- Post-Effective Amendment to an S-8 filing (S-8 POS)
April 01 2010 - 5:24PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on April 1, 2010
Registration Statement No. 333-23761
Registration Statement No. 333-30607
Registration Statement No. 333-45525
Registration Statement No. 333-88681
Registration Statement No. 333-13584
Registration Statement No. 333-101849
Registration Statement No. 333-115979
Registration Statement No. 333-115980
Registration Statement No. 333-115981
Registration Statement No. 333-130792
Registration Statement No. 333-130793
Registration Statement No. 333-143409
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-23761
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-30607
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-45525
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-88681
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13584
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-101849
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-115979
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-115980
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-115981
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-130792
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-130793
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-143409
UNDER
THE SECURITIES ACT OF 1933
ALLIED CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
|
|
|
Maryland
|
|
52-1081052
|
(STATE OR OTHER JURISDICTION OF
|
|
(I.R.S. EMPLOYER IDENTIFICATION NO.)
|
INCORPORATION OR ORGANIZATION)
|
|
|
|
|
|
1919 Pennsylvania Avenue, N.W., Washington, D.C.
|
|
20006
|
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
|
|
(ZIP CODE)
|
The Allied Capital Lending Corporation Stock Option Plan
The Allied Capital Corporation Stock Option Plan
The Allied Capital Corporation Amended Stock Option Plan
The Allied Capital 401(k) Plan
The Allied Capital Corporation Non-Qualified Deferred Compensation Plan
The 2005 Allied Capital Corporation Non-Qualified Deferred Compensation Plan
The Allied Capital Corporation Non-Qualified Deferred Compensation Plan II
The 2005 Allied Capital Corporation Non-Qualified Deferred Compensation Plan II
(Full title of the plan)
|
|
|
John M. Scheurer
|
|
Copy to:
|
Chief Executive Officer
|
|
Cynthia M. Krus, Esq.
|
Allied Capital Corporation
|
|
Sutherland Asbill & Brennan LLP
|
1919 Pennsylvania Avenue, N.W.
|
|
1275 Pennsylvania Ave., N.W.
|
Washington, D.C. 20006
|
|
Washington, D.C. 20004
|
(202) 721-6100
|
|
(202) 383-0100
|
(Name, address and telephone number of agent
|
|
|
for service)
|
|
|
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the
Exchange Act.
Large Accelerated Filer
þ
|
Accelerated Filer
o
|
Non-Accelerated Filer
o
(Do not check if a smaller reporting company)
|
Smaller Reporting Company
o
|
EXPLANATORY NOTE
This Post-Effective Amendment relates to the following Registration Statements Allied Capital
Corporation (the Company) on Form S-8 (collectively, the Registration Statements)
Registration Statement No. 333-23761 registering 504,860 shares of the common stock , par
value of $0.0001 per share, of the Company (the Common Stock) under The Allied Capital
Lending Corporation Stock Option Plan.
Registration Statement No. 333-30607 registering 264,344 shares of Common Stock under The
Allied Capital Lending Corporation Stock Option Plan.
Registration Statement No. 333-45525 registering 6,250,000 shares of Common Stock under The
Allied Capital Corporation Stock Option Plan.
Registration Statement No. 333-88681 registering 400,000 shares of Common Stock under the
Allied Capital 401(k) Plan.
Registration Statement No. 333-13584 registering 6,100,000 shares of the Common Stock under
The Allied Capital Corporation Amended Stock Option Plan.
Registration Statement No. 333-101849 registering 13,600,000 shares of Common Stock under The
Allied Capital Corporation Amended Stock Option Plan.
Registration Statement No. 333-115979 registering $40,000,000 in deferred compensation
obligations under The Allied Capital Corporation Non-Qualified Deferred Compensation Plan II.
Registration Statement No. 333-115980 registering $6,000,000 in deferred compensation
obligations under The Allied Capital Corporation Non-Qualified Deferred Compensation Plan.
