Amended Current Report Filing (8-k/a)
July 02 2019 - 3:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
July 2, 2019 (June 14, 2019)
Bat Group, Inc.
(Exact name of registrant as specified in its
charter)
Delaware
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001-36055
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45-4077653
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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Room 104, No. 33 Section D,
No. 6 Middle Xierqi Road,
Haidian District, Beijing, China
(Address of Principal Executive Offices)
+86 (010) 59441080
(Issuer’s telephone number)
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.001
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GLG
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Nasdaq Capital Market
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Explanatory Note
This amendment to the Current Report
on Form 8-K/A (“Form 8-K/A”) is being filed to amend the Current Report on
Form 8-K
initially filed by Bat Group, Inc.
(the “Company”) with the Securities and Exchange Commission on June 19, 2019 (the “Original
Form 8-K
”).
The Company is filing this Form 8-K/A solely to correct an inadvertent error of omitting Mr. Long Yi’s resignation as a director
of the Company’s board of directors (the “Board”), and Ms. Yang An’s appointment as a director of the Board
to fill in the vacancy created by Mr. Long Yi’s resignation. Except as set forth in the foregoing, the Original Form 8-K
is unchanged.
Item
5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain Officers.
Resignation of Long Yi
On June 14, 2019, Mr. Long
Yi resigned from his positions as Chief Financial Officer (“CFO”) of Bat Group, Inc. (the “Company”) and
director of the Company’s board of directors (the “Board”) effective immediately. Mr. Yi’s resignation
is not as a result of any disagreement with the Company relating to its operations, policies or practices.
Resignation of Zhe Ding
On June 14, 2019, Mr. Zhe
Ding resigned from his positions as Chief Operating Officer (“COO”) of Bat Group, Inc. (the “Company”)
effective immediately. Mr. Ding’s resignation is not as a result of any disagreement with the Company relating to its operations,
policies or practices.
Appointment of Yang An
Effective June 14, 2019,
the Board appointed Ms. Yang An as CFO of the Company and director of the Board to fill the vacancy created by the resignation
of Mr. Yi.
The biographical information
of Ms. An is set forth below.
Ms. Yang An was the finance
controller of Beijing Yihe Network, a high-tech company since Februray 2018. From May 2015 to January 2018, Ms. An served as the
finance manager of Hortonworks, a high-tech company in the United States. From June 2011 to April 2015, Ms. An served as the senior
auditor of Mazars CPA Limited. Mrs. An held a Bachelor degree in Vocal Music from Xinghai Conservatory of Music.
Ms. An does not have a
family relationship with any director or executive officer of the Company and has not been involved in any transaction with the
Company during the past two years that would require disclosure under Item 404(a) of Regulation S-K.
Ms. An also entered into
an executive employment agreement (the “Employment Agreement”) with the Company, which sets her annual compensation
at $50,000 and establishes other terms and conditions governing her service to the Company. The Employment Agreement is qualified
in its entirety by reference to the complete text of the agreement, which is filed hereto as Exhibits 10.1.
I
tem
9.01 Financial Statement and Exhibits
(d)
Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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CHINA BAT GROUP, INC.
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Date: July 2, 2019
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By:
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/s/ Jiaxi Gao
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Name:
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Jiaxi Gao
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Title:
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Chief Executive Officer
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