Statement of Changes in Beneficial Ownership (4)
September 11 2020 - 4:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
KOCH C JAMES |
2. Issuer Name and Ticker or Trading Symbol
BOSTON BEER CO INC
[
SAM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman |
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE 850 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/10/2020 |
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common | 9/10/2020 | | S(1) | | 38.00 | D | $801.37 | 115383.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 62.00 | D | $802.65 (3) | 115321.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 500.00 | D | $805.36 (4) | 114821.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 330.00 | D | $807.74 (5) | 114491.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 170.00 | D | $808.84 (6) | 114321.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 200.00 | D | $810.82 (7) | 114121.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 100.00 | D | $814.92 | 114021.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 100.00 | D | $817.26 | 113921.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 103.00 | D | $819.79 (8) | 113818.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 97.00 | D | $820.83 | 113721.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 100.00 | D | $822.79 | 113621.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 300.00 | D | $824.69 (9) | 113321.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 200.00 | D | $827.67 | 113121.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 840.00 | D | $830.13 (10) | 112281.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 903.00 | D | $831.09 (11) | 111378.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 1006.00 | D | $832.10 (12) | 110372.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 900.00 | D | $833.15 (13) | 109472.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 466.00 | D | $834.31 (14) | 109006.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 734.00 | D | $835.51 (15) | 108272.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 496.00 | D | $836.63 (16) | 107776.00 (2) | D | |
Class A Common | 9/10/2020 | | S(1) | | 100.00 | D | $838.05 (17) | 107676.00 (2) | D | |
Class A Common | | | | | | | | 67842.00 | I | By Foundation managed by Reporting Person |
Class A Common | | | | | | | | 44248.00 | I | By Descendant's Trust |
Class A Common | | | | | | | | 23486.00 | I | Custodian for children under UGTMA |
Class A Common | | | | | | | | 5000.00 | I | By Trust as Trustee |
Class A Common | | | | | | | | 3656.00 | I | By spouse as custodian for children under UGTMA |
Class A Common | | | | | | | | 2532.00 | I | By spouse in trust for children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2020. |
(2) | The shares reported include 343 shares of restricted stock subject to vesting conditions. |
(3) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 62 shares is from $802.50 to $802.74. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(4) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $805.34 to $805.45. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(5) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 330 shares is from $807.44 to $808.35. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(6) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 170 shares is from $808.71 to $809.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(7) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $810.45 to $811.18. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(8) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 103 shares is from $819.77 to $820.74. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(9) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 300 shares is from $824.28 to $825.07. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(10) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 840 shares is from $829.48 to $830.41. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(11) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 903 shares is from $830.55 to $831.51. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(12) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,006 shares is from $831.55 to $832.54. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(13) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 900 shares is from $832.62 to $833.59. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(14) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 466 shares is from $833.93 to $834.59. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(15) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 734 shares is from $834.96 to $835.84. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(16) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 496 shares is from $836.01 to $836.99. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(17) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 100 shares is from $837.11 to $838.10. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KOCH C JAMES C/O THE BOSTON BEER COMPANY ONE DESIGN CENTER PLACE, SUITE 850 BOSTON, MA 02210 | X | X | Chairman |
|
Signatures
|
Michael G. Andrews under POA for the benefit of Koch C. James | | 9/11/2020 |
**Signature of Reporting Person | Date |
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Mar 2024 to Apr 2024
Boston Beer (NYSE:SAM)
Historical Stock Chart
From Apr 2023 to Apr 2024