
|
|
Nevada – 5.5% (3.7% of Total Investments)
|
|
|
|
10,000
|
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2010B, 5.750%, 7/01/42
|
1/20 at 100.00
|
A+
|
10,882,300
|
9,675
|
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
A+
|
9,993,501
|
|
|
International Airport, Series 2010A, 5.250%, 7/01/42
|
|
|
|
3,750
|
|
Henderson, Nevada, Healthcare Facility Revenue Refunding Bonds, Catholic Healthcare West,
|
7/17 at 100.00
|
AA+
|
4,100,550
|
|
|
Series 2008, Trust 2633, 19.047%, 7/01/31 – BHAC Insured (IF) (6)
|
|
|
|
1,500
|
|
Las Vegas Redevelopment Agency, Nevada, Tax Increment Revenue Bonds, Series 2009A,
|
6/19 at 100.00
|
BBB–
|
1,628,745
|
|
|
8.000%, 6/15/30
|
|
|
|
5,000
|
|
North Las Vegas, Nevada, General Obligation Bonds, Series 2006, 5.000%, 5/01/36 – NPFG Insured
|
5/16 at 100.00
|
A
|
4,726,900
|
29,925
|
|
Total Nevada
|
|
|
31,331,996
|
|
|
New Jersey – 4.6% (3.0% of Total Investments)
|
|
|
|
6,850
|
|
New Jersey Educational Facilities Authority, Revenue Refunding Bonds, University of Medicine
|
No Opt. Call
|
Baa1
|
7,668,918
|
|
|
and Dentistry of New Jersey, Series 2009B, 5.750%, 12/01/15
|
|
|
|
4,130
|
|
New Jersey Transit Corporation, Certificates of Participation, Federal Transit Administration
|
No Opt. Call
|
A1
|
4,156,226
|
|
|
Grants, Series 2002A, 5.500%, 9/15/13 – AMBAC Insured
|
|
|
|
4,000
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 1999A,
|
No Opt. Call
|
A+
|
4,759,840
|
|
|
5.750%, 6/15/18
|
|
|
|
20,000
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2006C,
|
No Opt. Call
|
A+
|
8,856,400
|
|
|
0.000%, 12/15/28 – AMBAC Insured
|
|
|
|
570
|
|
Rutgers State University, New Jersey, Revenue Bonds, Refunding Series 2013L, 5.000%, 5/01/43
|
5/23 at 100.00
|
AA–
|
588,616
|
35,550
|
|
Total New Jersey
|
|
|
26,030,000
|
|
|
New Mexico – 0.7% (0.4% of Total Investments)
|
|
|
|
3,730
|
|
University of New Mexico, FHA-Insured Hospital Mortgage Revenue Bonds, University of Mexico
|
7/14 at 100.00
|
AA–
|
3,822,504
|
|
|
Hospital Project, Series 2004, 5.000%, 7/01/32 – AGM Insured
|
|
|
|
|
|
New York – 11.2% (7.4% of Total Investments)
|
|
|
|
1,335
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Franciscan Health
|
1/14 at 100.00
|
A3
|
1,337,990
|
|
|
Partnership Obligated Group – Frances Shervier Home and Hospital, Series 1997, 5.500%, 7/01/17 –
|
|
|
|
|
|
RAAI Insured
|
|
|
|
7,500
|
|
Dormitory Authority of the State of New York, Secured Hospital Revenue Refunding Bonds,
|
8/13 at 100.00
|
AA–
|
7,530,900
|
|
|
Wyckoff Heights Medical Center, Series 1998H, 5.300%, 8/15/21 – NPFG Insured
|
|
|
|
1,100
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
1,111,869
|
|
|
2011A, 5.250%, 2/15/47
|
|
|
|
6,000
|
|
New York City Industrial Development Agency, New York, American Airlines-JFK International
|
8/16 at 101.00
|
N/R
|
6,595,500
|
|
|
Airport Special Facility Revenue Bonds, Series 2005, 7.750%, 8/01/31 (Alternative Minimum Tax)
|
|
|
|
4,755
|
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
5,563,824
|
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
AAA
|
5,081,050
|
|
|
Bonds, Fiscal Series 2005A, 5.000%, 6/15/39
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
