Statement of Changes in Beneficial Ownership (4)
September 11 2020 - 12:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Khoshaba
Daniel |
2. Issuer Name and Ticker or Trading
Symbol Wheeler Real Estate Investment Trust, Inc. [ WHLR
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Executive Officer |
(Last)
(First)
(Middle)
2529 VIRGINIA BEACH BLVD. |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/9/2020
|
(Street)
VIRGINIA BEACH, VA 23452
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
9/9/2020 |
|
P |
|
5297 |
A |
$2.6028 (1) |
1059249 |
D |
|
Common Stock |
9/10/2020 |
|
P |
|
4703 |
A |
$2.9150 (2) |
1063952 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. These shares were purchased in
transactions at prices ranging from $2.5964 to $2.6400, inclusive.
The reporting person undertakes to provide to Wheeler Real Estate
Investment Trust, Inc. (the "Issuer"), any security holder of the
Issuer, or the staff of the Securities and Exchange Commission (the
"SEC"), upon request, full information regarding the number of
shares purchased at each separate price within the range set forth
in this footnote. |
(2) |
The price reported in Column
4 is a weighted average price. These shares were purchased in
transactions at prices ranging from $2.9150 to $2.9300, inclusive.
The reporting person undertakes to provide to the Issuer, any
security holder of the Issuer, or the staff of the SEC, upon
request, full information regarding the number of shares purchased
at each separate price within the range set forth in this
footnote. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Khoshaba Daniel
2529 VIRGINIA BEACH BLVD.
VIRGINIA BEACH, VA 23452 |
X |
X |
Chief Executive Officer |
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Signatures
|
/s/ Daniel Khoshaba |
|
9/11/2020 |
**Signature of
Reporting Person |
Date |