Annual Statement of Changes in Beneficial Ownership (5)
January 07 2020 - 2:01PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Newton Michael B | 2. Issuer Name and Ticker or Trading SymbolStock Yards Bancorp, Inc. [SYBT] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr. Vice President |
(Last)
(First)
(Middle)
PO BOX 32890 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
LOUISVILLE, KY 40232
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 1/31/2019 | | L | 14.5473 | A | $34.3706 | 1279.55 | D | |
Common Stock | 3/1/2019 | | L | 14.0199 | A | $35.6638 | 1293.57 | D | |
Common Stock | 4/1/2019 | | L | 14.40030 | A | $34.7214 | 1308.16 (1) | D | |
Common Stock | 5/1/2019 | | L | 14.3836 | A | $34.7617 | 1322.54 | D | |
Common Stock | 6/3/2019 | | L | 14.9929 | A | $33.3492 | 1337.53 | D | |
Common Stock | 7/1/2019 | | L | 13.7714 | A | $36.3072 | 1351.80 (1) | D | |
Common Stock | 8/1/2019 | | L | 13.2297 | A | $37.7938 | 1365.03 | D | |
Common Stock | 9/3/2019 | | L | 13.9053 | A | $35.9575 | 1378.94 | D | |
Common Stock | 10/1/2019 | | L | 13.8258 | A | $36.1642 | 1393.55 (1) | D | |
Common Stock | 11/1/2019 | | L | 12.413 | A | $40.2804 | 1405.96 | D | |
Common Stock | 12/2/2019 | | L | 12.165 | A | $41.10150 | 1418.13 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes shares acquired through automatic dividend reinvestment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Newton Michael B PO BOX 32890 LOUISVILLE, KY 40232 |
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| Sr. Vice President |
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Signatures
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/s/ Michael Newton | | 1/7/2020 |
**Signature of Reporting Person | Date |
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