12/14 at 100.00
|
AAA
|
5,132,350
|
|
|
Bonds, Series 2004B, 5.000%, 6/15/36 – AGM Insured (UB)
|
|
|
|
8,800
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
10/14 at 100.00
|
AAA
|
9,143,288
|
|
|
Government Assistance Corporation, Series 2004A, 5.000%, 10/15/32 – AMBAC Insured (UB) (6)
|
|
|
|
5,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate
|
5/23 at 100.00
|
AAA
|
5,223,350
|
|
|
Fiscal 2013 Series I, 5.000%, 5/01/38
|
|
|
|
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
|
|
|
|
|
Terminal LLC Project, Eighth Series 2010:
|
|
|
|
5,000
|
|
6.500%, 12/01/28
|
12/15 at 100.00
|
BBB
|
5,360,850
|
1,670
|
|
6.000%, 12/01/36
|
12/20 at 100.00
|
BBB
|
1,857,925
|
10,000
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
12/13 at 100.00
|
A
|
10,012,200
|
|
|
Terminal LLC, Sixth Series 1997, 5.900%, 12/01/17 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
61,160
|
|
Total New York
|
|
|
63,951,096
|
|
|
North Carolina – 1.6% (1.1% of Total Investments)
|
|
|
|
1,500
|
|
Charlotte-Mecklenburg Hospital Authority, North Carolina, Health Care Revenue Bonds, DBA
|
1/18 at 100.00
|
AA–
|
1,611,780
|
|
|
Carolinas HealthCare System, Series 2008A, 5.250%, 1/15/24 – AGC Insured
|
|
|
|
3,830
|
|
Charlotte-Mecklenburg Hospital Authority, North Carolina, Healthcare System Revenue Bonds, DBA
|
1/15 at 100.00
|
AA+ (4)
|
4,087,836
|
|
|
Carolinas Healthcare System, Series 2005A, 5.000%, 1/15/45 (Pre-refunded 1/15/15)
|
|
|
|
3,400
|
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Refunding Bonds,
|
10/22 at 100.00
|
AA–
|
3,506,998
|
|
|
WakeMed, Series 2012A, 5.000%, 10/01/31
|
|
|
|
8,730
|
|
Total North Carolina
|
|
|
9,206,614
|
|
|
North Dakota – 0.8% (0.5% of Total Investments)
|
|
|
|
3,910
|
|
Fargo, North Dakota, Health System Revenue Bonds, Sanford Health, Refunding Series 2011,
|
11/21 at 100.00
|
A+
|
4,415,719
|
|
|
6.250%, 11/01/31
|
|
|
|
|
|
Ohio – 5.4% (3.6% of Total Investments)
|
|
|
|
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|
|
|
|
|
Bonds, Senior Lien, Series 2007A-2:
|
|
|
|
1,820
|
|
5.375%, 6/01/24
|
6/17 at 100.00
|
B–
|
1,546,017
|
210
|
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
175,216
|
5,155
|
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B
|
4,118,381
|
1,890
|
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B
|
1,438,574
|
1,000
|
|
6.500%, 6/01/47
|
6/17 at 100.00
|
B
|
817,720
|
3,930
|
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
2,941,173
|
6,135
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
6/22 at 100.00
|
B
|
4,917,018
|
|
|
Bonds, Senior Lien, Series 2007A-3, 6.250%, 6/01/37
|
|
|
|
6,000
|
|
Butler County, Ohio, Hospital Facilities Revenue Bonds, UC Health, Series 2010,
|
11/20 at 100.00
|
BBB+
|
6,084,360
|
|
|
5.250%, 11/01/29
|
|
|
|
3,650
|
|
Montgomery County, Ohio, Revenue Bonds, Catholic Health Initiatives, Series 2004A,
|
5/14 at 100.00
|
AA–
|
3,659,198
|
|
|
5.000%, 5/01/30
|
|
|
|
1,000
|
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, Ohio Valley Electric Corporation
|
No Opt. Call
|
BBB–
|
1,085,980
|
|
|
Project, Series 2009E, 5.625%, 10/01/19
|
|
|
|
|
