Statement of Changes in Beneficial Ownership (4)
October 04 2021 - 5:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MCGILL WILLIAM H JR |
2. Issuer Name and Ticker or Trading Symbol
MARINEMAX INC
[
HZO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Chairman |
(Last)
(First)
(Middle)
2600 MCCORMICK DRIVE, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2021 |
(Street)
CLEARWATER, FL 33759
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/30/2021 | | M | | 2559 | A | $0.00 | 121247 | D | |
Common Stock | 9/30/2021 | | F | | 1134 | D | $48.52 | 120113 | D | |
Common Stock | 9/30/2021 | | M | | 3218 | A | $0.00 | 123331 | D | |
Common Stock | 9/30/2021 | | F | | 1426 | D | $48.52 | 121905 | D | |
Common Stock | 9/30/2021 | | M | | 2003 | A | $0.00 | 123908 | D | |
Common Stock | 9/30/2021 | | F | | 888 | D | $48.52 | 123020 | D | |
Common Stock | 9/30/2021 | | M | | 14694 | A | $0.00 | 137714 | D | |
Common Stock | 9/30/2021 | | F | | 5793 | D | $48.52 | 131921 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 9/30/2021 | | M | | | 2559 | (2) | (2) | Common Stock | 2559 | $0.00 | 0 | D | |
Restricted Stock Units | (1) | 9/30/2021 | | M | | | 3218 | (3) | (3) | Common Stock | 3218 | $0.00 | 3220 | D | |
Restricted Stock Units | (1) | 9/30/2021 | | M | | | 2003 | (4) | (4) | Common Stock | 2003 | $0.00 | 4008 | D | |
Performance Based Restricted Stock Units | (1) | 9/30/2021 | | M | | | 14694 | (5) | (5) | Common Stock | 14694 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. |
(2) | The restricted stock units vest in three annual installments beginning on September 30, 2019. |
(3) | The restricted stock units vest in three annual installments beginning on September 30, 2020. |
(4) | The restricted stock units vest in three annual installments beginning on September 30, 2021. |
(5) | The performance-based restricted stock units vest on September 30, 2021. These units were awarded based on performance criteria established on November 29, 2018 and tied to inventory management and operations during fiscal 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MCGILL WILLIAM H JR 2600 MCCORMICK DRIVE SUITE 200 CLEARWATER, FL 33759 | X |
| Executive Chairman |
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Signatures
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Anthony E. Cassella, Jr., Attorney-in-Fact for William H. McGill, Jr. | | 10/4/2021 |
**Signature of Reporting Person | Date |
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