Statement of Changes in Beneficial Ownership (4)

Date : 10/02/2019 @ 8:04PM
Source : Edgar (US Regulatory)
Stock : Hyster Yale Materials Handling Inc (HY)
Quote : 57.41  -1.61 (-2.73%) @ 10:59PM
After Hours
Last Trade
Last $ 57.41 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN CLAIBORNE R
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

10/1/2019
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock  10/1/2019    A(1)    531  A $0  134028  I  Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin 
Class A Common Stock                 35857  I  Spouse's proportionate interests in shares held by Rankin Associates I. (2)
Class A Common Stock                 2116  I  spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP (2)
Class A Common Stock                 635  I  Spouse's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock                 4174  I  Held in trust fbo Reporting Person's spouse. (2)
Class A Common Stock                 19  I  Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner 
Class A Common Stock                 0  D   
Class A Common Stock                 769  I  Trustee of trust for the benefit of Reporting Person's child (2)
Class A Common Stock                 14567  I  proportionate limited partnership interest in shares held by Rankin Associates I, L.P 
Class A Common Stock                 35628  I  proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class A Common Stock                 65824  I  proportionate limited partnership interest in shares held by Rankin Associates IV, L.P 
Class A Common Stock                 680  I  Interest in Shares held by Rankin Associates V 
Class A Common Stock                 292  I  Proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock                 80  I  interest in shares held by RAV held by Rankin Management, Inc. ("RMI") 
Class A Common Stock                 100  I  interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") 
Class A Common Stock                 1975  I  proportionate interest in shares held by Rankin Management, Inc. ("RMI") 
Class A Common Stock                 30190  I  Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach 
Class A Common Stock                 30190  I  Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. 
Class A Common Stock                 30378  I  Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers 
Class A Common Stock                 10242  I  Co-Trustee for the benefit of Reporting Person's child (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  64143    64143  I  spouses proportionate LP interst in shares held in RA1 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  2116    2116  I  spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  2783    2783  I  Trustee of a Trust for the benefit of Chloe O. Rankin. 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  31    31  I  Proportionate general partnership interest in shares held in RAIV (4)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  10027    10027  I  Co-Trustee for the benefit of Reporting Person's child (2)
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  26057    26057  I  proportionate limited partnership interest in shares held by Rankin Associates I, L.P 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  35628    35628  I  proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  104286    104286  I  proportionate limited partnership interest in shares held by Rankin Associates IV, L.P 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  1975    1975  I  proportionate interest in shares held by Rankin Management, Inc. ("RMI") 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  123760    123760  I  Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  6889    6889  I  Serves as Trustee of GSTs for the benefit of Chloe Seelbach 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  6889    6889  I  Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  6889    6889  I  Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers 
Class B Common Stock   (3)                  (3)  (3) Class A Common Stock  10072    10072  I  Trustee for the benefit of Reporting Person's child (2)

Explanation of Responses:
(1)  Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
(2)  Reporting Person disclaims beneficial ownership of all such shares.
(3)  N/A
(4)  proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RANKIN CLAIBORNE R
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124
X

Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 10/2/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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