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Project, Junior Lien
|
|
|
|
|
|
Series 2013A-1:
|
|
|
|
1,500
|
|
5.250%, 2/15/39 (WI/DD, Settling 8/15/13)
|
2/23 at 100.00
|
A+
|
1,547,535
|
1,845
|
|
5.000%, 2/15/48 (WI/DD, Settling 8/15/13)
|
2/23 at 100.00
|
A+
|
1,830,000
|
630
|
|
Warren County, Ohio, Limited Tax General Obligations, Series 1997, 5.500%, 12/01/17
|
12/13 at 100.00
|
Aa1
|
632,722
|
34,765
|
|
Total Ohio
|
|
|
30,793,894
|
|
|
Oklahoma – 0.2% (0.1% of Total Investments)
|
|
|
|
1,000
|
|
Fort Sill Apache Tribe of Oklahoma Economic Development Authority, Gaming Enterprise Revenue
|
8/21 at 100.00
|
N/R
|
1,087,340
|
|
|
Bonds, Fort Sill Apache Casino, Series 2011A, 8.500%, 8/25/26
|
|
|
|
|
|
Pennsylvania – 2.6% (1.7% of Total Investments)
|
|
|
|
1,250
|
|
Erie Water Authority, Pennsylvania, Water Revenue Bonds, Series 2008, 5.000%, 12/01/43 –
|
12/18 at 100.00
|
AA–
|
1,247,975
|
|
|
AGM Insured
|
|
|
|
1,500
|
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series 2006-96A,
|
10/16 at 100.00
|
AA+
|
1,503,240
|
|
|
4.650%, 10/01/31 (Alternative Minimum Tax) (UB)
|
|
|
|
8,200
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Capital Appreciation Series 2009E,
|
12/27 at 100.00
|
A–
|
7,307,757
|
|
|
0.000%, 12/01/38
|
|
|
|
5,000
|
|
Pennsylvania Turnpike Commission, Turnpike Subordinate Revenue Bonds, Series 2009C, 0.000%,
|
6/26 at 100.00
|
AA
|
4,768,349
|
|
|
6/01/33 – AGM Insured
|
|
|
|
15,950
|
|
Total Pennsylvania
|
|
|
14,827,321
|
|
|
Puerto Rico – 5.8% (3.9% of Total Investments)
|
|
|
|
2,500
|
|
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2008A,
|
7/18 at 100.00
|
BBB–
|
2,193,750
|
|
|
6.000%, 7/01/44
|
|
|
|
1,045
|
|
Puerto Rico Highway and Transportation Authority, Subordinate Lien Highway Revenue Bonds,
|
1/14 at 100.00
|
BBB–
|
1,047,895
|
|
|
Series 2003, 5.250%, 7/01/17 – FGIC Insured
|
|
|
|
4,300
|
|
Puerto Rico Housing Finance Authority, Capital Fund Program Revenue Bonds, Series 2003,
|
12/13 at 100.00
|
AA–
|
4,319,522
|
|
|
4.500%, 12/01/23
|
|
|
|
8,200
|
|
Puerto Rico Housing Finance Authority, Capital Fund Program Revenue Bonds, Series 2003,
|
12/13 at 100.00
|
Aaa
|
8,318,654
|
|
|
4.500%, 12/01/23 (Pre-refunded 12/01/13)
|
|
|
|
12,845
|
|
Puerto Rico Infrastructure Financing Authority, Special Tax Revenue Bonds, Series 2005A,
|
No Opt. Call
|
BBB+
|
1,366,066
|
|
|
0.000%, 7/01/42 – FGIC Insured
|
|
|
|
10,000
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/19 at 100.00
|
A+
|
10,010,000
|
|
|
2009A, 6.000%, 8/01/42
|
|
|
|
2,105
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
2/20 at 100.00
|
A+
|
2,000,234
|
|
|
2010A, 5.500%, 8/01/37
|
|
|
|
4,310
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
A+
|
3,884,905
|
|
|
2010C, 5.250%, 8/01/41
|
|
|
|
45,305
|
|
Total Puerto Rico
|
|
|
33,141,026
|
|
|
Rhode Island – 3.5% (2.3% of Total Investments)
|
|
|
|
2,015
|
|
Central Falls, Rhode Island, General Obligation School Bonds, Series 1999, 6.250%, 5/15/20 –
|
11/13 at 100.00
|
BB
|
1,871,995
|
|
|
RAAI Insured
|
|
|
|
3,000
|
|
Rhode Island Economic Development Corporation, Airport Revenue Bonds, Refunding Series 2005A,
|
7/15 at 100.00
|
A
|
2,899,380
|
|
|
