Current Report Filing (8-k)

Date : 11/14/2019 @ 10:00PM
Source : Edgar (US Regulatory)
Stock : TD Holdings Inc (GLG)
Quote : 1.88  0.05 (2.73%) @ 9:00PM
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Last Trade
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Current Report Filing (8-k)




Washington, D.C. 20549





Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of Earliest Event Reported): November 14, 2019 (November 13, 2019)


Bat Group, Inc.

(Exact name of registrant as specified in its charter)


Delaware   001-36055   45-4077653
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)


Room 104, No. 33 Section D,

No. 6 Middle Xierqi Road,

Haidian District, Beijing, China

(Address of Principal Executive Offices)


+86 (010) 59441080

(Issuer’s telephone number)


(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:


  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001   GLG   Nasdaq Capital Market





Item 3.02 Unregistered Sales of Equity Securities


As disclosed on the Bat Group, Inc.’s (the “Company”) Current Report on Form 8-K filed on October 8, 2019, the Company entered into certain securities purchase agreements (the “SPAs”) with certain “non-U.S. Persons” (the “Purchasers”) as defined in Regulation S of the Securities Act of 1933, as amended (the “Securities Act”), pursuant to which the Company agreed to sell an aggregate of 1,685,000 shares (the “Shares”) of its common stock, par value $0.001 per share (“Common Stock”), at a per share purchase price of $0.35 (the “Offering”), subject to various conditions to closing.

On November 13, 2019, the Company issued 1,685,000 shares of Common Stock to the Purchasers pursuant to the SPAs dated October 8, 2019, since all the closing conditions of the SPAs have been satisfied.

The issuance and sale is exempted from the registration requirements of the Securities Act pursuant to Regulation S promulgated thereunder.






Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: November 14, 2019 By: /s/ Jiaxi Gao  
  Name: Jiaxi Gao  
  Title: Chief Executive Officer





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