Current Report Filing (8-k)
September 27 2019 - 7:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 26, 2019
GIGCAPITAL, INC.
(Exact
Name of Registrant as Specified in Charter)
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Delaware
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001-38320
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82-3027430
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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2479 E. Bayshore Rd., Suite 200
Palo Alto, CA
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94303
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(Address of Principal Executive Offices)
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(Zip Code)
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(650) 276-7040
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
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Securities registered pursuant to
Section 12(b) of the Act:
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Title of each class
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Trading
Symbols
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Name of each exchange
on which registered
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Common Stock, par value $0.0001 per share
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GIG
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The NYSE Stock Market LLC
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Warrants to receive one share of Common Stock
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GIG.WS
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The NYSE Stock Market LLC
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Right to receive one-tenth of one share of Common Stock
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GIGr
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The NYSE Stock Market LLC
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Units, each consisting of one share of Common Stock, one right and three-fourths of one warrant
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GIG.U
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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GigCapital, Inc. (the Company) held its Annual Meeting of Stockholders (the Annual Meeting) on September 26, 2019.
10,381,785 shares of common stock appeared at the Annual Meeting, representing 89.2% of the 11,636,542 shares of common stock outstanding and entitled to vote on the record date of September 3, 2019. The results of voting on the proposals
submitted to a vote of the Companys stockholders at the Annual Meeting were as follows:
Proposal 1: Election of Directors
At the Annual Meeting, Dr. Avi S. Katz, and Messrs. Neil Miotto, John Mikulsky, Peter Wang, and Jack Porter were elected to the Board
of Directors. They will serve until the 2020 annual meeting and until their successors are duly elected and qualified.
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Nominee
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Votes For
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Withholds
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Broker
Non-Votes
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Dr. Avi S. Katz
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9,752,450
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0
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629,335
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Neil Miotto
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9,752,445
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5
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629,335
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John Mikulsky
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9,752,445
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5
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629,335
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Peter Wang
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9,752,450
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0
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629,335
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Jack Porter
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8,807,350
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945,100
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629,335
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Proposal 2: Ratification of BPM LLP
A proposal to ratify the selection by the Audit Committee of BPM LLP as the Companys independent registered public accounting firm for
the fiscal year ending September 30, 2019 was approved by the following vote:
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For
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Against
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Abstain
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10,381,785
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0
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0
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated: September 27, 2019
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By:
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/s/ Dr. Avi S. Katz
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Name:
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Dr. Avi S. Katz
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Title:
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Chief Executive Officer, President and Executive Chairman of the GigCapital, Inc. Board
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