4.625%, 7/01/26 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
|
|
Rhode Island Housing & Mortgage Finance Corporation, Homeownership Opportunity 57-B Bond
|
|
|
|
|
|
Program, Series 2008, Trust 1177:
|
|
|
|
1,500
|
|
9.739%, 4/01/23 (Alternative Minimum Tax) (IF)
|
4/17 at 100.00
|
AA+
|
1,577,130
|
1,000
|
|
9.839%, 4/01/23 (Alternative Minimum Tax) (IF)
|
4/17 at 100.00
|
AA+
|
1,029,100
|
12,500
|
|
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
12/13 at 100.00
|
BBB+
|
12,511,000
|
|
|
Series 2002A, 6.125%, 6/01/32
|
|
|
|
20,015
|
|
Total Rhode Island
|
|
|
19,888,605
|
|
|
South Carolina – 0.4% (0.3% of Total Investments)
|
|
|
|
2,045
|
|
Florence County, South Carolina, Hospital Revenue Bonds, McLeod Regional Medical Center,
|
11/14 at 100.00
|
AA–
|
2,120,767
|
|
|
Series 2004A, 5.250%, 11/01/27 – AGM Insured
|
|
|
|
|
|
Tennessee – 0.4% (0.3% of Total Investments)
|
|
|
|
2,310
|
|
Sullivan County Health Educational and Housing Facilities Board, Tennessee, Revenue Bonds,
|
9/16 at 100.00
|
BBB+
|
2,299,189
|
|
|
Wellmont Health System, Series 2006C, 5.250%, 9/01/36
|
|
|
|
1,500
|
|
Sumner County Health, Educational, and Housing Facilities Board, Tennessee, Revenue Refunding
|
11/17 at 100.00
|
N/R
|
3,735
|
|
|
Bonds, Sumner Regional Health System Inc., Series 2007, 5.500%, 11/01/46 (5)
|
|
|
|
3,810
|
|
Total Tennessee
|
|
|
2,302,924
|
|
|
Texas – 11.7% (7.7% of Total Investments)
|
|
|
|
2,560
|
|
Brazos River Authority, Texas, Pollution Control Revenue Refunding Bonds, TXU Electric
|
4/14 at 100.00
|
C
|
166,298
|
|
|
Company, Series 1999C, 7.700%, 3/01/32 (Alternative Minimum Tax)
|
|
|
|
2,000
|
|
Capital Area Cultural Education Facilities Finance Corporation, Texas, Revenue Bonds, The
|
4/20 at 100.00
|
Baa1
|
2,107,540
|
|
|
Roman Catholic Diocese of Austin, Series 2005B. Remarketed, 6.125%, 4/01/45
|
|
|
|
1,215
|
|
Cedar Hill Independent School District, Dallas County, Texas, General Obligation Bonds,
|
8/15 at 100.00
|
AAA
|
1,281,983
|
|
|
Refunding School Building Series 2005, 5.000%, 8/15/34
|
|
|
|
1,630
|
|
Cedar Hill Independent School District, Dallas County, Texas, General Obligation Bonds,
|
8/15 at 100.00
|
N/R (4)
|
1,781,672
|
|
|
Refunding School Building Series 2005, 5.000%, 8/15/34 (Pre-refunded 8/15/15)
|
|
|
|
2,820
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2005, 5.000%,
|
1/15 at 100.00
|
A (4)
|
3,000,364
|
|
|
1/01/45 (Pre-refunded 1/01/15) – FGIC Insured
|
|
|
|
3,000
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2012E,
|
No Opt. Call
|
A+
|
2,845,380
|
|
|
5.000%, 11/01/42 (Alternative Minimum Tax)
|
|
|
|
4,000
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Series 2003A, 5.375%,
|
11/13 at 100.00
|
AA–
|
4,046,120
|
|
|
11/01/22 – AGM Insured (Alternative Minimum Tax)
|
|
|
|
15
|
|
Denton Independent School District, Denton County, Texas, General Obligation Bonds, Refunding
|
No Opt. Call
|
AAA
|
15,480
|
|
|
Series 2004, 5.000%, 8/15/33
|
|
|
|
2,085
|
|
Denton Independent School District, Denton County, Texas, General Obligation Bonds, Refunding
|
8/14 at 100.00
|
N/R (4)
|
2,189,041
|
|
|
Series 2004, 5.000%, 8/15/33 (Pre-refunded 8/15/14)
|
|
|
|
2,305
|
|
