Current Report Filing (8-k)
August 07 2019 - 7:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
August 7,
2019
SUNOPTA INC.
(Exact
name of registrant as specified in its charter)
Canada
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001-34198
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Not Applicable
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(State or other jurisdiction of
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(Commission File Number)
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(IRS Employer Identification No.)
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incorporation)
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2233 Argentia Road, Suite 401
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Mississauga, Ontario, Canada
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L5N 2X7
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(Address of principal executive
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(Zip Code)
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offices)
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Registrants telephone number, including area code
(905)
821-9669
(Former name or former address, if changed since last report):
Not Applicable
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (
see
General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Shares
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STKL
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The Nasdaq Stock Market
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Common Shares
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SOY
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The Toronto Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b -2
of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [ ]
1
ITEM 2.02 RESULTS
OF OPERATIONS AND FINANCIAL CONDITION
On August 7, 2019, SunOpta Inc. (the Company) issued a press release
announcing financial results for the quarter ended June 29, 2019. A copy of the
press release is furnished as Exhibit 99.1 to this Current Report on Form
8-K.
The information in this Current Report, including
but not limited to Exhibit 99.1 attached hereto, is furnished and shall not be
deemed filed for purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the Exchange Act), or otherwise subject to the liabilities
of that section, nor shall such information be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the Exchange Act,
except as shall be expressly set forth by specific reference in such filing.
ITEM 9.01. FINANCIAL
STATEMENTS AND EXHIBITS
(d) Exhibits
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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By:
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/s/ Robert McKeracher
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Robert McKeracher
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Vice President and Chief
Financial Officer
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Date:
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August 7, 2019
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3
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