UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

November 25, 2021

 

 

 

BHP GROUP LIMITED

(ABN 49 004 028 077)

(Exact name of Registrant as specified in its charter)

 

VICTORIA, AUSTRALIA

(Jurisdiction of incorporation or organisation)

 

171 COLLINS STREET, MELBOURNE,

VICTORIA 3000 AUSTRALIA

(Address of principal executive offices)

 

BHP GROUP PLC

(REG. NO. 3196209)

(Exact name of Registrant as specified in its charter)

 

ENGLAND AND WALES

(Jurisdiction of incorporation or organisation)

 

NOVA SOUTH, 160 VICTORIA STREET

LONDON, SW1E 5LB

UNITED KINGDOM

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:    ☒ Form 20-F    ☐ Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:  ☐ Yes    ☒ No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):    n/a

 

 

 


BHP GROUP PLC and BHP GROUP LIMITED

Notification and public disclosure of transactions by

Persons Discharging Managerial Responsibilities

 

1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    Mike Henry   
2    Reason for the notification   
a)    Position/status    PDMR (Chief Executive Officer)   
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Plc   
b)    LEI    549300C116EOWV835768   
4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)   

Description of the financial instrument, type of instrument

 

Identification code

  

This notification is in respect of the grant of the following awards to the Chief Executive Officer under the Group’s incentive plans: (i) Cash and Deferred Plan Awards that vest after two-years; (ii) Cash and Deferred Plan Awards that vest after five-years; and (iii) Long Term Incentive Plan Awards.

 

Each award under the Cash and Deferred Plan and Long Term Incentive Plan is a conditional right to one ordinary fully paid share in BHP Group Limited, subject to meeting the applicable service and/or performance conditions.

 

Identification code: N/A

b)    Nature of the transaction   

1.  The award of 107,183 Long Term Incentive Plan Awards (rights to receive ordinary shares of BHP Group Limited).

2.  The award of 49,304 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in two years.

3.  The award of 49,304 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in five years.

c)    Price(s) and volume(s)   

Price(s)

  

Volume(s)

     

1.  Nil

   107,183
     

2.  Nil

   49,304
     

3.  Nil

   49,304
d)    Aggregated information    N/A   
   - Aggregated volume   
   - Price      
e)    Date of the transaction   

1.  2021-11-23

2.  2021-11-23

3.  2021-11-23

  
f)    Place of the transaction   

1.  Outside a trading venue

2.  Outside a trading venue

3.  Outside a trading venue


1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    David Lamont   
2    Reason for the notification   
a)    Position/status    PDMR (Chief Financial Officer)   
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Plc   
b)    LEI    549300C116EOWV835768   
4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)   

Description of the financial instrument, type of instrument

 

Identification code

  

This notification is in respect of the grant of the following awards to the Chief Financial Officer under the Group’s incentive plans: (i) Cash and Deferred Plan Awards that vest after two-years; (ii) Cash and Deferred Plan Awards that vest after five-years; and (iii) Long Term Incentive Plan Awards.

 

Each award under the Cash and Deferred Plan and Long Term Incentive Plan is a conditional right to one ordinary fully paid share in BHP Group Limited, subject to meeting the applicable service and/or performance conditions.

 

Identification code: N/A

b)    Nature of the transaction   

1.  The award of 52,409 Long Term Incentive Plan Awards (rights to receive ordinary shares of BHP Group Limited).

2.  The award of 16,072 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in two years.

3.  The award of 16,072 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in five years.

c)    Price(s) and volume(s)   

Price(s)

  

Volume(s)

     

1.  Nil

   52,409
     

2.  Nil

   16,072
     

3.  Nil

   16,072
d)   

Aggregated information

- Aggregated volume

- Price

   N/A
e)    Date of the transaction   

1.  2021-11-23

2.  2021-11-23

3.  2021-11-23

  
f)    Place of the transaction   

1.  Outside a trading venue

2.  Outside a trading venue

3.  Outside a trading venue


1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    Edgar Basto-Baez   
2    Reason for the notification   
a)    Position/status    PDMR (President Minerals Australia)
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Plc   

b)

  

LEI

  

549300C116EOWV835768

  

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

  

Description of the financial instrument, type of instrument

 

Identification code

  

This notification is in respect of the grant of the following awards to the President Minerals Australia under the Group’s incentive plans: (i) Cash and Deferred Plan Awards that vest after two-years; (ii) Cash and Deferred Plan Awards that vest after five-years; and (iii) Long Term Incentive Plan Awards.