Harris County-Houston Sports Authority, Texas, Senior Lien Revenue Refunding Bonds, Series
|
No Opt. Call
|
A
|
1,578,764
|
|
|
2001A, 0.000%, 11/15/20 – NPFG Insured
|
|
|
|
245
|
|
Harris County-Houston Sports Authority, Texas, Senior Lien Special Revenue Bonds, Series
|
11/13 at 100.00
|
A
|
240,896
|
|
|
1998A, 5.000%, 11/15/28 – NPFG Insured
|
|
|
|
4,000
|
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, Refunding Series 2009A,
|
No Opt. Call
|
AA
|
4,241,920
|
|
|
5.125%, 11/15/32 – AGC Insured
|
|
|
|
|
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment
|
|
|
|
|
|
Project, Series 2001B:
|
|
|
|
3,130
|
|
0.000%, 9/01/30 – AMBAC Insured
|
No Opt. Call
|
A2
|
1,212,312
|
12,030
|
|
0.000%, 9/01/31 – AMBAC Insured
|
No Opt. Call
|
A2
|
4,346,198
|
9,345
|
|
Leander Independent School District, Williamson and Travis Counties, Texas, General Obligation
|
8/15 at 37.33
|
AA–
|
3,189,262
|
|
|
Bonds, Series 2005, 0.000%, 8/15/33 – FGIC Insured
|
|
|
|
33,160
|
|
Leander Independent School District, Williamson and Travis Counties, Texas, General Obligation
|
8/14 at 26.50
|
AAA
|
7,401,312
|
|
|
Bonds, Series 2006, 0.000%, 8/15/38
|
|
|
|
1,845
|
|
Midlothian Independent School District, Ellis County, Texas, General Obligation Bonds, Series
|
No Opt. Call
|
Aaa
|
1,920,461
|
|
|
2005, 5.000%, 2/15/34
|
|
|
|
3,405
|
|
Midlothian Independent School District, Ellis County, Texas, General Obligation Bonds, Series
|
2/15 at 100.00
|
N/R (4)
|
3,647,368
|
|
|
2005, 5.000%, 2/15/34 (Pre-refunded 2/15/15)
|
|
|
|
1,000
|
|
San Antonio, Texas, Water System Revenue Bonds, Series 2005, 4.750%, 5/15/37 – NPFG Insured
|
5/15 at 100.00
|
AA+
|
1,027,790
|
3,295
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Revenue Bonds, Series 2007,
|
2/17 at 100.00
|
AA–
|
3,315,791
|
|
|
Residuals 1761, 17.514%, 2/15/36 (IF)
|
|
|
|
8,230
|
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series
|
No Opt. Call
|
A3
|
8,023,839
|
|
|
2012, 5.000%, 12/15/29
|
|
|
|
2,455
|
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, First Tier
|
8/22 at 100.00
|
A–
|
2,361,882
|
|
|
Refunding Series 2012A, 5.000%, 8/15/41
|
|
|
|
7,000
|
|
White Settlement Independent School District, Tarrant County, Texas, General Obligation Bonds,
|
8/15 at 34.92
|
AAA
|
2,024,120
|
|
|
Series 2005, 0.000%, 8/15/35
|
|
|
|
|
|
Wylie Independent School District, Collin County, Texas, General Obligation Bonds, Series 2005:
|
|
|
|
3,000
|
|
0.000%, 8/15/20 (Pre-refunded 8/15/15)
|
8/15 at 78.46
|
AAA
|
2,317,530
|
3,000
|
|
0.000%, 8/15/22 (Pre-refunded 8/15/15)
|
8/15 at 70.77
|
AAA
|
2,090,370
|
116,770
|
|
Total Texas
|
|
|
66,373,693
|
|
|
Utah – 0.0% (0.0% of Total Investments)
|
|
|
|
105
|
|
Utah Housing Finance Agency, Single Family Mortgage Bonds, Series 2000F-2, Class III, 6.000%,
|
1/14 at 100.00
|
AAA
|
105,293
|
|
|
1/01/15 (Alternative Minimum Tax)
|
|
|
|
|
|
Virginia – 1.1% (0.7% of Total Investments)
|
|
|
|
1,500
|
|
Fairfax County Economic Development Authority, Virginia, Residential Care Facilities Mortgage
|
10/17 at 100.00
|
BBB
|
1,500,450
|
|
|
Revenue Bonds, Goodwin House, Inc., Series 2007A, 5.125%, 10/01/42
|
|
|
|
1,500
|
|
