Statement of Changes in Beneficial Ownership (4)
August 20 2020 - 5:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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ZIEGLER ANN ELIZABETH |
2. Issuer Name and Ticker or Trading Symbol
Hanesbrands Inc.
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HBI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1000 EAST HANES MILL ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/19/2020 |
(Street)
WINSTON-SALEM, NC 27105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/19/2020 | | M | | 22572 (1) | A | $6.79 (1) | 43085 | D | |
Common Stock | 8/19/2020 | | F(2) | | 9625 | D | $15.925 (2) | 33460 | D | |
Common Stock | 8/19/2020 | | S | | 12947 | D | $15.898 (3) | 20513 | D | |
Common Stock | | | | | | | | 7600 | I | By trust (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $6.79 (1) | 8/19/2020 | | M | | | 22572 (1) | (5) | 12/6/2020 | Common Stock | 22572.0 (1) | $0 | 0 | D | |
Explanation of Responses: |
(1) | This option was previously reported as covering 5,643 shares at an exercise price of $27.16 per share, but was adjusted to reflect a 4-for-1 stock split that occurred on March 3, 2015. |
(2) | Represents a "net exercise" of outstanding stock options. These shares were withheld by Hanesbrands Inc. for payment of the exercise price, based on the market price of Hanesbrands Inc. common stock at the time of the option exercise on August 19, 2020 of $15.925. |
(3) | This transaction was executed in multiple trades at prices ranging from $15.89 to $15.915. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, Hanesbrands Inc. or any security holder of Hanesbrands Inc. full information regarding the number of shares sold at each separate price. |
(4) | The shares are owned by an irrevocable trust of which the Reporting Person is the sole trustee and beneficiary. |
(5) | The options vested in four equal installments on March 6, 2011, June 6, 2011, September 6, 2011 and December 6, 2011. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ZIEGLER ANN ELIZABETH 1000 EAST HANES MILL ROAD WINSTON-SALEM, NC 27105 | X |
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Signatures
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Joia M. Johnson, attorney-in-fact | | 8/20/2020 |
**Signature of Reporting Person | Date |
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