Initial Statement of Beneficial Ownership (3)
October 09 2019 - 4:37PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Flint Deborah |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/7/2019
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3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [HON]
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(Last)
(First)
(Middle)
300 SOUTH TRYON STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
CHARLOTTE, NC 28202
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Deferred Compensation (Phantom Shares) | (1) | (1) | Common Stock | 86.6343 | (1) | D | |
Stock Option (right to buy) | (2) | 10/6/2029 | Common Stock | 1405 | $163.56 | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 171 | (3) | D | |
Explanation of Responses: |
(1) | Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following termination or retirement. Each phantom share is the economic equivalent of one share of common stock. |
(2) | Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on October 7, 2020. |
(3) | The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on October 7, 2022. Instrument converts to common stock on a one-for-one basis. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Flint Deborah 300 SOUTH TRYON STREET CHARLOTTE, NC 28202 | X |
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Signatures
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Su Ping Lu for Deborah Flint | | 10/9/2019 |
**Signature of Reporting Person | Date |
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