Henrico County Economic Development Authority, Virginia, Revenue Bonds, Bon Secours Health
|
No Opt. Call
|
A–
|
1,509,270
|
|
|
System Obligated Group, Series 2013, 5.000%, 11/01/30
|
|
|
|
3,000
|
|
Prince William County Industrial Development Authority, Virginia, Health Care Facilities
|
11/22 at 100.00
|
AA–
|
2,963,820
|
|
|
Revenue Refunding Bonds, Novant Health Obligated Group-Prince William Hospital, Series 2013B,
|
|
|
|
|
|
5.000%, 11/01/46
|
|
|
|
1,050
|
|
Route 460 Funding Corporation, Virginia, Toll Road Revenue Bonds, Series 2012B, 0.000%, 7/01/35
|
No Opt. Call
|
BBB–
|
297,990
|
7,050
|
|
Total Virginia
|
|
|
6,271,530
|
|
|
Washington – 7.9% (5.2% of Total Investments)
|
|
|
|
4,000
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Providence Health & Services,
|
10/22 at 100.00
|
AA
|
4,023,120
|
|
|
Series 2012A, 5.000%, 10/01/32
|
|
|
|
2,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Fred Hutchinson Cancer
|
7/19 at 100.00
|
A
|
2,089,279
|
|
|
Research Center, Series 2009A, 6.000%, 1/01/33
|
|
|
|
5,315
|
|
Washington State Tobacco Settlement Authority, Tobacco Settlement Asset-Backed Revenue Bonds,
|
12/13 at 100.00
|
A3
|
5,372,668
|
|
|
Series 2002, 6.500%, 6/01/26
|
|
|
|
3,350
|
|
Washington, General Obligation Compound Interest Bonds, Series 1999S-2, 0.000%, 1/01/18 –
|
No Opt. Call
|
AA+
|
3,122,301
|
|
|
AGM Insured
|
|
|
|
|
|
Washington, General Obligation Compound Interest Bonds, Series 1999S-3:
|
|
|
|
17,650
|
|
0.000%, 1/01/20
|
No Opt. Call
|
AA+
|
15,163,998
|
18,470
|
|
0.000%, 1/01/21
|
No Opt. Call
|
AA+
|
15,138,380
|
50,785
|
|
Total Washington
|
|
|
44,909,746
|
|
|
Wisconsin – 5.7% (3.8% of Total Investments)
|
|
|
|
1,690
|
|
Green Bay, Wisconsin, Water System Revenue Bonds, Series 2004, 5.000%, 11/01/29 (Pre-refunded
|
11/14 at 100.00
|
Aa2 (4)
|
1,790,587
|
|
|
11/01/14) – AGM Insured
|
|
|
|
560
|
|
Green Bay, Wisconsin, Water System Revenue Bonds, Series 2004, 5.000%, 11/01/29 – AGM Insured
|
11/14 at 100.00
|
Aa2
|
569,503
|
7,620
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Ascension Health, Series
|
11/16 at 100.00
|
AA+
|
7,630,897
|
|
|
2006A, 5.000%, 11/15/36
|
|
|
|
1,000
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Bellin Memorial Hospital
|
No Opt. Call
|
A2
|
1,081,070
|
|
|
Inc., Series 2003, 5.500%, 2/15/19 – AMBAC Insured
|
|
|
|
4,330
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Children’s Hospital of
|
2/20 at 100.00
|
AA–
|
4,552,822
|
|
|
Wisconsin Inc., Series 2008B, 5.500%, 8/15/29
|
|
|
|
1,965
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Fort Healthcare Inc.,
|
5/14 at 100.00
|
BBB+
|
2,019,155
|
|
|
Series 2004, 6.100%, 5/01/34
|
|
|
|
1,250
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Marshfield Clinic,
|
2/22 at 100.00
|
A–
|
1,228,475
|
|
|
Series 2012B, 5.000%, 2/15/32
|
|
|
|
|
|
Wisconsin State, General Fund Annual Appropriation Revenue Bonds, Refunding Series 2009A:
|
|
|
|
6,650
|
|
6.000%, 5/01/36
|
5/19 at 100.00
|
AA–
|
7,576,811
|
5,100
|
|
6.250%, 5/01/37
|
5/19 at 100.00
|
AA–
|
5,868,416
|
30,165
|
|
Total Wisconsin
|
|
|
32,317,736
|
$ 1,066,488
|
|
Total Municipal Bonds (cost $841,341,809)
|
|
|
858,386,251
|