 

Each award under the Cash and Deferred Plan and Long Term Incentive Plan is a conditional right to one ordinary fully paid share in BHP Group Limited, subject to meeting the applicable service and/or performance conditions.

 

Identification code: N/A

b)    Nature of the transaction   

1.  The award of 52,409 Long Term Incentive Plan awards (rights to receive ordinary shares of BHP Group Limited).

2.  The award of 27,312 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in two years.

3.  The award of 27,312 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in five years.

c)    Price(s) and volume(s)   

Price(s)

  

Volume(s)

     

1.  Nil

2.  Nil

3.  Nil

  

52,409

27,312

27,312

d)   

Aggregated information

- Aggregated volume

- Price

   N/A
e)    Date of the transaction   

1.  2021-11-23

2.  2021-11-23

3.  2021-11-23

  
f)    Place of the transaction    Outside a trading venue


1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    John Udd   
2    Reason for the notification   
a)    Position/status    PDMR (President Minerals Americas)
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Plc   

b)

  

LEI

  

549300C116EOWV835768

  

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

  

Description of the financial instrument, type of instrument

 

Identification code

  

This notification is in respect of the grant of the following awards to the President Minerals Americas under the Group’s incentive plans: (i) Cash and Deferred Plan Awards that vest after two-years; (ii) Cash and Deferred Plan Awards that vest after five-years; and (iii) Long Term Incentive Plan Awards.

 

Each award under the Cash and Deferred Plan and Long Term Incentive Plan is a conditional right to one ordinary fully paid share in BHP Group Limited, subject to meeting the applicable service and/or performance conditions.

 

Identification code: N/A

b)    Nature of the transaction   

1.  The award of 46,892 Long Term Incentive Plan awards (rights to receive ordinary shares of BHP Group Limited).

2.  The award of 16,434 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in two years.

3.  The award of 16,434 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in five years.

c)    Price(s) and volume(s)   

Price(s)

  

Volume(s)

     

1.  Nil

2.  Nil

3.  Nil

  

46,892

16,434

16,434

d)   

Aggregated information

- Aggregated volume

- Price

   N/A
e)    Date of the transaction   

1.  2021-11-23

2.  2021-11-23

3.  2021-11-23

  
f)    Place of the transaction   

1.  Outside a trading venue

2.  Outside a trading venue

3.  Outside a trading venue


1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    Geraldine Slattery   
2    Reason for the notification   
a)    Position/status    PDMR (President Petroleum)
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Plc   

b)

  

LEI

  

549300C116EOWV835768

  

4

   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.

a)

  

Description of the financial instrument, type of instrument

 

Identification code

  

This notification is in respect of the grant of the following awards to the President Petroleum under the Group’s incentive plans: (i) Cash and Deferred Plan Awards that vest after two-years; (ii) Cash and Deferred Plan Awards that vest after five-years; and (iii) Long Term Incentive Plan Awards.

 

Each award under the Cash and Deferred Plan and Long Term Incentive Plan is a conditional right to one ordinary fully paid share in BHP Group Limited, subject to meeting the applicable service and/or performance conditions.

 

Identification code: N/A

b)    Nature of the transaction   

1.  The award of 46,892 Long Term Incentive Plan awards (rights to receive ordinary shares of BHP Group Limited).

2.  The award of 25,219 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in two years.

3.  The award of 25,219 Cash and Deferred Plan Awards (rights to receive ordinary shares of BHP Group Limited) that vest in five years.

c)    Price(s) and volume(s)   

Price(s)

  

Volume(s)

     

1.  Nil

2.  Nil

3.  Nil

  

46,892

25,219

25,219

d)   

Aggregated information

- Aggregated volume

- Price

   N/A
e)    Date of the transaction   

1.  2021-11-23

2.  2021-11-23

3.  2021-11-23

  
f)    Place of the transaction   

1.  Outside a trading venue

2.  Outside a trading venue

3.  Outside a trading venue


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      BHP Group Limited and BHP Group Plc
Date: November 25, 2021    By:   

/s/ Stefanie Wilkinson

   Name:    Stefanie Wilkinson
   Title:    Group Company Secretary
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