Statement of Changes in Beneficial Ownership (4)
November 23 2021 - 4:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cassella Anthony E. Jr. |
2. Issuer Name and Ticker or Trading Symbol
MARINEMAX INC
[
HZO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP & Chief Accounting Officer |
(Last)
(First)
(Middle)
2600 MCCORMICK DRIVE, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/19/2021 |
(Street)
CLEARWATER, FL 33759
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Based Restricted Stock Units | (1) | 11/19/2021 | | A | | 4931 | | (2) | (2) | Common Stock | 4931 | $0.00 | 4931 | D | |
Time Based Restricted Stock Units | (1) | 11/19/2021 | | A | | 1439 | | (3) | (3) | Common Stock | 1439 | $0.00 | 1439 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of Marinemax, Inc. Common Stock. |
(2) | The performance-based restricted stock units vest on September 30, 2023. These units were awarded based on performance criteria established on December 2, 2020 and tied to inventory management and operations during fiscal 2021. |
(3) | These restricted stock units vest in three annual installments beginning on September 30, 2022 |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cassella Anthony E. Jr. 2600 MCCORMICK DRIVE, SUITE 200 CLEARWATER, FL 33759 |
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| VP & Chief Accounting Officer |
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Signatures
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Anthony E. Cassella, Jr. | | 11/23/2021 |
**Signature of Reporting Person | Date |
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