Registration Statement No. 333-115981 registering 9,000,000 shares of Common Stock under The
Allied Capital Corporation Amended Stock Option Plan.
Registration Statement No. 333-130792 registering $40,000,000 in deferred compensation
obligations under The 2005 Allied Capital Corporation Non-Qualified Deferred Compensation Plan
II.
Registration Statement No. 333-130793 registering $6,000,000 in deferred compensation
obligations under The 2005 Allied Capital Corporation Non-Qualified Deferred Compensation
Plan.
Registration Statement No. 333-143409 registering 5,000,000 shares of Common Stock under The
Allied Capital Corporation Amended Stock Option Plan.
On April 1, 2010, the Company merged with ARCC Odyssey Corp., a wholly owned subsidiary of
Ares Capital Corporation, and, immediately thereafter, merged with and into Ares Capital
Corporation, with Ares Capital Corporation continuing as the surviving company in the merger. As a
result, this Post-Effective Amendment is being filed solely to deregister any and all shares of the
Common Stock and deferred compensation obligations previously registered under the Registration
Statement that remain unsold.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and
has duly caused this registration statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Washington, District of Columbia, on April 1, 2010.
|
|
|
|
|
|
ALLIED CAPITAL CORPORATION
|
|
|
By:
|
/s/ William L. Walton
|
|
|
|
Name:
|
William L. Walton
|
|
|
|
Title:
|
Chairman of the Board
|
|
|
|
|
|
|
By:
|
/s/ John M. Scheurer
|
|
|
|
Name:
|
John M. Scheurer
|
|
|
|
Title:
|
Chief Executive Officer
|
|
|
Pursuant to the requirements of the Securities Act of 1933, this registration statement has
been signed by the following persons in the capacities and on the dates indicated:
|
|
|
|
|
SIGNATURE
|
|
TITLE
|
|
DATE
|
|
/s/ William L. Walton
William L. Walton
|
|
Chairman of the Board
(Principal Executive Officer)
|
|
April 1, 2010
|
/s/ John M. Scheurer
John M. Scheurer
|
|
Director and Chief Executive
(Principal Executive Officer)
|
|
April 1, 2010
|
/s/ Penni F. Roll
Penni F. Roll
|
|
Chief Financial Officer
(Principal Financial Officer)
|
|
April 1, 2010
|
/s/ John C. Wellons
John C. Wellons
|
|
Chief Accounting Officer
(Principal Accounting Officer)
|
|
April 1, 2010
|
/s/ Ann Torre Bates
Ann Torre Bates
|
|
Director
|
|
April 1, 2010
|
/s/ Brooks H. Browne
Brooks H. Browne
|
|
Director
|
|
April 1, 2010
|
/s/ John D. Firestone
John D. Firestone
|
|
Director
|
|
April 1, 2010
|
|
|
|
|
|
SIGNATURE
|
|
TITLE
|
|
DATE
|
|
/s/ Anthony T. Garcia
Anthony T. Garcia
|
|
Director
|
|
April 1, 2010
|
/s/ Lawrence I. Hebert
Lawrence I. Hebert
|
|
Director
|
|
April 1, 2010
|
/s/ Robert E. Long
Robert E. Long
|
|
Director
|
|
April 1, 2010
|
/s/ Edward J. Mathias
Edward J. Mathias
|
|
Director
|
|
April 1, 2010
|
/s/ Alex J. Pollock
Alex J. Pollock
|
|
Director
|
|
April 1, 2010
|
/s/ Marc F. Racicot
Marc F. Racicot
|
|
Director
|
|
April 1, 2010
|
/s/ Joan M. Sweeney
Joan M. Sweeney
|
|
Director
|
|
April 1, 2010
|
/s/ Laura W. van Roijen
Laura W. van Roijen
|
|
Director
|
|
April 1, 2010
|
Allied Capital (NYSE:AFC)
Historical Stock Chart
From Oct 2024 to Nov 2024
Allied Capital (NYSE:AFC)
Historical Stock Chart
From Nov 2023 to Nov 2024